Buddhism

May 29, 2008

Hee-Jin Kim on Dôgen

    Hee-Jin Kim, Dôgen on Meditation and Thinking: A Reflection on His View of Zen. Albany: State University of New York Press, 2007.

The following is a presentation made at the Tokyo Buddhist Discussion Group, May 15, 2007, revised in light of the stimulating and erudite comments of Tony Black, Ishii Seijun, Chuck Muller and Brook Ziporyn.

Kim, who apparently began as a student of Christian themes, has studied Dôgen for half a century. His contributions include especially his book Dôgen Kigen – Mystical Realist (The University of Arizona Press, 1975); third edition, Eihei Dôgen : Mystical Realist (Wisdom Publications, 2004) and his translation of fascicles 1-30, Flowers of Emptiness: Selections from Dôgen's Shôbôgenzô (Edwin Mellen, 1985), which has annoying cuts throughout; billed as the first of three volumes, it had no sequel. Mystical realism means that Dôgen’s thought is always directed to and anchored in zazen practice, and that language and conceptuality are given their due role in the spiritual process. Kim seeks ‘to present a perspective through which the character of Dôgen’s thought can be illuminated systematically. We are not looking for the system in Dôgen, which is non-existent’ (Mystical Realist, p. 11).

The new book is more sophisticated than the rather thesis-like exposition of the first edition of Mystical Realist. Its preface alludes to Critical Buddhism and to the rude awakenings to which Zen has been exposed lately, and claims that Dôgen, correctly understood, rises to the challenge of the times and himself challenges them, though we must seek to understand him better than he understood himself by overcoming the limits of his medieval Japanese horizon (p. 124). Summarizing his earlier book, Kim claims that Dôgen ‘restored language, thinking and reason – the familiar tools of duality – to their fully deserved legitimacy in his Zen… The function of nonduality was not to efface duality, as often is the case with that of good and evil, nor to make duality a provisional expedient for attaining a sui generis experience, nor to plunge into ineffable reality… Nonduality was always embedded and active within duality itself – as the guider, purifier and empowerer of duality’ (p. x). In the present book he continues his exploration of ‘the dynamics of duality as they relate to nonduality in the temporality of existence-time’ (p. x).

Chapter 1, ‘A Shattered Mirror, a Fallen Flower,’ asks what is the relationship between delusion and enlightenment in the thought and practice of Dôgen. What is the meaning of the nonduality of delusion and enlightenment (meigo ichinyo)? Kim answers that delusion and enlightenment are ‘orientational and perspectival foci within the structure and dynamics of realization (genjô)… Enlightenment consists not so much in replacing as in dealing with or “negotiating” delusion in the manner consistent with its principles’ (p. 4). Throughout his book he proposes the model of supplementary foci as a corrective to such dualisms as that between ‘things as they really are’ and ‘things as they appear to be’, which have led to the situation that the ‘pre- or extradiscriminative state of mind is privileged in such as way that creative tensions between delusion and enlightenment are all but lost’ (p. 1). This model is applied to several other dualities, such as that between conventional and ultimate. Perhaps a danger of this model is that it is too flexible and might end leaving us with nothing concrete to say about how the two supplementary realities are related.

Kim insists that ‘one attains enlightenment only in and through delusion’ (p. 1). The enlightened person is living in time, here and now, and so is always involved with delusion. It is not a matter of being in the world of delusion but not of it, or of having serenely transcended delusion by seeing through it. Rather, there is a creative tension between enlightenment and delusion, lived out from moment to moment. ‘Delusion and enlightenment... are both temporal, coextensive and coeternal as ongoing salvific processes’ (p. 4). As one grows more enlightened, one also grows more aware of one’s enmeshment in ‘the vast and giddy karmic consciousness’ (gosshiki bôbô; bôbô gosshiki) and of one’s condition of being ‘nevertheless deluded’ as Dôgen puts it, which can be taken to mean ‘ever deluded’, ‘originally deluded’ (p. 5). ‘A proper understanding of the insidiousness of delusion and the ambiguity of enlightenment thus constitutes the pivot of practice’ (p. 6).

‘“A shattered mirror” (hakyô) and “a fallen flower” (rakka) are the metaphors neither for a spiritually bankrupt person in despair and hopelessness, nor for an utterly incorrigible person beyond all possibilities of redemption. To the contrary, these metaphors purport to be the truth of realization vis-à-vis the existential predicament of the self and the world that are alike in a “shattered” and “fallen” state – not only figuratively but literally’ (p. 6). This ‘underlines the fundamental limitations and ambiguities in our moral and religious overcoming, namely, enlightenment. This is also the ultimate limitation of Zen as a religion’ (p. 8). So Zen aims at keeping up an enlightened mode of practice in the here and now, one which is nourished by the constant challenge of delusion. It does not promise any condition that transcends this-worldly reality. I do not know if the author has some arrière-pensée here about Christianity as going beyond this limitation, for good or ill. He certainly wants to deflate claims made for Zen by D. T. Suzuki and other ‘intuitionists. I wonder if the word ‘mystical’ in his 1975 title is one he would choose today. He is pleased with the way recent scholarship strips Zen enlightenment of ‘traditional pretensions’ and the ‘aggrandizement and indulgence of enlightenment’ (p. 10), since it clears the way to correct appreciation of the texture of Dôgen’s mystical realism. This stripped-down Zen may be too realistic for many, who expect from Buddhism a radical overcoming of the human predicament.

Kim most vividly conveys his sense of how the interface between delusion and enlightenment is lived in a fresh translation of Dôgen’s poem: Yo no naka wa/ nani ni tatoen/ mizutori no/ hashi furu tsuyu ni/ yadoru tsukikage, 世中は何にたとへん水鳥の、はしふる露にやどる月影。‘To what can I liken the human condition in which I live in the here and now? I say: “The moon’s shaken reflections in dewdrops”’ (p. 11). In temporal existence we cannot enjoy a pure, immune beatitude. ‘There is nothing but the shaken reflection in which shakenness and reflection are never statically/reductively fused, but dialectically/dialogally interactive’ (ib.). Dôgen’s sense of impermanence was indeed thoroughly enmeshed in the realities of medieval Japan’ (p. 11); he lived the agony of his time to the full rather than escaping from it. Mujô busshô means not only ‘the impermanent are Buddha-nature’ but also ‘Buddha-nature is impermanent’: ‘only when the moon is thoroughly temporalized and localized in a particular dewdrop, is the dewdrop genuinely sacralized as that shaken reflection. In this manner, Dôgen’s poetic vision of impermanence in the image of the moon’s shaken reflection in/as a dewdrop seems to unmistakably intimate elusive delusional undertones’ (pp. 11-12). Delusion itself, consciously assumed in all its fragility, is enlightenment. One may certainly feel dizzy and shaken when reading Dôgen (one student had to stop to preserve her sanity), but this interpretation risks leaving us caught in a loop between ‘impermanence is Buddha-nature’ and ‘Buddha-nature is impermanence.’ Is there nothing that in any way transcends radical impermanence? I wonder what ‘sacralized’ in the last quote means; it seems to have strayed in from another kind of discourse.

Beyond, or deep within, the interplay of enlightenment and delusion, light and darkness, lies a third factor, the very nub of Dôgen’s thought, introduced rather unobtrusively on p. 16: ‘Dôgen now deeply probes the subtle workings of emptiness itself with respect to illusion and reality, delusion and enlightenment’ in a passage claimed to overcome the idea that truth is a correspondence between mind and reality: In the Kûge fasciscle, ‘without frontally taking on the doctrinal issue of the ultimate truth and worldly truth of Mâdhyamika thought, and even bypassing the doctrine as such, Dôgen elucidates the interior workings of emptiness itself. By minutely observing simple expressions such as kûge (空華, sky-flowers) and eigen (翳眼, dim-sightedness), he boldly declares that emptiness, along with delusion and enlightenment, in rooted in dim-sightedness’ (p. 17). ‘Dim-sightedness is the life force of emptiness and, doctrinally speaking, is the linchpin of ultimate truth and worldly truth’ (p. 18). ‘Equating dim-sightedness to emptiness… Dôgen envisions its flowers blooming as all things of the self and the world – rootless, birthless, purposeless’ (p. 19).

  The entry of emptiness as a third factor, not above or beyond but right in the middle among the other two, is structurally identical with the role of the ‘middle’ in the three-truth theory of T’ien-t’ai (Tendai) Buddhism, as Brook Ziporyn notes. Dôgen would have been steeped in this school of Buddhism from his years on Mount Hiei. The earliest commentators on Dôgen explicate his thought according to this structure, conveniently imposed on confusing texts that do not seem to offer it any clear support. It is rather difficult to pin down what emptiness concretely adds to the interplay of the foci and one may suspect that its appearance is motivated more by the Tendai structure than by a phenomenology of the spiritual path. As Tony Black notes, it is very difficult to draw any such systematic insight from Dôgen’s own writing; Chuck Muller recalls that a student found it so discombobulating that she had to stop because her sanity was actually threatened. In Komazawa University exegesis of Dôgen proceeds by looking at his sources, the Chinese kôans, which risks being a matter of explaining obscurum per obscurius. 

 

Chapter 2, ‘Negotiating the Way,’ turns to the implications of this vision for practice. ‘There is no path or linkage whatsoever from practice to enlightenment, and vice versa. In fact, they have nothing to do with each other so far as they are seen in logical, causal, teleological, epistemological, ontological, and similar frameworks. From Dôgen’s perspective, even the bodhisattva’s path of ascent and descent – “seeking enlightenment above, saving sentient beings below” (jôgu-bodai geke-shujô, 上求菩提下化衆生) as so eloquently espoused in Mahâyâna Buddhism – would be regarded as ultimately misleading. In the end, the collapse of all sequential, teleological, hierarchical, and central-peripheral frameworks is complete and final. Dôgen’s Zen arises in the ruins of such a collapse’ (p. 24). In such a radical situation, one is tempted to ask, how can Dôgen’s Zen have any structure at all, much less the rather elaborate structure it retains here?

Because of its hierarchical associations, Dôgen did not favor the two-truths theory, the idea that ‘the worldly truth – our everyday experience through the normal ways of perceiving and thinking – is no more than a launching pad, so to speak, for plunging into the ultimate truth, in which all rational and conceptual contents (“the screen”) of the worldly truth are stripped away’ (p. 26, following C. W. Huntington’s reading of Candrakîrti).

Revering the Lotus Sûtra, Dôgen encouraged the application of skillful means, but not as ‘a temporary expedient for a higher end’ (p. 31). The means is ‘thoroughly revalorized as the very core of the end. But note this is neither an absolutization of the means nor a relativization of the end. The traditional dualism of the means and the end is recast as a pair of foci in place of opposites’ (p. 32). But can one not find a non-duality of means and end, overcoming the alleged dualism, in the Lotus Sûtra itself? Dôgen criticized the kyôhan classification of teachings, the three ages of the dharma, the threefold buddha-body, and Zen’s ‘finger pointing at the moon’ since ‘all these notions drew, in one way or another, upon the conventional view of skillful means’ (p. 32).

Dôgen is not impressed by Vimalakîrti’s silence as an expression of nonduality; ‘nonduality is not privileged or transcendentalized metaphysically any more than duality. It is simply one of the soteric foci within the process of realization… In its liberating process, nonduality embraces duality rather than abandons it… Nonduality functions within, with, and through duality. The non in nonduality signifies dynamicity’ (pp. 33-4). Can any equivalent of such thinking be found in the Vimalakîrti-nirdesa Sûtra? Can Vimalakîrti not redescend to duality as a skillful means? Perhaps the Tendai doctrine of the middle should be seen not as correcting dualisms in the Mahâyâna sûtras but as bringing out the full richness of the nonduality they proclaim. Tendai, Zen and Dôgen are less radical departures from prior tradition than renewed apprehensions of it.

‘Duality and nonduality and their relationship in the paradoxical juxtaposition of not-twoness and not-oneness are principles that govern all pairs of foci in Dôgen’s Zen. In this respect, duality and nonduality might well be called the root foci’ (p. 35). Again, I see a danger of an abstract system-building here. The author then strikes a note which fits oddly in this context, when he says that a unitive awareness of nonduality ‘is in essence a valuational notion of a specific worldview. As such it should not usurp the claim of universality over other worldviews and religions in the pluralist world. To do so would be hubristic and overzealous regarding what it is and does’ (p. 35). Nonduality, and perhaps emptiness itself, are here historicized and seen as pragmatic notions of limited scope, which makes for ecumenical modesty. But would Dôgen agree? Would he see the rootedness of his Zen ‘in a specific time and place as a dharma-situation (hôi)’ (p. 35) as something opposed to and incompatible with the idea of Zen as a philosophia perennis as Kim assumes? Kim applauds Robert H. Sharf and Bernard Faure for overthrowing Suzuki’s image of ‘Zen spirituality, at once unique and universal, as affirming the uniqueness and supremacy of Japanese culture’ (p. 36), a vision he sees as shared by Nishida, Nishitani, Hisamatsu and Abe Masao and associates with nihonjinron.

‘The vision of “things as they are” is never of a fixed reality/truth; the power for self-subversion and self-renewal is inherent in the vision itself. Thus “things” seen as they are are transformable. Every practitioner’s task is to change them by seeing through them. From Dôgen’s perspective this is the fundamental difference between contemplation (dhyâna) and zazen-only. To him, seeing was changing and making’ (p. 38). The difference between the delusion/enlightenment relation and the practice/enlightenment relation is that the thrust of the former concerns ‘humans’ intellectual, moral and existential ambiguity in terms of their primordial opacity or their “dim-sightedness,”’ whereas ‘such an existential humility scarcely appears in the foreground of the discourses on practice and enlightenment, and instead we find vigor and boldness… “As one side is illumined, the other is darkened.” Both aspects complement one another within the dynamics of realization’ (p. 38). They are different ways of situating oneself in the Zen world. Perhaps, against this, there is something to be said for the ordinary idea that we see through things as they appear to be and discover (not make) things as they are.

Chapter 3, ‘Weighing Emptiness,’ confronts the role of emptiness. ‘Dôgen’s appropriation of emptiness is characteristically praxis oriented through and through’ (p. 39). In the fascicle Muchû setsumu, ‘Dualisms between dream and waking, reality and illusion, and the rational and irrational are now thoroughly dismantled and reconstituted in Zen discourse as (revaluated) dualities that intertwine and interpenetrate one another’ (p. 41). The steelyard passage invites us to think of emptiness as the ultimate horizon: ‘The situation of being left high up in midair is indeed terrifying and maddening existentially, for knowing that things, ideas, and values have no self-nature and that there is nothing whatsoever to cling to is an unbearable threat to our whole way of life’ (p. 44). ‘Dôgen renders the steelyard and things to be weighed as both hanging in empty space while playing freely and engaging in transformative activities (yuke,遊化)… Dôgen’s appropriation of emptiness is not just confined to a deconstructive function that demolishes every possible reificational and representational delusion, but engaged in a reconstructive function in the temporality of the whole body with its salvific efficacy… Emptiness enables practitioners to discern that the existential and spiritual predicament of hanging in empty space… is none other than the liberating occasion of “right this moment” (shôtô immoji), with an inclusive sense of efficacy’ (p. 45).

‘The static appearance of the steelyard at rest belies the dynamic process of weighing/fairness… By the same token, emptiness may appear static, abstract, or one-dimensional, and yet in reality, particularly in relation to dependent origination and worldly truth…, it is dynamic, concrete, and multi-dimensional in its workings… Equality does not exist or subsist in the abstract, independent of such a dynamic negotiation of differentiation’ (p. 46). ‘Encountering moral and existential dilemmas and perplexities, our “vast and giddy karmic consciousness” must still operate in full capacity to choose, decide, and act, not only for mere survival but for authentic living. This is the situation in which emptiness is “shattered” and “fallen,” and which, nevertheless, is supposed to effectively function despite its shattered, fallen state’ (p. 49).

Welcoming Huntington’s ‘pragmatic approach that most effectively demonstrates the soteriological efficacy of emptiness’ in which ‘the sole function of emptiness… is to completely strip away “the tendency to reify the screen of everyday affairs,” so that practitioners can see things as they are’ (p. 50), Kim nonetheless objects that Huntington’s ‘incommensurability’ ‘seems to exaggerate discontinuity between the two truths,’ making it impossible to ‘establish a genuine internal relationship between them’ (p. 51), wherein emptiness would be ‘dialogically and efficaciously engaged in the reconstructive function that involves worldly truth’; this is ‘an unworkable rupture between the secular and the religious’ (p. 52). In the state envisaged by Dôgen, ‘things and beings, activities and relations of worldly truth are seen in light of ultimate truth in such a way that they no longer hold the power to sway practitioners’ lives, and the practitioners in turn attain the capacity to use them in salvifically wholesome ways’ (p. 52).

The movement known as Critical Buddhism is criticized for ‘throwing the baby out with the bathwater’ (p. 55); ‘The so-called superficial appearance was infinitely fascinating and profound to the medieval Japanese. I think Dôgen identified with such a deep-rooted sentiment despite his cognizance of its ethically and religiously perilous implications, and did so without compromising critical discernment in accordance with emptiness… Dôgen was born into and imbibed the hongaku tradition and, throughout his life, struggled to negotiate his way within it, as well as beyond it’ (p. 55). ‘His religio-philosophical and mythopoetic use of hongaku-related concepts and symbols, such as Buddha-nature, thusness, the dharma-world, the spatial conception of dependent origination, and the thought of enlightenment, are visionary and disciplined, yet never lose sight of the deconstructive tenor of emptiness’ (pp. 57-8).

Chapter 4, ‘The Reason of Words and Letters’ (adapted from the author’s chapter in Dôgen Studies, ed. W. Lafleur, Honolulu, 1985; repriinted with slight revisions as “Introductory Essay” in Flowers of Emptiness), expounds Dôgen’s linguistic perspectivism: ‘The word water in its conventional usage is only one of the innumerable ways of naming that which is designated by humans. Water may be perceived as water by humans, but also as a palace by fish, as a jeweled necklace by gods, as bloody pus by hungry spirits’ (p. 61). This is not relativism but ‘the radical relatedness of all beings and all perspectives’ (pp. 61-2). A deanthropocentrized view of language and reality leads to ‘a complete changeover of humanity’s collective delusion and self-centeredness with respect to the nature and function of language’ (p. 62).

‘Dôgen offers a “realizational” view of language, in contrast to the “instrumental” view that is epitomized in the Zen adage “the finger pointing to the moon”’ (pp. 62-3). Both the limiting and the liberating functions of language ‘are capable of being soterically appropriated to serve as the bearer of realization. Both are necessary to one another; one without the other is vulnerable to the corrupting effects of language’ (p. 63). ‘Inasmuch as language is the core of discriminative thought, it has the power – perhaps the only power there is – to liberate it’ (p. 63). ‘Language flows individually and collectively through the existential bloodstream, so much so that it is the breath, blood, and soul of human existence’ (p. 64).

In light of this Kim studies Dôgen’s wordplay. His modulations of Chinese expressions ‘cannot be easily rendered in intelligible statements. Perhaps Dôgen did not want them to be reduced to conventional locutions, but rather to be appreciated visually and aurally as they are, like the surrealistic images of a dream’ (p. 66). ‘Dôgen’s radical reinterpretation of nonduality in the aforementioned context of emptiness’ is grouped under eight headings: ‘(i) The relative seen in terms of the ultimate; (ii) the future construed as the present; (iii) the transcendental/static interpreted in terms of the realizational/dynamic; (iv) different stages of practice conceived as all alike full-fledged enlightenment; (v) a preenlightenment event viewed as a postenlightenment one; (vi) imperative statements construed as declarative ones; (vii) analogy seen in terms of identity; and (viii) interrogatives and negatives used in the context of realization’ (p. 75).

The development of Kim’s thought between 1985 and 2007 can be seen by comparing the sentences introducing this list in the Dôgen Studies essay and the present work.

1985 (Dôgen Studies, p. 74; also Flowers of Emptiness, p. 33):

7. Reinterpretation Based on the Principle of Absolute Emptiness.

If there is any single principle central to Dôgen’s life and thought, it is that of absolute emptiness, as appropriated in the context of realization. Let us examine some examples of his radical reinterpretation – alternately referred to as intentional misrepresentation – based on various aspects of this principle.

2007 (p. 75):

7. Reinterpretation Based on the Principle of Nonduality

If there is any single principle central to Dôgen’s Zen, it is that of emptiness, as appropriated in the context of realization in terms of the dynamic interplay of duality and nonduality, or of worldly truth and ultimate truth. Let us look at some examples of Dôgen’s radical reinterpretation of nonduality in the aforementioned context of emptiness.

The 2007 heading here is a misnomer; and the eight reinterpretations listed seem artificially conjoined with the new thematic of dynamic interplay. However, that thematic is already sketched in Dôgen Studies, p. 54 (Flowers of Emptiness, p. 2): ‘absolute emptiness, which is none other than the truth of the Buddha-dharma. That is to say, it has to do with the dialectical relationship between nonduality and duality, between equality and differentiation, between original enlightenment (hongaku) and acquired enlightenment (shikaku).’ I am left wondering if Kim has brought the specific role of emptiness, which is the high point of his new analysis, into clear focus.

Chapter 5, ‘Meditation as Authentic Thinking,’ sights the position of the meditator as one of nonthinking (hi-shiryô) which lies beyond both thinking and not-thinking (fu-shiryô) and has recourse to thinking and not-thinking (discriminative and non-discriminative knowledge) as and when appropriate. This is opposed to the intuitionism of D. T. Suzuki and Izutsu Toshihiko and close to the interpretation of Abe Masao and Akiyama Hanji. Abe does not sufficiently stress ‘nonthinking as mediating (revaluated) thinking and (revaluated) not-thinking in their dynamic, dialectical relationship in concrete everyday situations’ (p. 81). Thinking and not-thinking are ‘a pair of soteric foci free of substantialist moorings whose bifurcation is to be overcome’ (p. 82). However, this image tends to ‘a metaphysical privileging, if not an absolutization, of nonthinking’ that loses ‘the dialectical dynamicity of their salvific functions’ (ib.) – nonthinking itself must be seen in dynamic interaction with thinking and not-thinking. Kim’s discussion here sounds discouragingly abstract, and we are tempted to wonder about the stability of the three categories he has distinguished.

  Dôgen’s high-handed way with Chinese sources allows him to translate sômu funbetsu (‘ever without discriminative thinking’) into isô funbetsu (‘ever already discriminative thinking’), ‘thus identifying discriminative thinking with original realization’ (p. 84). ‘If the cause for the arising of our predicament lies within discrimination, then the cause for the eradication of such a predicament also lies within that discrimination itself, not “ever without”’ (p. 84). This is supposed to be a ‘preeminently Buddhist’ principle. In early Buddhist thought ‘the cause of both the arising and cessation of suffering is within suffering itself, and never outside’ (p. 138); Kim refers to W. Rahula, What the Buddha Taught, (New York: Grove, 1974): ‘the cause, the germ, of the cessation of dukkha’ is within dukkha itself (Rahula, p. 31); ‘the germ of their arising as well as of their cessation are both within the Five Aggregates’ (p. 42). Yet Kim also presents ‘Dôgen’s critique of this Buddhist dictum’ (p. 84); ‘Dôgen approves of its general purport, but as usual, offers a biting cautionary note’ (p. 119), which seems to amount again to the idea that fighting discrimination with discrimination and renouncing discrimination altogether ‘are indispensable to one another in their shared soteriological enterprise and by virtue of the potency of emptiness’ (p. 120). What Dôgen achieves by all this may seem to be simply a return to the most obvious common sense: ‘Thinking is now free to be responsible, disciplined, fair, and compassionate in one’s personal morality and social ethical thought, and, furthermore, is even free to roam playfully throughout the universe in its mythopoeic imagination’ (p. 86). Are years of Zen training requisite in order to achieve this? Something more ‘mystical’ is suggested when Dôgen talks of thinking as exerted by ‘the mind of the entire great earth’ and ‘the mind of trees and stones’ (p. 86).

  Not-thinking is not to be grasped as a state in which ‘all mental activity is absent,’ such as the nirodha-samâpatti of Theravâda Buddhism, for Dôgen is opposed to ‘absorptionist tendencies and residues in Zen that were connected with Buddhist enstasis’ (p. 87). Rather is it ‘that thinking which is not/beyond thinking’ (p. 88). ‘Not-thinking is coextensive and coeternal with thinking. Not-thinking is thinking, and vice versa’ (p. 89). What seems to be involved is adroitness in handling categorical discriminations and in stepping back from them to a non-categorizing contemplative encounter with the real. This stepping back is ‘a radical critique of thinking… a window to new horizons of thinking’; it is ‘simply a focus – a conceptual construct’ (p. 88). That last phrase throws me – how can not-thinking, or non-thinking for that matter, be a conceptual construct?

  Kim is rather elusive on non-thinking (he refers to Carl Bielefeldt, Dôgen’s Manuals of Zen Meditation, pp. 133-60). ‘Nonthinking through thinking and not-thinking, with a thorough praxis orientation’ is ‘that thinking which explicates the expressible, by way of the creative interaction between the already expressed and the not yet expressed/the inexpressible’ (p. 96). He harps too much on overcoming intuitionist notions of Zen, ‘the fascination with endless absorption in the undifferentiated,’ that fail to see that discriminative thinking is ‘the pivotal practice of zazen itself’ (ib.), to the point that one feels he is attacking a straw man or flogging a dead horse. In any case, in non-thinking, meditation and wisdom ‘inform and redeem each other’ (p. 98).

  Chapter 6, ‘Radical Reason: Dôri,’ looks at Dôgen’s comprehensive and integrated understanding of rationality. Kim is convinced that ‘no age in human history calls for the genuine understanding and re-vision of reason more urgently than ours’ (p. 101). The phrase dôri combines ‘path’ (dao) and ‘principle’ (li), evoking all their Daoist and Confucian overtones. ‘The Way is never extricated from the processes of phenomena themselves’ (101). ‘Li constitutes those patterns, rhythms, and regularities which humans discern as meaningful in carrying out their day-to-day activities, by participating in the dynamics of the natural, and according to their personal, historical, and cultural conditions and forces’ (p. 102). In Buddhism it denotes siddhânta, fundamental principle, and hence such notions as thusness, emptiness, and equality, ‘with a tendency to be associated with abstraction and speculation’ (p. 102). Dôri translates yukti, norms. For Dôgen it is ‘located within his vision of an anthropo-cosmic situation that is thoroughly temporal… It refuses to transcendentalize itself above and beyond that situation’ (p. 104). In Medieval Japan, ‘the notion of reason as the true nature of things, by and large, advocated that state of spiritual freedom which transcended the law of dependent origination (engi), and thus rejected cause and effect, arising and perishing, and other cognate notions’ (p. 109). But Dôgen ‘rejects the notion of naturalness in the sense of spontaneous generation of things without the workings of causes and conditions, which amounts to a flat disavowal of moral endeavors’ (p. 110), drawing on the general Buddhist critique of Daoism.

Kim’s sophisticated forays into Dôgen’s enigmatic texts are sustained by a feel for the dynamics of Dôgen’s Zen practice, and they certainly convey the sense of closing in on the essence of this thought, largely because of their orientation to practice. The full value of Kim’s insights will be discovered when they are drawn on to clarify Dôgen’s relationship to his Chan and Tendai sources.

December 04, 2006

Chan Insights and Oversights

 

Bernard Faure, Chan Insights and Oversights: An Epistemological Critique of the Chan Tradition. Princeton University Press, 1993.

 

 It was inevitable that poststructuralist theory would sooner or later penetrate Zen studies. Now that the inevitable has come to pass, in the person of Bernard Faure, it is idle to argue with the fait accompli. All Zen scholars will have to revise their hermeneutics in light of The Rhetoric of Immediacy (Princeton, 1991) and its sequel here reviewed. These are significant books: they articulate the original insights which contemporary intellectual culture can bring to Zen, but they also betray the blindness of a frenzied academia to all that Zen stands for. It is the Zeitgeist that speaks.

 Faure has mastered a vast literature and every page of his book is bursting with ideas. He wants to open ‘the field of Chan/Zen studies to the questions raised in other academic disciplines’ and he does so with the greatest aplomb. But his ulterior aim of ‘bringing Chan/Zen closer to the mainstream of Western thought’ (3) is less happily conceived. There is a dimension of Zen which contradicts this mainstream as a powerful challenge to Western rationalism. This is never allowed to emerge in the course of Faure’s busy methodological reflections. The otherness and autonomy of the Zen tradition are smoothed away.

 Postmodernism, which claims to allow a free play of interpretation, here turns out to be an enveloping hermeneutic which forces the texts to correspond to its categories. For all its championing of ‘heterology’ and ‘polyvocality,’ such writing remains reductive and monological. What is terrifying about this book is the possibility that it may mark the opening of a new epoch in Zen studies, their ‘coming of age’ as a thoroughly positivistic discipline. Just as positivist exegesis makes itself blind to the spiritual force of biblical texts, Faure prohibits all references to Zen religion or spirituality as pre-scientific. The criticisms I want to make here are undercut and discredited in advance by Faure as ‘Suzuki-ism’ and ‘Orientalist’ mystification. He has immunized himself against such criticisms by enclosing himself in a quasi-idealist cocoon, from within which the spiritual and physical reality of Zen can be seen only as a rhetorical and ideological reality-effect.

 One is dazzled and dizzied by the performance of this light-footed Hermes, who glides from ancient Buddhist texts to contemporary philosophical ones, opening up hundreds of possible paths for the renewal of Zen studies. Racing to ‘put a girdle round about the earth in forty minutes,’ he never stops long enough to argue in detail any one of his suggestions. The ‘Faure effect’ is that of a bibliographical whirlwind, a busy switchboard, in which figures as diverse as Dogen and de Man (144), Barthes and Bodhidharma (131), Musil (The Man without Qualities) and Linji (‘the common man of no rank’) (262), are thrust into fleeting surrealistic conjunctures. The pace and tone are as remote as possible from those of Zen. Faure is a self-conscious theorist, often signaling biases implicit in his own positions. Whether this auto-commentary makes explicit limitations and contradictions which were genuinely inevitable, or whether it is a matter of covering his traces after venturing on thin ice, is difficult to decide, but one suspects that longer reflection might have won him a secure critical distance in regard to his sources. As it is, he abandons himself to every theoretical possibility that crops up, and can pull himself up only by adding extra pirouettes. After this saturation bombing, scholars need no longer rack their brains to find connections between Buddhism and postmodernism. They must take these connections for granted, and do what Faure has not done: choose one Zen text or topic and apply to it one line of poststructuralist questioning, in a patient and methodical investigation.

 The first part of the book describes the gradual sighting and constitution of Zen as an object of study and criticizes the Orientalism that has shaped Zen studies, so as to overcome the contradictions of a ‘discourse that represses its own historicity’ (5). One or two historical points seem dubious. Given the papal condemnations of Jansenism, it can hardly be right to suggest that the most fundamental cause of the condemnation of Chinese rites (1742) and the suppression of the Jesuits (1773) was the Jansenist hostility to the Jesuits (26). Many of the criticisms made of figures such as Matteo Ricci are rather obvious now, but Faure claims they can alert us to analogous blind spots in our own attitudes. One wonders if the monitory value of this critique of Western Orientalism is all that great, even if it is true at a popular level – but surely not at a scholarly one – that ‘most people who look toward Eastern religions (and Zen in particular) are convinced of the failure of rationality and are searching for an “authenticity” that the West has supposedly lost’ (6). Orientalism may be the wrong target to tackle; the deeper source of misunderstanding of Zen, in the past and today, is arrogant rationalism. To brand as an Orientalist everyone who sees a spiritual or contemplative depth in Zen is a formula for hermeneutical suicide. Faure’s critique of Zen studies entails a hermeneutic of suspicion directed at Zen itself, one that leaves no room over for a hermeneutic of reappropriation. His method of dealing with an ancient religious tradition cannot be recommended to ecumenists, for it is that of Samson with the Philistines: careless of the destructive consequences for his own discipline, he pulls down three pillars by which Zen stands or falls, namely, the notions of tradition, spiritual enlightenment, and truth.

 (i) Tradition. Faure notes ‘a continuity between Chan and Zen,’ but points out that ‘there are many historical, cultural, and doctrinal differences as well, and these differences are not merely superficial: they would surely affect the “essence” of Zen, if this term had any referent’ (3). His stress on the variety of Zen languages and cultures is welcome, as is his dynamic conception of tradition: ‘Tradition is not a clearly defined, ahistorical, entity: if it exists at all outside the mind of a few people, it is as a fluid network of relationships, an ongoing process’ (121). His dismantling of the ‘white metaphor’ of tradition, which imposes an idealized homogeneity on history, masking its contingencies and discontinuities, opens up the possibility of bringing out the heterological, nomadic or ‘interstitial’ dimensions of the Zen story (9). He wants scholarly writing on Zen to become ‘multivocal and nonlinear, aware of the powerful effects of their own rhetoricity’ (10). But he is obliged despite himself to speak of this nomadic Zen as a tradition, and this evidently entails some form of continuity that cannot be reduced to logocentric delusion. In that case, it is no longer necessarily an ahistorical delusion for Zen Buddhists to imagine that they are following in the footsteps of the Buddha himself.

 I did not find a single reference to one feature of the tradition that could temper Faure’s radical anti-essentialism, namely the physical basis of Zen practice. This gives the Zen tradition a continuity comparable to the continuity of swimming throughout the centuries. There may be a great variety in the ideology of swimming, the images and rhetoric associated with it, the way in which swimming races are organized, the variety of strokes and methods, but none of this takes away from the essential identity of the practice. Faure seems to shy away from these basic facts when he dismisses Winston King’s judgment, based on experience of meditative practice in Burma and Japan, that Theravâda and Zen meditation are ‘similar in function and experience, although certain features of technique, modes of expression, and emotional flavour vary with their respective cultural context,’ on the ground that it ‘tends to reinforce claims that Theravâda and Zen are the earliest, that is, purest forms of Buddhism’ (44).

 One can maintain that Zen reinvents the Buddhist tradition as Augustine or Luther reinvents the Christian one, and that in this sense there is no invariant essence running throughout Buddhist history. But this should not blind us to the undeniable historical phenomenon of the transmission of Buddhist wisdom. The dependence of Zen on what went before is as obvious as that of Christian theology on the Bible or Western intellectualism on the Greeks. Zen invention never occurs de novo, but only by drawing on the abundance of the tradition in a sophisticated way. An autonomous spiritual or theological creativity, sustained by tradition, is not recognized by Faure, who ‘explains’ Zen discourse in sociological, psychological, or literary critical categories.

 His demonstrations that the Zen tradition is a fictional construct might claim to be an enactment of Buddhism, dissolving illusory ‘self-nature’ and uncovering ‘emptiness.’ But such a Buddhist hermeneutic would reinstate the Zen tradition as a ‘skilful means’ at the level of ‘conventional truth.’ If Faure ‘stops short of dissolving it into pure ideological discourse – a Buddhist emptiness of sorts,’ and retains Zen as ‘a specific, tangible object of study,’ it is only because he needs it as a juicy target for deconstructive exercises: ‘the deconstructive or performative/rhetorical level of discourse needs a metaphysical or hermeneutical level on which to operate.’ Zen tradition is essentially a congeries of illusory, ideological constructions: Suzuki’s mythical Zen-ideology is itself ‘part of the reality it distorts’ and well represents the way that ‘the tradition itself emerged from the repeated distortion of previous distortions’ (271).

 (ii) Spiritual enlightenment. No credence is given to the idea that the Zen tradition, in all its fragility, is a vehicle for attaining and transmitting spiritual enlightenment. The only enlightenment Faure recognizes is rational insight; to which the only alternative is irrationalism. He himself seems trapped in the dichotomy that he uses to discredit Suzuki: ‘Suzuki’s Zen recalls Lévy-Bruhl’s characterization of the “primitive mind” as illogical (or rather alogical), and the criticisms leveled at Lévy-Bruhl’s dichotomization of primitive and civilized thinking might apply to Suzuki’s paradoxical dichotomization of nondualistic Zen and dualistic Western thinking’ (68). Here the wide-ranging associations gratuitously stir up of ideological suspicion, and suspicion is automatically proof of guilt. Faure repeats Mauss’s critique of James: ‘this theory of religious experience, as source of religion, considers only states rarely given, exceptional, that is, in last analysis, it rests on a pathological religious psychology’ (79). To equate rarity with pathology is to destroy all religion at its root~ and to contradict the fundamentals of Buddhism, which places such a high value on samâdhi and prajnâ. Following Steven Katz’s view that ‘there are no pure (i.e. unmediated) experiences’ (78), Faure discounts the basic thrust of Zen toward experiential immediacy. A hermeneutics of Zen experience must of course be aware of contextual mediations, but these do not diminish the most striking aspect of this experience, any more than the impossibility of isolating pure sense data diminishes the immediacy of pain when one puts one’s hand in the fire.

 Suzuki succeeded in communicating the rare but indubitable reality of spiritual experience. Faure is blind to this achievement. He accuses Suzuki of believing in ‘a facile “fusion of horizons”’ (113), is not a lack of empathy with Zen a greater hermeneutic deficiency than the methodological fallacies Faure unmasks? Suzuki is seen as ‘speaking from within the discursive arena opened by Western Orientalism’ (53) and as relying on Christian categories even when rejecting them. Faure refuses to take Suzuki seriously as a representative of Japanese culture, seeing his ‘na(t)ivism’ as a ‘secondary Orientalism’: ‘He simply inverted the old schemas to serve his own purposes’ (64). Suzuki’s critique of positivism is ‘only’ an expression of a ‘discourse of modernity.’ It resembles Heidegger’s attitude to the human sciences, and ‘it may partly explain why the German philosopher saw in the Japanese scholar an intellectual (or rather anti-intellectual) guide (maître à penser or perhaps à ne pas penser)’ (90). For an adequate hermeneutics of the Zen tradition, there is much to be learnt from Heidegger, and especially from his conception of tradition. Faure’s dismissal (not shared by his mentors Foucault and Derrida) closes off an important Western avenue to a dialogue with Zen.

 Faure makes much of the journalistic critiques of Etiemble and Koestler and even puts them on the same level as Suzuki. The ‘Suzuki effect’ is explained in reductive sociological terms: ‘the success of Suzuki’s work was not related to its literary or philosophical qualities; it was rather the result of a historical conjuncture that prompted the emergence in the West of a positive modality of Orientalist discourse’ (54). Faure uses sociology (chiefly Bourdieu) to debunk, and he does so without the restraints of the professional sociologist. For instance: ‘Kegon (Huayan) influenced Chan/Zen by providing it with a theoretical justification for its irenistic detachment from social problems. The Huayan advocacy of the harmonious interpenetration of the principle and phenomena is the kind of abstract and conservative view that one is more likely to take from a dominant situation’ (60). Claiming that Suzuki was blissfully unaware of the limits of his own historical context, Faure sees his thinking as ‘ideologically flawed, informed as it was by his culture, his social status, and his sectarian affiliations’ (54). Suzuki’s misconstrual of Soto Zen as ‘quietistic’ is deplored as a ‘sectarian bias’ (55), but it is not noted that Suzuki sometimes quotes Dogen as a respected Zen authority; few Catholic theologians, even today, would quote Luther as serenely. Faure notes that ‘the appeal to the “pure” tradition, to the “essence” of Zen, is a sectarian attitude,’ and concludes that ‘the assumption that there is an “essence” of Buddhism, a kind of perennial Dharma to which only “authentic” masters would have access, is to be rejected as ideologically suspect’ (57). He makes no effort to sift the truth of what Suzuki is saying from its ‘suspect’ forms of expression. He drags out the old warhorse, Hu Shih, as a more progressive thinker than the ‘traditionalist’ Suzuki. His account of Suzuki’s reply to Hu’s criticisms leaves the impression that Suzuki was bereft of a critical historical sense; a fuller account might have shown that Hu’s pretention to superior historical insight was naive and condescending.

 Suzuki is presented as an anti-institutional rebel who preached ‘pure spontaneity’ and who later took fright at the libertarian appropriation of Zen, so that his attitude ‘changed drastically’ (58). This is to overlook the moralistic and disciplinarian tone of such early works as The Training of the Zen Monk. Again, is there a real contradiction between Suzuki’s stress on the ‘ahistorical nature of Zen’ and his explanation of the uniqueness of Zen through its historical development (65)? Does the ahistorical nature of Plotinus’s One contradict the historical uniqueness of the emergence of the idea of the One? Suzuki may downplay sociocultural determinations and tend to a mystical essentialism, but does this necessarily render absurd the statement that ‘if there is a God, personal or impersonal, he or it must be with Zen and in Zen’ (62)? Such statements are too lofty for Faure’s taste, or rather they have no meaning, since there is no such thing as Zen, and if there were such a thing it would certainly not have such a universal or transcendental status. But a little tinkering with the language Suzuki uses might make them quite tenable. Faure finds a contradiction between Suzuki’s statement that kôan are ‘utterances of satori with no intellectual mediation’ and his view of kôan systematization as a necessary evil (60); of course there is no contradiction here. Faure’s eagerness to see Suzuki’s work as a mass of contradictions – motivated by ‘a situational reflex to “cash in” on both sides of every issue’ (65) – arouses the reader’s suspicion; one would wish to see the point demonstrated in a close reading of the texts.

 Rudolf Otto and Heinrich Dumoulin are characterized as ‘followers of Suzuki-ism’ (64) - as if only the bad influence of Suzuki could ‘explain’ why these scholars saw a numinous dimension in Zen! Dumoulin is accused of ‘reductionism’ - a careless misuse of this word - on the basis of the statement that ‘as a mystical phenomenon, the satori experience is imperfect’ (64). The claim that ‘Suzuki’s style does not rival Nishida’s’ (66) suggests that Faure has not read much of Nishida’s murky prose. If Suzuki is such a mediocre writer, one wonders why his works are still in print and why they were devoured by writers as talented as Toynbee, Merton and Heidegger. Faure notes ‘the recurrence of a certain Orientalist “esprit simpliste” in the interstices of Nishida’s complex thought,’ but he does little to undo simplistic stereotypes when he talks of a ‘Nishida effect’ and states that ‘Nishida’s disciples have merely amplified tendencies already present in his work’ (75). This does no justice to the originality of Hajime Tanabe and Keiji Nishitani. The recent discussion of these thinkers contradicts Faure’s judgment the Christian and philosophical dialogues with Zen have been ‘rather sterile’ (85).

 Stressing the agonistic character of Zen writings, directed against the routinization of the tradition, Faure calls for a performative scholarship that can match this dimension of Zen. ‘Many Chan texts still refer to a primordial truth, a perennial Dharma to which the adept must conform,’ but the best Zen writing moves ‘toward a performative conception of truth’ (147). This distinction between ‘logocentric’ and ‘differential’ Zen permits a hermeneutic retrieval of the radicality of Zen, overcoming its occultation within the Zen tradition itself (if Faure will permit this Heideggerian way of putting it). But what is Zen radicality about? Faure refers to ‘a kind of weightlessness, a feeling of elation’ (149), which suggests a postmodern lightness of being rather than a rooted spirituality. Perhaps it is not so ‘unfortunate’ that ‘this feeling has not yet had a chance to pervade Chan/Zen scholarship’ (150).

 (iii) Truth. Faure has little time for the idea of tradition as the transmission of truth. He transforms a provocative remark of Nietzsche into a dogma: ‘the historical approach provides an important insight when it rejects the “foundationalist” position to assert the historicity of truth. According to this model, truth turns out to be, in Nietzsche’s famous words, “a mobile army of metaphors, metonyms, and anthropomorphisms - in short, a sum of human relations, which have been enhanced, transposed, and embellished poetically and rhetorically, and which after long use seem firm, canonical, and obligatory to a people”‘ (90). If there is no more to Zen truth than that, then it is an ideological construct to be dismantled, not a precious tradition that still communicates to us truths of great importance for human existence. Still, the main emphasis in Faure’s writing falls on the more promising topic of the performative and historically embedded character of truth. ‘Chan discourse is not simply reflecting reality or expressing truths; it is actively producing them’ (149). This insight could bring about a refinement and revitalization of Zen studies, and even a more effective practice of Zen, but this is thrown away if one dismisses any objective goal to Zen practice, seeing it as based more on intellectual agility than on attunement to the real. The creative achievement of truth is enabled by prior tradition and is in turn enabling for our own creativity today. Even if Zen is seen as something as free as an artistic tradition, there is an element within which such a tradition moves, a certain constant concern, which needs to be focused. This concern, in the case of Zen, is not language or power or theories of space and time (see below) but the quest for awakening or enlightenment, conceived as an experience of true reality.

 The second half of the book attempts a redescription of Chan, taking up the themes of time, space, language, writing, and selfhood: ‘Much of Chan discourse can be explained in terms of the emergence (followed by slow erosion and reinscription) of a new epistemological configuration marked by a certain dialectic of orality and literacy, a homogenization of space and time that gives primacy to spatial and visual imagery, and a predominance of rhetoric over hermeneutic’ (272).

 The transformation of Chinese sacred geography brought about by Chan’s interaction with local cults is part of a larger movement of spatialization of thought, which was also a ‘delocalization’ (155). The ‘tension between localizing and unlocalizing tendencies, between a specific place and an abstract space, predates any polarization into “great” and “little” traditions’ and is essential to the vitality of Buddhism (156). ‘The ideal space of the Chan monastery was a negation of the dense and pluralistic space of local religion’ (162). The phenomenology of Chan space in this chapter might be more convincing if fewer Western philosophers were invoked and more material was provided from sources. Comparisons of Chan space with Newtonian space or the transformation of the perception of nature in nineteenth-century Japan (162) obscure the phenomenon named in utterances such as: ‘My body is empty and I see myself as no different from you: how could you destroy emptiness, or destroy yourself’ (163), or ‘The unlocalized is your mind’ (165). It is very misleading to describe this as ‘a clean, abstract space that could ideally be embraced at one glance’ (166) or to equate ‘the clear, haughty vision of the enlightened mind’ with ‘an almost Voltairian perception of reality’ (167), sweeping away the opaque mediations of local religion. The slippage here from spiritual freedom to a philosophical worldview, from enlightenment to Aufklärung, misses the point of the spatial metaphors in Zen. The conclusion that Chan masters ‘idealized space as something “beyond any viewpoint, any latency, any depth, without any true thickness” (Merleau-Ponty)’ depends on an equation of Zen space – the emptiness which is the goal of meditative striving – with the unquestioned frame of everyday inauthentic perception in the modern West. Similarly, the phrase ‘the Chan version of Descartes’s tabula rasa’ (175), which imposes Cartesian coordinates on Chan as if they had to fit, is redolent of cultural imperialism

 The Chan approach to time also creates homogeneity: ‘all times are equal - and ultimately delusory’ (176). But in practice there is a ‘diversity of temporalities’ (182) in Chan, an intertwining of linear, circular and stationary conceptions of time. This discussion covers a motley collection of matters having a temporal aspect - historical consciousness, discounting of memory, ritual times, metaphors of germination and maturation; the subject, if it has any real unity, is too sprawling to be covered in one chapter. In Dôgen, ‘time is described as perfectly coextensive with the phenomenal world.’ The existential force of this notion of time-being is missed when Faure describes it as an ‘ontologization’ of time which is also a ‘spatialization’ (187). Dismissing Heideggerians who make Dôgen an ‘existentialist’ - an account that does not do justice to such a work as Joan Stambaugh’s Impermanence is Buddha-nature (University of Hawaii Press) – , Faure (himself a leading translator of Dôgen!) reduces the Zen master’s thought to a crude Parmenidism: ‘Dôgen stresses the immutability of things: “As the time right now is all there ever is, each being-time is without exception entire time... Entire being, the entire world, exists in the time of each and every now”’ (190); ‘the apparent changes in our environment mask a fundamental immobility’ (264). Surely the point is rather to awaken us to a demystified assumption of full present reality - the whole world is right now! To say that ‘Dogen substituted permanence for impermanence’ (190) hardly does justice to his subtle dialectic of permanence and impermanence, calculated to send us back to the present lived in whole-hearted practice. To cap all this, Faure quotes Ernst Bloch: ‘The primacy of space over time characterizes reactionary language.’ Any old slogan will do to beat a Dôgen!

 On the relation between Zen and language, Faure states: Chan ‘was first and foremost a discourse on practice and a discursive practice’ (195). It is hard to make sense of that ‘first and foremost’: one might as well say that cooking or swimming or Carmelite mysticism is first and foremost a discourse. Faure’s discussion of the aporetic aspects of apophatic theology seems guided by the assumption that there is really nothing to be apophatic about. He sees this via negativa as a matter of political strategies, not a concern with die Sache selbst: ‘the denial of language and its “homeopathic” use appear to play rather ambiguous roles in sectarian strategies’ (201). He suggests that ‘the common assertion according to which neither the Dao or awakening can be spoken of reflects the reluctance of a spiritual or artistic elite to disclose its esoteric knowledge and constitutes an attempt to preserve its social distinction and symbolic capital (see Bourdieu)’ (197). If one disbelieves in any form of insight that cannot be captured in clear and distinct expressions, this is the only way of making sense of the rhetoric of ineffability.

 Several Chan figures saw poetry as an upâya, ‘a means for both the believer to get closer to reality and the Bodhisattva to convey the truth to others’ (206), and ‘the equation between Chan and poetry became a commonplace in Japan’ (209). The tension between this and the apophatic line is resolved by the claim that ‘live poetry is a poetry the language of which is no longer language’ (211). The strong resonances between these thoughts and Heidegger’s meditations on die Sprache are not adverted to by Faure. Instead he discusses koan in terms of Lyotard’s idea that ‘to speak is to fight... and language acts belong to a general agonistic,’ and suggests that lesser Chan masters were ‘psychologically empowered by their confrontations with novices’ (213). They can also be seen as ‘a ludic activity, the parodic purpose of which was too often lost on later practitioners’ (214). Chan is thus ‘first and foremost a new “art of speaking”’ (216). There is no recognition that the raison d’être of this verbal art is the production of enlightenment, however pluralistically or contextually conceived.

 Chan conceptions of writing ‘were always dialogical and performative’ (218). The orality of the Chan dialogues keeps knowledge ‘embedded in the human lifeworld’ (226). One might see the ‘sudden teaching’ as ‘a resurfacing of aural/oral elements within literacy,’ or as ‘just the opposite; namely, vision is simultaneous while sound in sequential, and therefore “sudden” awakening is fundamentally visual.’ This play of suppositions is rather tenuous, as it the association of the visual aspect with ‘a kind of total vision of space that, according to Ong, constitutes a by-product of writing’ (227). Moving from the oral to the textual, Faure next looks at Chan discourse as ‘a text resulting from a “writing-act” rather than from a speech-act’; ‘however straightforward and “realistic” it may appear, the text should be read as a self-referential literary work’ (233), concerned less with ‘reality’ than its own structural rules. Such a literary theory opens a paradise to the scholar but scarcely permits a spiritual or contemplative reading of a text. ‘The relations between one text and others – intertextuality – and the relations within the text itself – its structural constraints – come to predominate over the relations between the text and the (inner or outer) reality’ (234). The discussions of orality and literacy, writing and logocentrism, are so nuanced as to be self-canceling, and might better have been replaced by analysis of Zen texts.

 ‘To what extent can the emergence of Chan be seen as that of a new (conception of the) self?’ (243). An elaborate discussion of the history of selfhood East and West arrives at Zen from a Foucauldian angle: ‘The fact that a few rugged “individuals” denounced this logic [whereby according to Foucault the individual is an effect of power relationships] within Buddhism does not preclude the possibility that the Chan/Zen individualization process may by and large have served the growth of power relationships’ (258). Certainly, Zen selfhood is historically and culturally inscribed: but is this the central issue? Again, is meditation only ‘a disciplinary mise au pas of recalcitrant minds and bodies or conventional selves, in the name of a greater - and forever elusive - self’ (259)? In Zen monasteries, as in the panoptical prisons of Foucault’s Discipline and Punish, the constant scrutiny exacerbates the monks’s sense of guilt and subjectivity (260). All is grist to Faure’s mill! Can one see monastic life as only a fascist indoctrination, ignoring the testimony of monks to the spiritual freedom they have found? I doubt if such phenomena can be grasped in terms of an opposition between individual spontaneity and institutional discipline. Faure sees spiritual freedom merely as what can be snatched from institutional control: ‘Linji was able to acquire his (relative) freedom by playing off conflicting networks of power, an achievement possible only during a limited period of sociopolitical instability - in the interstices of power’ (163). Conversely, ‘Linji’s advocacy of pure spontaneity’ is seen as ‘a denial of both agent and moral responsibility’ (263). The oppositions are simplistic, but they are whisked by so swiftly that one can hardly begin to query them.

 Zen scholars will learn much from Faure’s suggestions for new approaches to their specializations. Indeed they are under an intellectual obligation to explore the perspectives he has opened up. But their and our loss will be great if they abandon the primary hermeneutical challenge, that of translating into the language of today the prajnâ-insight which is the heart of Zen and which is what most makes its study worthwhile.

 

Monumenta Nipponica 48 (1993): 521-6.

 

February 02, 2006

"Buddhism and Forgiveness" (longer version)

   The traumatic terrorist incident of September 11, 2001 did not immediately elicit any memorable or illuminating response from religious thinkers. Perhaps a theological reflection will take time to mature. Buddhists floated some tentative ideas on the internet: ‘Buddhists are asked, even in the midst of enormous suffering, to look back in order better to understand causes and conditions giving rise to suffering’ (Gene Reeves); ‘Singling out an enemy, we short-circuit the introspection necessary to see our own karmic responsibility for the terrible acts that have befallen us’ (David R. Loy). When the war-drums are beating, such calls to self-examination are likely to be dismissed as betrayal. The Christian rhetoric of forgiveness and reconciliation was scarcely heard at all, and leading churchmen confined their moral guidance to cautioning about the necessary conditions of a just war. In this paper, I wish to suggest, with specific reference to the failure of Christianity in Northern Ireland, that in order to formulate the message of forgiveness intelligently and persuasively we should root it in Buddhist analysis of causes and conditions.
   The thirty year nightmare in Northern Ireland inspired poems and dramas, and many volumes of sociological and political reflection. The theological response might be gleaned from such concerned commentators as Enda McDonagh, Terence McCaughey, or Cardinal Cathal Daly – though indeed most parties to the conflict laced their ideologies with theology, varying from the archaic to the liberationist.. But the owl of Minerva flies at twilight; it is only now, as the dust begins to settle, that the deepest theological lessons can be drawn from the conflict. These lessons will not amount to a total understanding. As in the case of the Holocaust, theological inquiry serves to deepen our sense of ultimate bafflement. But at least the effort to reflect on the painful episode prevents us from simply writing it off as a regrettable lapse into ‘unchristian’ behaviour, a simple failure to remember the teachings of Christ, or as merely a political imbroglio in which religion had no essential role. One hypothesis that theology will explore is that our entire way of constructing our identities, including especially our religious identities, has been fundamentally deluded. Such delusive constructions of rigid identities are just the kind of thing Buddhism is good at diagnosing and healing.
   Here I shall trawl through some Buddhist literature in the hope of finding some grains of healing insight. Why Buddhism? Has not Christian tradition an abundance of resources? Yes, but precisely in this case the Christian resources have been tainted, or have come to seem a futile rhetoric. Talk of forgiveness and reconciliation has fallen on jaded ears as a facile, predictable response, or a noxious moralizing. Buddhism might seem to offer only a new coating of vacuous, ineffective talk, or ‘a milk and honey solution to a bread and water problem’. But what makes Buddhism a promising resource for dealing with entrenched attitudes of fear and hatred is its capacity for probing analysis. This analysis aims at a practical therapeutic effect, but it also has a keen intellectual grip. Its systematic pursuit of psychological and ontological insight gives its approach to the human condition an invigorating quality, and allows it to form close connections with the modern anthropological sciences. It can help to revitalize the tired Christian ideas of love and forgiveness and restore to them a compelling logic and a grounding in the real, showing that the Gospel message, too, is not mere idealism but has immediate practical force. Buddhist therapy aims to be precisely tailored to the ailments it would address. Christian language needs to find the same precise functionality, cutting away the accumulated bombast of centuries, and soberly adjusting our words to realities. For such a reform, a cool gaze from the outside is required, and Buddhism is the most constructive and enlightening of such external perspectives.
   The Northern conflict has had a paralyzing effect on the minds of many in the Irish Republic. We have been reluctant to devote mental energy to a situation which has generated so much heated rhetoric and so little fruitful discussion. Buddhism brings a neutral and fresh perspective, allowing calm examination of the mass of diseased discourse. When the Three Poisoons – clinging, aversion, and delusion – put forth such ripe fruits as in Northern Ireland, they provide promising material for a diagnosis of bondage that can become a map of release. The tragic wastelands of the past can be transformed into goldmines yielding nuggets of insight. The exercise may arouse the same distaste, the same fear of contamination, as does the early Buddhist practice of meditating on the unpleasant (asubha-bhavana), such as dead bodies or disgusting physical processes, in order to grasp the truth of impermanence and attain spiritual equanimity. Most nations and churches prefer to forget historical trauma rather than to learn from it. But educational responsibilities towards new generations of citizens or believers may demand an unflinching gaze at the historical record and what it reveals. Otherwise the new generations will be ‘condemned to repeat’ the mistakes of the old.
   If fixated notions of identity acerbated the strife in Northern Ireland, the Buddhist dismantling of such notions could remove the seeds of future conflict. Each of the Three Poisons brings the others in its wake. To hate is to grasp at a fixated sense of one’s own identity and a delusive image of what one hates. Buddhist meditation discerns and dissolves these unwholesome passions and the reifications they project. Meditation is advertised clumsily as ‘spiritual cultivation’, suggesting an effete luxury. But meditation produces the calm insight that can create a less toxic world, by dissolving the basis of many forms of violence. People in the grip of rage or fear are unlikely to be open to the arcane wisdom of Buddhism. But that wisdom becomes less arcane when conveyed through a method of immanent analysis or deconstruction, showing that rage and fear themselves logically entail Buddhist insight into the illusoriness of their bases. In this sense folly is its own undoing, and ‘the evil passions themselves are enlightenment’. 
   
Buddhist Approaches to Forgiveness
   Christianity is based on the idea, or rather the event, of divine forgiveness: ‘God was in Christ reconciling the world with himself’ (2 Cor. 5.19). That is correlated with mutual forgiveness between human beings: ‘Forgiving one another, as God in Christ forgave you’ (Eph. 4.32); ‘As the Lord has forgiven you, so you also [must forgive]’ (Col. 3.13). To be set right with God is to be set right with one another, as the barriers of the past yield to the construction of a loving community. ‘You who were once far off have been brought near in the blood of Christ. For he is our peace who has made us both one, and has broken down the dividing wall of hostility’ (Eph. 2.13-14).
   Why was this gracious reality so little actualized in Northern Ireland? Even now, when a measure of rational political coexistence has been achieved, there is little cordiality or friendship between the Christian communities of the area. Such cordiality would be the fruit of mutual apology and mutual forgiveness, but even that seems to be far from people’s minds. The word ‘forgiveness’ is not a popular one; it sounds like the jargon of sentimental preachers. Easier to forget than to forgive, for forgiveness implies a relationship with the one to be forgiven, and it may be just such a relationship that is not desired. The kind of human relationships forgiveness entails are at the polar opposite from the war mentality that objectifies the enemy. Peace-building means cultivating an intimacy, a mutuality of concern, with the one that had been comfortably categorized as the enemy. We in the South could direct a warm and reassuring benevolence toward all parties in the Northern conflict, as we persuade them to disarm both physically and mentally. We could provide a model of mental decommissioning by assessing and correcting religious and national ideologies which have bred intolerance, hatred or violence.
   The topic of forgiveness may seem at first sight remote from the concerns of Buddhism. Buddhism does not conceive ultimate truth or reality in the guise of a personal God. Its conceptions of error and defilement do not readily translate into the biblical categories of sin and guilt. The Buddhist solution to unwholesome dispositions is to overcome them by following the path that leads to release; acts of pardon and grace have little to do with it. In some early Buddhist texts it sounds as if forgiveness is just a matter of mental hygiene. The emphasis falls not on forgiving but on the foolishness of taking offence in the first place:

   ’He abused me, he struck me, he overcame me, he robbed me’ – in those who harbour such thoughts hatred will never cease.
   ’He abused me, he struck me, he overcame me, he robbed me’ – in those who do not harbour such thoughts hatred will cease. (Dhammapada 1.3-4; trans. Radhakrishnan)

In contrast, biblical rhetoric is full of references to enemies, slanderers, persecutors. Buddhism might unmask a delusion here, rather than go on to talk of forgiving one’s enemies and blessing one’s persecutors. The biblical healing comes too late, when we are already fixated on imagining the other as enemy. Biblical salvation is atonement for evils that have occurred; Buddhist salvation is more negative, an effort to prevent the evils from arising in the first case. When they have already arisen, it calmly proceeds to dismantle them by going back to their roots. One universal process of karmic causality presides over all evils and the cure for them. Even the ultimate goal of undoing the chains of karma and entering the freedom of nirvana is attained through following this analytical procedure. There is no supernatural dissolution of bondage to evil by an act of grace (at least in early Buddhism). Thus when we seek resources in Buddhism for a clarification and underpinning of the biblical ideas of sin, forgiveness, grace, reconciliation, and atonement, we face the risk that these notions themselves will disappear, as primitive approximations to the higher wisdom of Buddhism.
   There is a deep tension between the Indian wisdom that grasps ultimate reality in impersonal terms and regards the idea of a creator (Îsvara) or any personalizations of the ultimate as at best provisional skilful means (upâya) for those who need them, and the Christian conviction that ultimate reality is most fully and concretely known when it gives itself the voice and face of a personal God. Within Christianity there have been efforts to transcend the image of God as personal Creator, notably that of Eckhart, or to combine the personal conception with an impersonal one such as the Thomist ipsum esse subsistens. Today that debate can continue more broadly and fruitfully on the interreligious plane – even as we remain convinced of the primacy and centrality of the personal God of Scripture, we can allow the impersonal conceptions to play against it critically, providing a perspective that prevents the personal language from becoming positivistic or literalistic and thus prevents the drama of sin and forgiveness from being reduced to an infantilizing schema of placating an offended Father.
   Mahâyâna (the ‘greater vehicle’ Buddhism, whose origins may be traceable to a schism at the Second Council a century after the Buddha’s death), with its plethora of saviour figures, makes place for a warmer, more positive conception of forgiveness than we find in early Buddhism. But even here salvation centres not on forgiveness but on release from delusion and suffering through meditative insight into the nature of reality. This coolness of Buddhism can sometimes show up a hollowness and ineffectuality in our talk of forgiveness, insofar as it attempts to enact a Christlike drama in a merely emotional manner, without reasoned insight into the delusory character of hatred and resentment. Buddhism queries the reality of the passions that make forgiveness necessary and queries also the reality of the objects of those passions. My anger, resentment, hatred are a delusion, and so is the crime or offence the other is thought to have committed against me. Indeed my very conception of myself and of the other is pervaded by delusion and fixation. Even if these Buddhist ideas were totally untrue, it would still be very wholesome to meditate on them at a time when national, ethnic and religious identity has so often shown a murderous face.
   The person harbouring resentful thoughts may as a matter of fact have been abused, struck, overcome, robbed, yet his brooding on this imprisons him in delusion and fixation. The remembered offence retains a life of its own long after the act that occasioned it has passed away. Memory of past offences plays a huge role in contemporary culture, and there is insufficient reflection on the dangers of clinging to such memory. Much current rhetoric makes the hurt, anger, traumatization felt by victims into a kind of sacred cow that cannot be questioned. Instead of seeking to heal and dispel these psychic wounds, victims are encouraged to nag at them and to seek ‘closure’ by some form of vindictive payback. Hatred is still regarded as a strength rather than a poison and a bondage. One must seek to understand the rage of the oppressed, but without forgetting how rage tends inherently to become blind and rigid, feeding on itself, which limits its efficacy as an agent of historical change. Rage finds stereotyped expression in destructive acts. Its delusional aspects must be undone if the energy of indignation is to be converted into a motor of flexible and strategic action.
   Equanimity is the attitude most prized in early Buddhism, not only because it is the condition for the effective practice of loving-kindness, compassion, and sympathetic joy, but because it excels these as a realization of spiritual freedom. The person of equanimity never takes offence. Yet in Mahâyâna Buddhism equanimity tends to yield pride of place to compassion, and forgiveness becomes more than a matter of spiritual freedom. It takes on a positive complexion within the altruistic bodhisattva ideal. The bodhisattva recognizes in the enemy an occasion for practising forbearance, a stimulus to spiritual activity. But he practises forgiveness for the enemy’s own sake as well. Ksanti, patience, the third of the six perfections of a bodhisattva, is primarily shown in forbearance of enemies:

He forgives them for what has been done in the past, for what is being done at present and for what will be done in future... He forgives all without exception, his friends, his enemies, and those who are neither... He is like a dumb sheep in quarrels and squabbles. In a word, his forgiveness is unfailing, universal and absolute – even as Mother Earth suffers in silence all that may be done to her. A bodhisattva should cultivate certain modes of thought and ponder on some great principles, so that he may understand why he should forgive others... His enemy of today may have been a friend, a relative or a teacher in a previous existence and should therefore be regarded as an old comrade. A bodhisattva also knows that there is no permanent substantive individuality in any man or woman. Hence it follows that there is really no one who reviles, beats and injures, or who is reviled, beaten and injured. All beings are ephemeral and mortal; it is improper to be angry with such miserable creatures. They are also afflicted with pain... A bodhisattva should try to alleviate their pain, not to increase it by lack of forbearance. He should also be more or less of a determinist in judging others, who harm him. Those enemies are not free agents: their wicked deeds are produced by causes, over which they have no control... Further, a bodhisattva cannot really blame others for the injuries that they may inflict upon him, because he suffers on account of his own sins and misdeeds in his previous existence. His enemies are only the instruments of the cosmic law of karma. In fact, they are his best friends, and he should thank them for their services... A wise bodhisattva should forgive others even from fear, as vindictiveness always ends in evil. (Dayal, 210-11)

   To regard your enemy as your best friend, as a bodhisattva sent to help you is an attitude enjoined by the Lotus Sutra, which shows the Buddha describing his arch-enemy Devadatta as one who benefited him in a previous existence and one who is destined to become a great Buddha. What facilitates such attitudes in Buddhism is the notion that there is no permanent identity in either the offender or the offended. Practice of the difficult art of forgiveness enatils willingness to recognize our own lack of substantial being, the totally contingent, dependently arisen, empty texture of our existence and our history. Compassion (karuna) is based on ‘realising the equality of oneself and others and also practising the substitution of others for one self. When a bodhisattva cultivates the habit of regarding others as equal to himself, he gets rid of the ideas of “I and Thou” and “Mine and Thine’’’ (Dayal, 179). What is enacted in forgiveness and reconciliation is the discovery of ourselves and others as vulnerable, relative – empty entities, and with it the discovery of ultimate reality as something empty of all bullying and threatening self-insistence (as in distorted conceptions of God), as something gracious and trustworthy, so that we have nothing to fear in letting our ‘selves’ go. The doctrine of non-self is not hammered home in Buddhism; it is diffused as a kind of perfume throughout the attitudes of equanimity, freedom and compassion that are practised. If a community can pass from civil war to a culture of reconciliation, they enact a conversion of mind with profound philosophical and theological implications.
   Note that when the bodhisattva discovers some offence that might induce rage, he sees it instead as an occasion to practise forgiveness. The memory of past wrongs is put to a spiritually profitable use. Following the lead given in the Vatican on Ash Wednesday 2000, the churches everywhere should integrate into their liturgies ceremonies of apology for wrongs inflicted in the past and also cermonies of forgiveness for wrongs suffered. The point of this is not masochistic self-abasement, but freedom – freedom from the burdens of guilt and of bitterness, and freedom to relate to the other communities from whom we have been alienated for centuries by a refusal to apologize or to forgive.

The Kenosis of the Collective Ego
   The Northern Ireland tragedy thrived on essentialism, which in Buddhism is the most fundamental form of ignorance (avidyâ). ‘Irish’ and ‘British’, ‘Unionist’ and ‘Nationalist’, ‘Catholic’ and ‘Protestant’ were positioned over against one another in rigid, dualistic alterity. The powerful hold of these abstractions is difficult to explain. Consider the fear and rage we feel when our inflated image of our self is dinted by telling criticism, or by the Buddhist teaching that there is no separate self and that we exist only as a sequence of dependently co-arising occasions. Adherents of religious traditions are gripped by the same fear and rage when their tradition is convicted of error or wrongdoing. They will elude the criticism by pointing to an inner core of the tradition that is immune from error or sin, just as we cling to the image of an inner self. From a Buddhist point of view religions are merely skilful means, shaped in function of constantly changing historical conditions, so that a religion that boasts of its unchanging core is by that very token becoming an unskilful, dysfunctional affair, a blockage to enlightenment. It is certainly no coincidence that two Christian cultures notoriously resistant to change – Ulster Protestantism and le Catholicisme du type irlandais – should have been involved in the Northern Ireland conflict. The dispute between Nationalism and Unionism is on its own a deadly clash of essentialisms, but its religious underpinning fits it like a glove. Like faded beauties who are blind to their wrinkles, these traditions are oblivious to the mismatch between their self-image and the political and religious realities of contemporary Europe. It may be that the more deluded one’s self-perception, and the more ridiculous it makes one look to bemused observers, the more resistant it is to correction.
   The Buddhist middle way is the way of emptiness, between substantialism (or essentialism) on the one hand and nihilism (or total loss of identity) on the other. There is no separate self. The self is dependently co-arising at every moment in intricate interaction with the various conditions of its existence, including past moments on the continuum of its karma. The self that exists now is not the self that existed in the past nor will the future self be the self that exists now. Instead of grasping at self as a separate reality and worrying about its survival we should deal with the here and now, with the conditions making for bondage and for release.

When, bhikkhus, a noble disciple has clearly seen with correct wisdom as it really is this dependent origination and these dependently arisen phenomena, it is impossible that he will run back into the past, thinking: ‘Did I exist in the past? Did I not exist in the past? What was I in the past? How was I in the past? Having been what, what did I become in the past?’ Or that he will run forward into the future, thinking: ‘Will I exist in the future? Will I not exist in the future? What will I be in the future? How will I be in the future? Having been what, what will I become in the future?’ Or that he will now be inwardly confused about the present thus: ‘Do I exist? Do I not exist? What am I? How am I? This being – where has it come from, and where will it go?’ (Bodhi, 552)

Letting go of representations of a fixed ego, a substantial soul, is a way to reconnect ourselves with the total interrelationships within which our existence in reality is taking place, to reconnect ourselves with the cosmos, or with the dependently arising thusness of things. Thusness (tathatâ), or the way things ultimately are, the ultimate way of things, is not correctly conceived as being to the exclusion of non-being, or as non-being to the exclusion of being, or as partially being, partially non being, or as neither being nor non-being. All these expressions are abstractions imposed on the living present. (For this tetralemma, see Bodhi, 546, 548.)
   Formations of continuity, such notions as career, success, lifework, vocation, marriage, or such notions as the soul, variously subject to the disease of sin and the healing of grace, are products of grasping. The temporal continuum such notions attempt to reify is full of discontinuities between one moment and the next. The self is a sequence of fleeting occasions. The continuity of a beloved other or of God is the continuity of a series of turnings to that other, the continuity of a constantly changing tale we tell ourselves about that other. Formations such as church, nation, race, ancestry are also products of grasping, collective ego-obsessions, painful delusions. Studying the historical process of the formation of the discourse that produced these entities one realizes their dissolution is inscribed in their construction. Their continuity is that of a constantly rewoven story and when the web entangles us it is time to start telling the story differently, or even tearing the conventional web to let some ultimate awareness come through, awareness that in the here and now there is no Jew or Gentile, male or female, Irish or English, but only the irreducible contingency of dependently arising occasions.
   The substantialized self is provided with a grandiose mythic history. We attribute a masterful continuity to our aims and acts, mistaking what is the product of habit formations or of a willed pose for an expression of our abiding essence. To measure this idealized self-image against the actual facts of one’s performance inflicts a salutary narcissistic wound. The same is true of a nation’s idealized self-image. Revisionists seek out facts that show the heterogeneity of history and its shifting alliances, in order to reveal the unitary nationalist reading of history as a product of the imaginaire. As the differences between the present and the past come into sharper focus, the pure identities posited by ideologically shaped history are shown to be constructs of recent vintage. Revisionism does not fix the absolute objective truth about history, for that, too, is a delusory goal. But it can free us in the present from the fixated stories about ourselves that prevent us from apologizing for or forgiving the crimes of the past. To use revisionism skilfully for this purpose we should reverse the common approach whereby the ones accused seek to minimize their guilt while the accusers maximize their wrongs. In the ideal society of reconciliation, the historical aggressors would apologize even to excess for the wrongs inflicted, never giving themselves the benefit of the doubt, while the victims would seek to strip away the exaggerations and simplifications of received propaganda and to air the old grievances in a more modest and even deprecatory manner, conscious of shameful blots on their own record as well. This self-emptying approach is being achieved in much present discussion of Irish history.
   The extreme of substantialism whereby one asserts oneself goes hand in hand with the extreme of nihilism whereby one negates the other. If we are real and substantial there must be another who is unreal and insubstantial, the reprobrate, the heretic, whom we have always been good at reducing to nothing. When we insist on the purity and completeness of the Catholic faith we tend in the next breath to negate the Protestant faith, failing to see that a blow against the Christian faith and practice of others is a blow at Christian faith as such. Dogma itself, the effort to hammer out foolproof definitions of the content of faith, can hardly be taken as an unambiguously benign achievement given the amount of blood spilled in its name. It breeds ‘attachment to views’ by its very nature, and instils in those with right views a sense of superiority to those with wrong. True, ‘right view’ (samma ditthi), knowledge of the Four Noble Truths, is the first step on the Buddhist Eightfold Path. If dogma were wholesome right view in a Buddhist sense, it would only be our excessive attachment to it that should be diagnosed as unwholesome. Perhaps there is something in the Four Noble Truths that discourages the arrogance of orthodoxy, much as the Sermon on the Mount does. The teaching is too practical in its challenge to boost the sense of mastery that dogmatic knowledge gives. In any case the fundamental Mahâyâna scriptures, the Perfection of Wisdom sutras, consider all views to be ultimately wrong views. We are familiar with the idea that objectifications of God may be distortions. But for Mahâyâna, objectification of anything at all, as when we name or conceive such items as chairs and tables, is a false way of thinking, having at best a provisional, conventional validity. Perfect insight is nonconceptual; it is non-grasping, non-acquiring, non-addictive. It is perfectly detached from the conceptual formations arising in the realm of daily transactions, being peacefully attuned to the ultimate thusness of things.
   Language about God like language about self, nation, world, has at best only a conventional validity. To insist emphatically on any view about God is to build too much on a fragile foundation. However, perfect insight does not entirely discredit our dealings with the conventional counters of speech and conceptuality. ‘Perfect insight is not different from the real nature of those characteristics of the attached mode which, conventionally, the perfection of insight is supposed to eliminate’ (Potter, 85). Even though the ultimate subverts all the fabrications and attachments of the conventional, and there is no bridge between the two levels, nonetheless what is really being aimed at in my delusive conventional language about God is retrieved at the ultimate level in a quite different key. Notice how these paradoxes affect the affirmation, ‘God exists,’ one of the views to which religious people are likely to be addictively attached. We can say: ‘God exists’ is conventionally valid but ultimately invalid, in the sense that any naming or conceptualizing of God is a distortion. Or we can say that the ultimate truth intended by the statement, ‘God exists’, is established fully only at the ultimate level of perfect insight. Dogmatic assertion has, then, a very limited and modest role, and is always outstipped and overshadowed by a sense of its inadequacy to the ultimate reality that it seeks to point to from within conventional discourse.
   Religious traditions are dependently arisen formations, human language serving as conventional vehicles of ultimacy, skilful means that often become unskilful when we forget their function as a mere means and try to make them substantial ends in themselves. If religion is a set of conventions empty of substantial identity, what then becomes of the substantial God of Christianity and the very concrete determinate identification of God in the scriptural word and in the Word Incarnate? Buddhism strongly affirms that the ultimate is not Brahman, not a ground, not a substance or personal being. Can divine ultimacy accommodate itself to these negations? The Johannine God is not substance but spirit, love, light – empty or nirvanic realities pervading the dependently arising world. The Incarnation of this God means that a certain disposition of conventional forms allows the emptiness of God to shine through – thus the story of Jesus becomes an eloquent Word revealing the empty face of God. This new understanding of the economy of New Testament revelation does not seem to me to contradict the doctrines of Nicea and Chalcedon; rather it moves to a new paradigm, a new language-game, largely incommensurable with the thought-frame of the Councils.
   The construction of character in novels has an apotropaic function, warding off anxieties about the coherence of selfhood and providing models of identity for the society (Miller, 94-100). In traditional usage ‘God’ functions like the stable character in a traditional novel, anchoring the coherence of religious and philosophical discourse. In current discourse God as stable character is yielding to God as space of deconstruction. If we think of God as a gracious encompassing reality, we also know that it is a reality that cannot be securely pinned down, and that reveals itself in its withdrawal, as what forever eludes our grasp. Similarly, the stable self to be redeemed, the soul, is yielding place to a process of liberation or redemption which goes on collectively and in which the individual’s story finds its context. When we try to pin down our individual identity and its destiny we fall back on some frozen myth about who we are, and miss out on the changing life that is going on all around us. Joyce, who spent his life battling against the rigidity of mind he found in his homeland, pushes awareness of the constructedness and fluidity of identity almost to the point of a Buddhist deconstruction of self, as he shows how character is pieced together out of a protean bundle of possibilities or from the materials provided by the culture. Dismantling fixated identity, modernist writing recalls us to a focus on the moment of experience as it arises and passes. This penetrates to the true substance of human existence, purging away the projections inherited from the past. The self arising and passing is a non-self, a self that knows itself to be an ephemeral conventional construct. Joyce’s soundings of Irish speech and consciousness reveals how the mind is bound by cultural stereotypes and how a web of fabrications (prapanca) interposes between it and the real. All religious representations belong to that web too. Critical work on these fabrications may enable us to refashion them creatively as a skilful means conducive to enlightenment. The work of the artist is in this sense aligned with the Buddhist endeavour. Perhaps it is via literary rather than religious culture that Buddhist wisdom has its best hope of gaining entry into the Irish soul.
   
The Ontology of Apology
   Today we are taking the first steps to a culture of forgiveness, when it will be normal and normative for nations to work at forgiving those who have injured them and seeking forgiveness from those they have injured. When nations actively set out to seek forgiveness for the wrongs they have inflicted, they make it easier for the wronged nations to express forgiveness, and even in some cases to ask for forgiveness in return. The hour of apology has struck for the churches in particular, for the crimes of the past were often sanctioned by Christian rhetoric that allowed them to be committed in good conscience. Popes launched crusades with the cry, ‘Dieu le veut’ and not until Islam had ceased to threaten Europe did people call this in doubt. Elizabeth congratulated her genocidal adventurers in Ireland, telling them they had given glory to God. The warrant for such thinking goes back to an archaic stratum of the Bible itself: read Numbers 25 or 31 (but there are hundreds of such texts). Crimes thus sanctified were painted into a glorious pageant so that their horror could not be perceived.
   The scandal of religious crime is a topic for endless meditation and analysis, not to be swept away by an opportunistic expression of regret. Indeed, the recent gestures of apology from the Vatican have been attended by some signs of unwillingness to probe very deeply into causes. It is argued that the Church in its intangible essence and in its authoritative magisterium remained entirely innocent; only its erring, unworthy children engaged in betrayal of the Gospel – sometimes in their excess of laudable zeal for the defence of truth. That zeal itself, and that fixated notion of truth, are immunized to critical questioning. The crimes of the past are seen as something ultimately unintelligible, part of the unfathomable mystery of evil, of Original Sin. Instead of seeking healing through radical analysis it is easier to shrug and sigh about being a Church of sinners, with the fatalistic implication that we are bound to sin again in the future. Such language is designed to prevent recognition of the fact that it was not weak, lukewarm Catholics but saintly and orthodox ones, including Doctors of the Universal Church such as John Chrysostom, Bernard of Clairvaux and Robert Bellarmine, who vilified Jews, preached Crusades, and lit the fires of the Inquisition. The complacent assumption that it is easy to be enlightened and to be free from racism and other disapproved attitudes thrives on the contemplation of the crimes and follies of great saints and thinkers in the past. A more pertinent reflection would be that if they did not escape such blindness, we are no more likely to, as indeed the daily record of our behaviour continues to show. Perhaps we cannot forgive the crimes of the past on behalf of their victims, but we can learn that our own crimes, conscious and unconscious, will also need forgiveness, unless we have indeed attained a state of enlightenment which both Christianity and Buddhism agree to be rare. Seeing the errors of the past should be the first step to seeing our own errors. The depths of blindness that history reveals are the depths in which we still grope, but the study of history makes us aware of our state, and can a step to awakening. Deludedness is our lot; yet we are also assured by both religions that ultimate gracious reality is immediately present to us and in us, so that the overcoming of delusion is not to be feared but to be longed for.
   Apology is still not a popular policy in Christian circles. The Stuttgart Confession of 1945 in which German church leaders repented for the suffering caused by Nazism (no mention of the Holocaust) ‘provoked a widespread anger in German Churches, media and politics’ and even Jürgen Moltmann thought the Confession had no raison d’être: ‘a person who acknowledges their guilt becomes vulnerable. They have their head bowed down so as to no longer remain in control of their acts, whilst on the other hand, the victims keep for longer their vivid memories’ (Gatwa, 17). What makes apology and forgiveness difficult is that they imply an emptying of the ego, a humiliating kenosis. Institutions are as self-protective as individuals, fearing that too much humility will result is a sell-out, a dissolution of inherited identity..
   Religion has performed a noble task in upholding the victim’s memory, and using it to instil vigilance for the rights and freedoms of oppressed people. To expose the sacred history of these wrongs to a revisionist reading, it is felt, would be a betrayal of the dead and a form of blaming the victim. It is true that one of the effects of historical oppression is to induce a great lack of self-confidence in the victims – Jews, gays, colonized peoples have often suffered from self-hatred. Fear of apology today is fear of a negation of what the Church has been, a nihilistic loss of identity. But ancestral memory turns poisonous when it becomes a source of resentment and prickly self-righteousness, breeding the sense that revenge is a sacred duty, or that the results of historic injustice must be undone by such methods as ethnic cleansing.
   The fixated quality of such memory is based on the purism with which the myth of identity is upheld. Ireland, cast in the role of eternal victim, fails to see that the role has become stale and rotten, and that the crimes recently committed in the name of that victimhood are not a glorious affirmation of unchanging identity but a proof that identity is a process of perpetual change, for the glorious patriot of yesterday is revealed as the contemptible terrorist of today, yesterday’s victim as today’s sadist, yesterday’s visionary of freedom as today’s myopic obscurantist. People feel that it is wholesome and uplifting to swear by an unchanging identity, religious or national. To realize that any identity, any orthodoxy, is no more than a provisional arrangement, a story that may serve a useful purpose, allows one to engage with the treasured past of one’s ethnic or religious tradition in a more skilful way. This frees one to criticize the past with the confidence that one’s identity, always a provisional and changing matter in any case, will benefit from the exercise.
   The practice of apologizing for the crimes of one’s predecessors or accepting forgiveness in their name raises many tantalizing problems. By what right do we speak on their behalf? And what good does our apologizing do for their victims? It is good to meditate on this issue, for it is another path leading to the Buddhist insight into the non-substantiality of the self. To recognize the gap between my present and my past ego, or between the present ‘Ireland’ and the past ‘Ireland’, is to be freed from a fixated sense of identity. To cling to an essentially pure and unchanging self (or nation or church) is to be at war with the empty texture of reality and of history, and so to condemn oneself to an exhausting struggle.
   Even when apology or forgiveness bear on a crime committed by an individual in his past life, the one forgiven is no longer precisely the one who committed the crime. The crime was the product of a contingent congeries of conditions which can neither be recreated nor undone. Apology and forgiveness in regard to long past events are bound to work with simplistic reifications of those events, and with feelings about them that are full of delusion. But the effect of these practices is to break the hold of this reification and delusion, for it replaces one set of attitudes to the past with another set that lays a better basis for present and future relationships. Apology and forgiveness allow the past to be past, so that it need longer extend its paralysing spectral clutch to the present. Coming to terms with the past (Vergangenheitsbewältigung) is a futile, merely academic business if pursued as an end in itself. The active initiative of apology and forgiveness takes the past as theme for addressing present relations between the one who apologizes and the one who forgives. To be skilfully brought off, such initiatives must be more than arbitrary spur of the moment gestures. They should be the precipitate of long reflection, just as the realization of non-self comes from long practice of meditation and analysis.
   For people to discuss the injuries and grudges that have poisoned their relations for centuries, working together on them so as to build toward radical reconciliation, is not only a realization of the central Christian and Buddhist aims; it is a task that has become imperative for all nations today, given what we know of the lethal potency of unrepented and unforgiven historical crimes. The forces that unleash mass carnage may seem more powerful than those behind our first faltering steps toward a culture of reconciliation. But those are the forces of illusion and fixation, these the force of reality. In a world of total interdependence and constant change, the fixated discourse of hate declares war on reality, and is immediately obsolescent, though it may persist in its delusion for a long time, creating a hell on earth.
   
Nâgârjuna’s Medicine of Emptiness
   Nâgârjuna (second century founder of Madhyamaka, the ‘central philosophy of Buddhism’) reinforces the message of the Perfection of Wisdom sutras by dialectical arguments showing the invalidity of all views and the impossibility of ascribing substantive existence to any reality whatever. He builds on the general Buddhist sense that the objects projected by our passions have no real existence. Hatred generates hate-objects, demonizations, which are intrinsically delusive – energy invested in hatred is energy invested in imprisoning ourselves more and more in a delusion. Nâgârjuna adds an interesting twist: if the object of a passion has no real existence, the passion itself is doubly unreal:

          Attachment, aversion and illusion derive from the imagination; they      arise in function of the good, the bad, and misconceptions. The passions arising in dependence on the good, the bad, and misconceptions do not exist in themselves, and so do not exist in reality. (MMK 23.1-2)

The passions are doubly insubstantial: ‘the defilements, in virtue of depending on these attributions [of pleasantness or unpleasantness to things] and upon our relation to pleasant and unpleasant things, all of which are themselves empty, are empty of inherent existence. Indeed, they are not only dependently arisen, but depend upon things or features of those things already shown to be empty’ (Garfield, 285). The three poisons have no substantive existence, since the subject suffering from them does not, and since the appraisals of good and evil on which desire and aversion thrive are projections of the imagination. Commenting on the above text, Candrikîrti quotes: ‘Desire, I know thy root; thou art born, as is well known, of the imagination. I shall imagine thee no longer; then thou wilt no longer exist for me’ (De Jong, 180). All stirrings of passion project, and give power to, an imagined object. When we feel desire or hate we should pause to deconstruct its projections, not lodge in them complacently. The annals of Northern Ireland offer many rich targets for Nagarjunian analysis: not only the idolized or detested objects that loom large in the imagination of both parties, but also the feelings that these objects inspire.
   Fear and hatred are based on the imaginative projection of the delusive objects of these passions. Avoidance of danger and resistance to evil is more skilfully achieved if one is free of these passions. To entrench oneself in them is an over-reaction that in doubly insuring the stability of the threatened ego in condemns it to a self-made prison. The ego lives by fear and hate, or rather is a product of fear and hate, as delusive and fixated as they are. ‘We had fed the heart on fantasies,/The heart’s grown brutal from the fare’ (Yeats). When the other is demonized and one’s own Cause is given a grandiose mythic status, imagination is feeding on delusive objects, and the hate and clinging they inspire, for all the power of their deadly grip, are wanting in some ultimate reality. Anything that presents itself to our awareness as having substantial existence is a target for Nâgârjuna’s sceptical dialectic, and for meditation based on it. We are to reflect, insistently and serenely, that the alleged substance is dependently co-arisen, that the ego, for example, is an assemblage of contingent factors, all coming into existence and passing out of existence at lightning speed. What really exists is not the substantial ego but a constantly dissolving momentary phenomenon, something that is empty of all substantial presence or identity, something that acquires its relative and provisional identity only through the operation of the verbal conventions that construct the world of our experience. Our self is a history, a process, which we block and paralyze by our innate presumption of its inherent existence.
   Passions, delusions, sin, error, bondage are insubstantial because the self is insubstantial:

     The defilements are somebody’s.
     But that one has not been established.
     Without that possessor,
     The defilements are nobody’s. (23.4)

While earlier Buddhist scholasticism had talked of ultimate components of reality, the Perfection of Wisdom sutras declare that everything without exception is empty. ‘On the level of what is an ultimate, primary existent there is nothing. On such a level, therefore, there is an endless absence, an endless emptiness. Thus to think that dharmas have primary existence is to grasp. As an exhortation this is an appeal to complete letting-go’ (Williams, 136). Again, whatever the controversies such a doctrine may suscite, it can have a powerful practical bearing on a situation such as that in Northern Ireland in which people cling desperately to identity and have great trouble in letting go. Even if we follow the softer Yogâcâra (mind-only) version of the doctrine of emptiness – as meaning merely that the ultimate way of things is empty of subject-object duality – this, too, strikes a body blow at the sharp distinctions between opposed tribes and traditions.
   Our belief that we live in a world of solid substances and stable essences is profoundly reassuring, and that is why we cling to it. For Nâgârjuna this very belief is a sickness and the security it brings is no more than the persistence of a noxious addiction. His diagnosis applies not only to the obvious bulwarks of egocentic delusion – my ego, my possessions, my habits, my ideological views – but also to the fixated quality of religious ideas, insofar as they free us from one set of addictions only by making us prisoner of another, somewhat as in the stereotype of the alcoholic who becomes a religious fanatic. Such a message is terrifying at first, yet in the end it serves to cast out fear. ‘Emptiness is also the antidote to fear... For if all is empty, what is there left to fear?’ (ib.).
   To live in a world of conventions, without sacred cows or taboos, treating all identities sceptically, is to move in freedom along the Buddhist middle way:

     Whatever is dependently co-arisen
     That is explained to be emptiness.
     That, being a dependent designation,
     Is itself the middle way. (MMK 24.18).

Everything whatever is a conventional construct. But this very insight goes beyond the merely conventional. To recognize the conventionality of the conventional is to recognize the ultimacy of emptiness. We are tempted to fall into a simple dualism, between conventions on the one hand, including the conventional constructions of religion as skilful means, and ultimacy on the other, the ultimacy of emptiness, expressing itself in all these conventional vehicles. To counter such a fixation on ultimacy or on emptiness Nâgârjuna ‘argues that emptiness itself is empty. It is not a self-existing void standing behind a veil of illusion comprising conventional reality, but merely a characteristic of conventional reality’ (Garfield, 91). Though the ultimate reality of emptiness subverts and overthrows our conventions, whereas the conventional reality of dependently co-arising phenomena is ensconced within them, nonetheless ‘it remains a distinctive feature of Nâgârjuna’s system that it is impossible to speak coherently of reality independent of conventions’ (89).
   Garfield’s phrase, ‘merely a characteristic of conventional reality’, reduces the force of the doctrine of emptiness. He tends to distance Nâgârjuna from the Perfection of Wisdom sutras, interpreting his arguments as cool rationalism rather than as aids to mystical vision. But to discover emptiness is surely more than noting a characteristic; it involves a radical turn-about in one’s entire existence. To be sure, talk of ultimacy always brings us back to the conventional world, experienced just as it is, without delusive projections and fixations. The Zen master’s ‘Have a cup of tea’ enacts this empty, non-clinging acceptance of the here and now as it arises and passes away. But before this return there is the shock, the breakthrough, the enlightenment-experience of encounter with emptiness. Perfect insight, which only Buddhas fully enjoy, is quite other than conventional conceptualizations, and if it reinstates the conventional it does so only as a skilful means, just as an angel enjoying the Beatific Vision might consent to use earthly language to convey some hint of it.
   Nâgârjuna dissolves fixated conceptions of bondage (MMK 16) and error (MMK 23), along with the correlative reified concepts of liberation. If reifications of bondage are the very source of bondage, reifications of release, of nirvana, are what most blocks release. MMK 25, ‘Examination of Nirvana’, loosens up our thinking of release, freeing us from the rigid dualism of bondage and release that most religion becomes trapped in.

     Unrelinquished, unattained,
     Unannihilated, not permanent,
     Unarisen, unceased:
     This is how nirvana is described. (MMK 25.3)

All the categories of the conventional world simply fail to apply to nirvana. It emerges as this very inapplicability. The ultimate breakdown of conventional categories, which go only so far and no farther, signals the breakdown of samsara – but this does not mean that nirvana emerges as that to which the failed categories can at last be satisfactorily applied – whether in the sense that nirvana is intrinsic being at last, or is nihilistic nothingness, or both, or neither.
   We step back from our bondage to conventions and dualisms not to some comforting monistic transcendental ground, but rather to ‘the groundlessness of all experience’ (Huntington, 26). What is dependently-arisen neither has intrinsic being nor it is a nihilistic nothing – its mode of being is empty of such grounding substantial identity. Nirvana or ultimacy would be nothing more than the fully enlightened realization of this emptiness (by a Buddha). ‘Just as the ultimate truth is related to the conventional as an understanding of the way things really are as opposed to the way they appear to be, nirvana is related to samsara as a state of awareness of things as they are as opposed to a state of awareness of things as they appear to be’ (Garfield, 322). ‘Nirvana is simply samsara seen without reification, without attachment, without delusion’ (331). Northern Ireland presents us with samsara at its most painful. To see it as nirvana is not a matter of some cool Wittgensteinian common sense. Rather one must bring the powerful machinery of delusive reification and all its deep emotional correlatives to a complete halt, through seeing their utter emptiness. That seeing will not be accomplished by conceptual analysis alone, but requires a leap to the detached wisdom of the Buddha-eye.
   This emptiness philosophy not only stops us from substantializing such entities as ‘enemies’ or ‘nations’; it also stops us from investing our energies in the cult of a substantialized Absolute. Absolutism is a mentality to which religious people are very prone, and the only religion that seriously tries to counter this tendency is Buddhism. The biblical religions dismantle idolatry and its illusions, but constantly urge total unquestioning surrender to God in faith. That language can be interpreted as awakening us to the freedom of the Spirit, but in practice its effect more often is to imprison us in a doctrinaire or fanatical attitude. Such faith is immediately mobilized in militancy against those who do not share it. The hymns of Catholic Ireland has the same rousing quality as its nationalist ballads: ‘We stand for God, and for His glory,/The Lord supreme and God of all./Against His foes we raise the standard,/About His cross we hear His call... To Thee we pledge our lives and service, Strong in a trust that ne’er shall die’. Today’s hymns have a wimpier quality, as they aim to induce contemplative awareness rather than stir up the ‘fervour’ so prized in the past.
   Even our search for peace may be infected with an absolutist tendency, in the sense that it may be motivated by a residual desire to be rid of the uncomfortable other that prevents us from having peace now. If peace means the construction of a new community by an ongoing process of encounter and sharing, then this is not a nirvanic utopia but a new way of living the dependently arising situation of our samsaric here and now. Peace cannot arise from an impatient sweeping aside of current contingencies but only as a turn-about in our attitude to them and a working through together of the bloody history that we have constructed apart. Peace is the process of recovery from collective delusions, whose deathly face has been manifested in outbreaks of murder. If nirvana has no real existence but is merely the cessation of clinging to illusions of real existence, so peace is a cessation of clinging to all the delusive passions that cause violence. Such peace is most likely to flourish when we have grasped the mere conventionality of all the names and identities that generated conflict.

How Wisdom Frees us for Forgiveness
   The bodhisattva’s benevolence even seems to abolish the law of karma. ‘It is really difficult to reconcile the law of karma with the spirit of forbearance. Such frigid metaphysics may teach passive resignation, but not loving forbearance... We forgive with the heart, and not with the head’ (Dayal, 212). The bodhisattva practice of transference of merits likewise transgresses the boundaries of strict karmic thinking. ‘The doctrine of karma in its unmitigated form repudiated the bond of social solidarity and dissolved society into a vast number of isolated spiritual atoms’ (191). If, rather than being an inconsistency, this transcendence of karma has a basis in the experience of emptiness, then emptiness would play a role analogous to the grace which in Pauline theology frees us from the law.
   Does emptiness clear the ground for the daring leaps of bodhsattva compassion? Compassion is directed actively to the welfare of all beings, and seems to presuppose their real existence. There is a much debate as to whether the warm attitudes of compassion and forgiveness are compatible with the vision of emptiness that would deny to the objects of these attitudes any substantial existence. One may say that ‘wisdom without compassion is empty, compassion without wisdom blind’, but only rarely do Mahâyâna texts claim that compassion arises naturally from insight into emptiness. Wisdom certainly sweeps away a lot of fixations that may seem necessary to compassion but that ultimately block its exercise. Wisdom pulverizes the projections that attach to the names of ‘Irish’ and ‘British’, ‘Catholic’ and ‘Protestant’, ‘I’ and ‘you’, ‘us’ and ‘them’. These terms are merely linguistic fabrications, having a possible use in conventional contexts, but without an ultimate substantial referent. They easily become a net that traps us, and then we feel that it is our moral duty to remain trapped in that net, through upholding stale forms of loyalty and solidarity. Buddhist compassion begins at a point beyond these conventional self-identifications. The illusions of ego that wisdom demolishes are a source of suffering, and compassion, starting from this premise, takes on an educative mission of freeing people from these illusions.
   Prajnakaramati in his commentary on Sântideva’s Bodhicaryavatara (an influential eighth-century Madhyamaka philosophical poem presenting the bodhisattva ideal) suggests that the doctrine of non-self is compatible with compassion if we see that compassion as directed not to the illusory self, but to the components, the five aggregates (skandhas), to which this illusion reduces when it is analyzed. Unfortunately, this ingenious theory has no support in early Buddhism, which frankly sees compassion as concerned only with illusory beings; the Sarvastivadins at least see the Buddha’s compassion as a surface or screening (samvrti) idea, whose object is the illusory living beings. Furthermore, the Mahâyâna doctrine that all things are empty applies to the skandhas too, so a compassion directed to them would equally subscribe to an illusory substantiality. Thus compassion can be practised only by descending from the heights of wisdom and compromising oneself with the dodgy realm of conventionality. There is occasional mention of an objectless compassion, but this seems a rather forced attempt to invent a compassion that is in direct accord with the wisdom of emptiness. (Here I am drawing on Lambert Schmithausen’s draft paper in Franco and Preisendanz.)
   Sântideva has a rather Pauline sense of the interdependence of living beings, and his dissolution of a unified self intensifies this: ‘The bodhisattva should earnestly cultivate the idea of the equality of the other and the self, thus: “For all are joys and sorrows are the same; thus I must protect them as myself. Like the body, which is disunited because of the difference of its members, yet is deemed worthy of protection as one, so is the whole world of living beings, though different, precisely thus (to be protected as a whole), since sorrow and joy are the same to all’’ (8.90-1; trans. Matics, adapted). I should be no less concerned about the sorrow of others than about the pain I myself shall suffer in future because of my present actions, for this future ‘I’ is after all no less alien to me than the person I see as other (8.98: ‘It is another who has died and another who is born’). ‘There is no “he” of whom there is sorrow; and because of this, whose will be this “his”? All sorrows, without distinction, are ownerless; and because of misery they are to be prevented. Why then is restriction made?’ (8.101-2). The non-existence of the self here becomes the direct foundation of altruism. The logic of this argument may be merely pragmatic, and it is conducted in any case at the level of conventional rather than ultimate reality. In fact, Sântideva goes on to use another argument which extends rather than annuls the concept of self: ‘Because of habit, the concept of an “I” becomes located in drops of semen, in blood, and in things belonging to another, although in reality the concept is false. So why should the body of another not be taken as my own? It is not difficult, because of the remoteness of my own body’ (8.111-12). Here Sântideva is avowedly trafficking in conventionalities, with the purpose of creating altruistic attitudes, culminating in the exchange of oneself and the other (7.16; 8.120). Whatever the status of the arguments, one point is made clear: suffering, the result of karma, is an evil to be healed wherever it is found, be it in the other, be it in oneself; a neat differentiation between my suffering and the other’s suffering depends on an attachment to substantialized identity and is alien to the spirit of Buddhism.
   Buddhist wisdom, then, brings a scathing scepticism to bear on the various hallowed identities over which people fight, but it is a compassionate scepticism, dissolving oppositions to discover a commonality of suffering in which the opponents are united. Where Catholics and Protestants, Unionists and Nationalists, see in each other’s chauvinism an offensive arrogance, the Buddhist perspective sees an identical suffering based on an identical illusion. Here is the chief cause of suffering, and the chief target of the educative mission of compassion. When church leaders speak for ‘their people’ they implicitly underwrite the tribalism that has poisoned religious identity, failing to bring into play the Gospel perspective that, like the Buddhist one, signals what the two sides have in common rather than what divides them. Religious faith has been cultivated in Ireland in opposition to the openness of the critical mind, and despite superficial changes since Vatican II this syndrome continues to operate.

The Reification of Evil
   Buddhism is suspicious of the radical dualism of good and evil. To posit absolute good and absolute evil is to set up on the one hand a substantialized object of worship and on the other a target for a nihilistic urge to destroy. To be on the side of the Good is a formula for boosting the ego and its delusions. To be implacably opposed to evil easily converts into hatred of those thought to be the bearers of evil or to be tainted with it. Evil, especially with a capital E, or as a noun, is a mystifying and dangerous word. It projects an image of evil as some kind of magically contaminating substance, to be rejected with a shudder. It is a word that leads to violence, for one easily imagines other human being to be bearers of this contamination. Racism and all other forms of prejudice are reinforced by the rhetoric of Evil and its hold on the imagination. In contrast, milder and more functional terms such as ‘bad’ and ‘unwholesome’ invite not instinctive condemnation but the lucidity of reflective judgment, which is always conscious of the relativity of good and evil. The principal aim of Buddhism is not to destroy evil but to dispel ignorance. In any situation, Buddhism brings the play of analysis to bear in all situations, refusing to be balked by ‘the mystery of evil’ as by some unintelligible surd. Wickedness is construed as bondage to ignorance. To condemn it is only the first, pedagogical step toward compassionate healing of the ignorance that gives rise to it.
   When we think of evil as the product of ignorance, the temptation of hate and destroy those we conceptualize as evil persons yields to compassion for the ignorance that holds them in bondage. They become objects of positive benevolence. Such an attitude refuses to allow negativity a place to stick. Even a Hitler can be seen as pitiable, in bondage to ignorance, and drawing on himself the karmic consequences of his acts. Karma looks after the punishment of crime – the dread that bad people will ‘get away with it’ has no place in Buddhist psychology. In any case the dualism of ‘good people’ and ‘bad people’ has no place in a world where all are suffering, due to the passions arising from beginningless ignorance. The duality of wisdom and ignorance is not a stark dualism. Wisdom is born of ignorance as the overcoming of it; ignorance contains the latent possibility of wisdom.
   Current American attitudes to crime and punishment provide a juicy target for the application of these Buddhist insights:

If we are all somewhat insane, then the insanity defense is always somewhat applicable. The universality of greed, malice, and delusion means there can be no presumption of unfettered free will or simple self-determination. Freedom is not a matter of the individual self-will (often motivated by greed and the like), but a result of overcoming that kind of willfulness; it is not gained by removing external restraints, but a consequence of self-control and spiritual awakening. This denies the distinction that we are usually quick to make between an offender and the rest of us. According to Buddhism, the best method of treatment is education... The Vinaya supports this notion that our preoccupation with guilt is based on an erroneous understanding of human nature and an erroneous conclusion about the best way to change human nature. ‘Guilt says something about the quality of the person who did this and has a “sticky”, indelible quality. Guilt adheres to a person more or less permanently, with few known solvents. It often becomes a primary, definitional characteristic of a person’ (Zehr, 69). In contrast, Buddhist emphasis on the transience of everything means that there is nothing indelible about our unwholesome mental tendencies. Deep-rooted ones may be difficult to eradicate, but that is because they are a result of past habits, not an ‘essential’ part of us. (Loy 2000)

   Do human beings have the right to punish, that is, to inflict suffering on others? Punishment supposes a righteous self on one side and a reprobate self on the other. But for Sântideva these rigid distinctions of self and other are false to the texture of reality. Instead we should focus on reducing suffering wherever it arises. To inflict suffering on others is tantamount to inflicting it on ourselves. Punishment we can leave to the cosmic justice of karma. The ethos of righteous punishment envenoms the business of law. If justice is to be attained, then primary emotions of the sort drummed up by US prosecutors should be kept rigidly at bay. Imprisonment should be a regrettable necessity, not a cause for vindictive glee, and it should have an educative and rehabilitative purpose. This is utopian, yet more profoundly rational than the litigious victim-culture of today, which ends up causing individuals and nations to become querulous and childish as they pursue the delusive ideal of ‘closure’ for their traumas. The obscene and barbaric culture that has grown up around capital punishment in the United States is partly the result of an adversarial legal system that excludes any healing of the tragic human situation, and that invokes emotion only in a manner likely to undermine one’s faith that verdict and sentence are the fruit of reasoned reflection. The victims’ relatives leave the court unsatisfied, so they seek closure or catharsis in the spectacle of execution.
   Punishment or revenge must force its object to assume an unnatural stability – it must be the same person who committed an ‘offence’ in the past and who now ‘atones’ for it; and of course the punishing self is fixated in a rigid stance as well. To sustain the delusion of identity underlying ideas of punishment or revenge we have to keep on telling the hateful story, keep on constructing our own identity as offended and the other’s identity as offender. Forgiveness dissolves the ‘offended’ self and the rigid representation of the other, in order to resume an interchange between the momentary occasions arising and passing away here and now in the space of the present connection of the two parties. Neither the offense nor the forgiveness are states – they are acts and processes lived in the constantly changing moment. When the Gospel insists that the one who refuses to forgive is not forgiven, the reason is that forgiveness is primarily directed at the forgiver, dissolving the rigid ego that takes offense and bears a grudge. One who cannot dissolve this rigidity cannot benefit either from the gracious dissolution of a rigid image of him that is effected when he is forgiven by another. The one forgiven may not have developed any repentant consciousness; in which case the blessing of forgiveness will return on the head of the one forgiving. We need not be always waiting for the other to make a move in the dialogue of reconciliation. Forgiveness is a blessing primarily to the one who forgives, a release from sclerotic illusions of ego.
   The Northern Ireland peace process has brought a massive suspension of the desire to punish, through the release of killers on both sides. To many this is felt as a body-blow to their sense of identity and to their sense of justice. Few will find it cathartic. But when we consider that even the worst atrocities in Northern Ireland were committed in the name of justice, while the instruments of State justice itself were corrupted by being dragged into the war, this suspension of justice can be seen as something more than craven opportunism. It is an admission of the conventionality and the limits of human justice, which always needs to be inserted into a wider context of education, rehabilitation, and elimination of the social roots of crime. Thirty years of bloodshed have left a legacy of moral anxiety that cannot be dissolved by summary processes of law. It is handed back to the community, to be dealt with in penitent reflection. If no such movement of educative clarification occurs, then the wounds will continue to fester silently for all the time it takes for the events to fade from living memory.
   Religion has become a trap by its projection of really existing vices and errors and by a converse reification of virtue and truth. Since the virtue and truth are the imaginary correlate of the vice and error to which they are opposed, the mind that hypostasizes them is caught in a vicious binary dualism, belonging to the imaginaire (in Lacan’s terminology) though in our theological cogitations we convince ourselves that it has the objectivity of the symbolic order. Dogmatic truth satisfies a clinging to an imagined stability, and needs as its counterpart some demonized heresy. Candrakîrti (on MMK 23.14) tells of a magician who produces the phantasm of a woman. Troubled by desire of her a monk diligently reflects that she is a bad object, impermanent, painful, empty, void of personal substance. But his efforts are misguided since the woman does not exist at all. To a dependently arising situation his imagination has given a supplement of illusory substantiality, and all his subsequent deconstruction overlooks this initial positing. In the same way, much Christian overcoming of error, vice, sin, guilt, overlooks the initial error of judgment that posits the substantial existence of error, vice, sin, guilt in oneself or others. Meditation on sins has the effect of undercutting illlusory conceptions of oneself as flawless, but it can also substantialize the sin, project onto the accidental occasions an imaginary coherence, and thus substantialize the sinner as a really subsisting atman. Conviction of sin is the work of the Spirit (John 16.8); it cannot consist in fixating the identity of the sinner, but rather in setting it in motion, as the Spirit is in motion. Candrakîrti’s strange statement that the extreme of desire is the extreme of detachment, the extreme of aversion the extreme of the absence of an object, and the extreme of error the extreme of emptiness (De Jong, 195-6) suggests that to reify oneself as a sinner is the same thing as to reify oneself as righteous; it is the opposite of the existential dynamic of Luther’s simul iustus et peccator or of Chesterton’s ‘the saint is one who knows he is a sinner’. Reified orthodoxy is the same as reified heresy, and the opposite of that flexibility of thought and questioning which is true orthodoxy or wholesomeness.
   
Atonement
   The idea of the atonement, and every aspect of the ancient ideology of sacrifice that is taken up in Christianity, can be understood in terms of the dynamics of forgiveness. Jesus shed his blood ‘for the forgiveness of sins’. Forgiveness is at the center of his healing ministry, more fundamental than physical healings or exorcisms. Mutual forgiveness of one another sets us right with the source of our being. Sin is not merely wrong acts, but a deadly blockage between human and human and between humankind and ultimate reality, and forgiveness is the only way to dissolve this blockage. The study of anthropology and the experiences of recent history have shown us how deeply rooted the instincts of arrogance and hatred are in our nature. The aggression that powered human evolution has now become a perilous legacy, an original sin, transmitted not only in our education but in our genes. The forgiveness of sin has less to do with appeasing an offended God than with releasing humankind from the grip of this disease.
   Ren
é Girard has attempted to rethink the Atonement along anthropological lines. Jesus, as the scapegoat of human mimetic rivalry, faces death in such a manner as to contest and undo the deadly machinery of sacrificial violence. His attitude of non-violence and of forgiveness seems weak and inept, yet it reveals something that lies at the depth of reality, the perpetual graciousness of God. Jesus draws on himself the violence generated by human greed and ambition, eloquently countering it in his death with an expression of forgiveness, compassion, humility, and love: ‘Father, forgive them; for they know not what they do’ (Luke 23:34). Even in furnace of persecution the bodhisattva does not forget to put forth the healing energies of loving-kindness, compassion, and equanimity. Jesus has a bodhisattva’s insight into the bondage of his enemies to delusive passions and delusive objects of passions, rooted in a delusive idea of self, and he exerts educative compassion on their condition, to release them from suffering. Wherever the Cross is made known, the same compassionate education is continued. The truth revealed in the event of the Cross is as old as creation – the truth of God’s loving-kindness constantly pressing on his creatures despite their closed hearts. God’s reconciling of the world to himself works not by magic but through the eloquent expression of forgiveness and compassion in all the gestures of Jesus culminating in his death. Wherever the Cross is remembered God’s work of healing, through the Spirit, is something phenomenologically accessible. To human arrogance it is a stumbling block or mere folly, but when its meaning is discerned this exhibition of failure and weakness is understood to be ‘the power of God and the wisdom of God’ (I Cor. 1:24).
   It may be objected that the Cross has been an emblem of violence and tyranny in crusades and colonization. That means that the Cross has not been understood. Today we understand it better, because we see more clearly how damaging is the disease to which the Cross brings the cure. Greed, hatred, and delusion are writ large in contemporary history and are studied in depth by psychoanalysts and sociobiologists. Alongside the wisdom of the Buddha, the power of the Cross is increasingly being recognized as the supreme antidote. (Buddhist gentleness suggests to us the question whether the harshness of biblical language – especially in the gospel denunciations of Pharisees and ‘the Jews’ – has been an appropriate method of conveying the wisdom of the Cross.)
   Against substantializing and magical theories of the Atonement, we do well to set in high relief the salvific impact of the Cross as registered in human experience; that impact reaches far, to the very depths of humankind’s biological and psychological make-up, and it can correct even what is human all too human in the letter of Scripture and the activities of the Church in history. Redemption, too often conceived as a magical behind the scenes process, is worked out in history as the deconstructive impact of the figure of the Cross, dissolving the barriers set by human arrogance and fixation against the liberating space of divine ultimacy. God’s reconciliation of humankind with Godself takes phenomenological profile as the power of the Cross – epitomizing an entire trajectory of awareness and enactment – to put humans back in touch with gracious ultimacy. What is experienced as dramatic divine intervention can also be grasped as the human process of opening to the ever-available ultimacy, an opening supremely expressed and enabled in the life and death of Jesus. A phenomenology of breakthroughs of ultimacy need not overlook the conventional processes which are the vehicle and the basic of such breakthroughs.
   Focusing on these phenomena, we realize that grace is not an abstruse invisible substance. It is the core of reality itself, constantly operative, awaiting our realization of its power and presence. One might compare this presence of grace with the notion of ‘original enlightenment,’ central in Japanese Buddhism (and powerfully rehabilitated in Stone 1999). For Buddhism, at least in the optimistic form that prevailed in medieval Japan, the status of Buddhahood is open in principle to any human being; indeed we already have the Buddha-nature and need only wake up to the fact; even grasses and trees can be Buddha, or rather already have the Buddha-nature just as they are! The reason for this is that Buddhahood is identical with the suchness of things; to become a Buddha is to be what one is and to be it to the full. This is attained not by the intercession of a Buddha but by each individual discovering and following the path to Buddhahood, or simply awakening to Buddhahood. Such a system of salvation seems a blank denial of Christian claims about sinful humanity’s radical need of a Redeemer. But let us remember that Christian thinkers have always rejoiced in the radical goodness of being, none more so than that prince of soteriological pessimists, Saint Augustine. All that exists is good to the core, and evil is a mere deficiency in being.
   Forgiveness has deep foundations in the universality of grace and the basic goodness of being. If to understand all is to forgive all, then understanding the aggressor is the foundation of enduring forgiveness. The enlightened one is able to forgive the enemy even when he is immediately threatened by him or is suffering at his hands. ‘Love your enemies and pray for those who persecute you’ (Mt. 5.14) – a text little quoted when most needed – is not the slogan of some masochistic ethic of impossible divine agape, but a practical strategy for dissolving the bonds of hatred. It issues from insight into the very texture of existence. Buddhist meditation and analysis clarifies that texture and thus restores to the Christian ethic its full transparency. These resources surpass what is to be found in Christian tradition, where Platonic frameworks of thought were a source of psychological obtuseness as well as of insight and where the venom and fanaticism found in some parts of Scripture – even in some parts of the Gospels, were intensified. We reach out to this Buddhist medicine and accept it with relief and gratitude, as a sick person gratefully drinks the funny-tasting potion that will restore lost health.

REFERENCES
Bodhi, Bhikkhu, trans. (2000). The Connected Discourses of the Buddha. Boston: Wisdom.

Dayal, Har (1978). The Bodhisattva Doctrine in Buddhist Sanskrit Literature. Delhi: Motilal Banarsidass. [London: Routledge & Kegan Paul, 1932]

De Jong, J. W. (1949). Cinq chapitres de la Prasannapadâ. Paris: Geuthner.

Franco, Eli and Karen Preisendanz, eds (1999). Buddhismus in Geschichte und Gegenwart III: Sântidevas ‘Eintritt in das Leben zur Erleuchtung’. Hamburg: Universität Hamburg.

Garfield, Jay L. (1995). The Fundamental Wisdom of the Middle Way: Nâgârjuna’s Mûlamadhyamakakârikâ. Oxford University Press.

Gatwa, Tharcisse (2000). ‘Mission and Belgian Colonial Anthropology in Rwanda’. Studies in World Christianity 6:1-20.

Huntington, C. W. (1989). The Emptiness of Emptiness: An Introduction to Early Indian Mâdhyamika. Honolulu: University of Hawaii Press.

Loy, David R. (2000). ‘How to Reform a Serial Killer: The Buddhist Approach to Restorative Justice’. Journal of Buddhist Ethics 7:145-68.

Miller, J. Hillis (1992). Ariadne’s Thread: Story Lines. Yale University Press.

Potter, Karl H., ed. (1999). Buddhist Philosophy from 100 to 350 A. D. (Encyclopedia of Indian Philosophies VIII). Delhi; Motilal Banarsidass.

Stone, Jacqueline (1999). Original Enlightenment and the Transformation of Medieval Japanese Buddhism. University of Hawai’i Press.

Williams, Paul (2000). Buddhist Thought. London: Routledge.

Zehr, Howard (1996). Changing Lenses: A New Focus for Crime and Justice. Scottsdale, PA: Herald Press.
   
From THE JAPAN MISSION JOURNAL, vol. 56, 2002

September 17, 2005

Emptiness and Compassion

Ludovic Viévard’s book, Vacuité (sûnyatâ) et compassion (karunâ) dans le bouddhisme madhyamaka (Collège de France, 2002), is a recent addition to what is perhaps the finest series of works on Indian religion and philosophy available today. The Publications de l’Institut de Civilisation Indienne include the seventeen volumes of Louis Renou’s Études védiques et pâninéennes, the researches on the Sivaism of Kashmir by Lilian Silburn and André Padoux, and important studies by Madeleine Biardeau, Guy Bugault, Katsumi Mimaki, Michel Hulin, Charles Malamoud, Lakshmi Kapani, Christian Bouy, David S. Ruegg, François Chenet and Michel Angot. It is deplorable that these works are so little known in the English-speaking world.

Viévard deals with the most central themes of Mahâyâna Buddhism, namely wisdom and compassion. He has steeped himself in the key texts of the Madhyamaka school, the writings of Nâgârjuna, Âryadeva, Bhâvaviveka, Candrakîrti, Sântideva, Prajnâkaramati, Kamalasîla, and he draws as well on the Pali Canon, the Mahâyâna sutras, and the Yogâcâra literature. He never lets the secondary literature come between him and these classic texts. The result is not only a piece of well-grounded scholarship, but also carries a powerful spiritual impact, as it makes the thought of the Madhyamaka school (‘the central philosophy of Buddhism’ as T.R.V. Murti called it) newly accessible in all its lucidity and force.

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Emptiness

The three chapters of the book are devoted respectively to emptiness, compassion and their non-dual relationship. The most striking feature of Viévard’s account of emptiness is that he presents it not as a reality that is an end in itself, but as an instrument serving a soteriological purpose. Its first meaning is a lack of any ontological solidity in persons or things. Emptiness here functions as the slogan of a meditative exercise that detaches one from every variety of clinging to delusory substantiality or fixated identity. The lack itself must not be erected in turn into a hypostasis, as Madhyamaka accuses Yogâcâra of doing. That would be another form of clinging, which the medicine of emptiness-thinking can also heal, when it is applied to fixated notions of emptiness itself.

As Nâgârjuna deploys it, emptiness is sometimes the driving force of an argument, sometimes the conclusion argued to, and sometimes a vision that is not a matter of argument at all, but is intuitively realized. Truths about emptiness are formulated at the level of conventional truth (samvrti-satya), but the level of ultimate truth (paramârtha-satya) is paradoxically described as ‘beyond truth and non-truth’. The conventional truths have no value except as they serve to release worldly beings who can only rely on the flimsiness of convention.

The value of truth thus becomes subordinate to salvific efficacy: ‘Truth is not that which does not deceive, nor does it consist in being. Truth is the exclusive good done for another, and conversely the false is that which is not useful’ (Nâgârjuna, Ratnavâli II 35). This criterion of truth already ties the wisdom of emptiness to the compassion that seeks the welfare of suffering beings. The doctrine of emptiness itself has primarily a therapeutic value. It is a medicine to be eliminated when it has done its work and is no longer useful. Putting it paradoxically, ‘the illness is emptiness itself’ (Vimalakîrti Sûtra).

As a conventional truth, emptiness belongs to the fabricating activity of thought, even though it engineers the ‘quiescence of fabrications’ (Nâgârjuna, Stanzas of the Middle Path 25.24). In Madhyamaka, the fact that nothing non-empty exists ultimately implies that an empty does not exist either: ‘Because something is empty, it should be content with a relational, dependent existence. If a remnant of existence or non-existence attaches to sûnyatâ, it loses all its meaning. Emptiness has value only insofar as it is not an element of the world, but a linguistic element’ (p. 75). ‘A metalinguistic element, emptiness bears on language and erases its descriptive power without itself describing’ (p. 78).

This practical character of the notion of emptiness clarifies the enigmatic and much-discussed statement of Nâgârjuna: ‘Dependent co-origination is what we call emptiness. This is a designation-in-dependence (prajnaptir upâdâya), and is nothing other than the middle path (madhyamâ pratipad)’ (Stanzas 24.18). The thinker of emptiness navigates skillfully between the extremes of existence and non-existence, and between conventions and ultimacy. Talk of ‘emptiness’ arises in dependence on this task and on this ontological situation, and has no autonomous ‘objective’ status. It might look like a trivialization of emptiness to reduce it thus to a matter of linguistic therapy. But when one considers the role of language and conceptuality in creating the world of delusive substances and identities in which we remain trapped, such a therapy can be seen as going all the way down, to the very roots of our being and our desires.

If, like a Buddha, one had attained the ultimate level, it would not make sense to imagine a middle path, for such conceptions as existence and non-existence would not come into play at all. The Buddha uses them as teaching devices for those still unenlightened. Since the language of emptiness is a pedagogic device, belonging to the conventional level, it does not constitute a set of philosophical propositions enjoying absolute truth. Even at the conventional level, Madhyamaka offers no ‘views’ but only a functional method of suspending allegiance to delusive substantiality or identity and thus coming to taste the empty texture of things. The Madhyamaka dialectic does not construct anything, but merely dismantles obstacles to the perception of what it names more positively as the thusness (tathatâ) of things. It does not transcend samsâra for nirvana, but rather seeks to bring us to that state in which we can see samsâra as coextensive with nirvana.

When the negative dialectic that undoes spurious claims to solid identity and substance has done its work, what are we left with? ‘There is no real absolute, but rather an absolute absence of absolute, and then silence’ (p. 11). The positive language about ultimacy as thusness is again a pedagogic device, not the simple emergence of the ultimate after the conventional has been shown to be merely conventional. ‘The positive approach puts an end to the nihilistic view whereas the negative one tries to suppress the ontological view’ (p. 12). The dialectic and the notion of emptiness constantly recall the conventional to an awareness of its mere conventionality, and this in itself is the best way of allowing the ultimate to emerge at the very heart of the conventional. ‘Mistaking samvrti for paramârtha is a confusion (viparyâsa), and the impossibility of distinguishing between them is avidyâ (ignorance). On the other hand, since samvrti is a convention and is empty, it is paramârtha’ (p.11). To take conventions for the ultimate is a kind of idolatry that blinds one to reality; but to see conventions as merely conventional is to find the ultimate in their very emptiness.

At the ultimate level, ‘there is perfect coincidence between knowledge and its object, or rather between intuition and the non-grasp of any object’ (p. 111). The ‘quiescence of fabrications’ means a condition of non-grasping. This ultimate level eludes any stable definition: ‘In the theater of vyavahâra (the practical everyday), the only value that the drama acted by the Mâdhyamika has is a therapeutic one. The world is a décor and the absolute itself is only pasteboard. If these representations are kept up, it is only for their cathartic virtues. We conclude then with É. Lamotte: “thus vanishes in smoke the reality (tattva) imagined by the worldly, even by the saints, and which the Buddha himself, out of pity for beings and so as not to scare them, sometimes pretended to accept”’ (p. 113). The author may go too far here, but it remains true that the ultimate or the absolute is notoriously elusive in Madhyamaka, and that the practical lesson it inculcates is to cultivate sedulously the garden of the conventional, without fixations. The purpose of this cultivation is to attain final release, but there is another, and even more important purpose, which Viévard discusses in his second chapter.

I should like to consider the implications of this interpretation of Madhyamaka for Christian theologians who seek to rethink traditional discourse about God in terms of emptiness. Emptiness, it appears, is not a new ontological complexion that can be applied to God in place of older substantialist conceptions. Rather it is a discipline of speech, suspending the language that affirms a massive, substantial divine being, and equally suspending the language that denies the reality of the divine. The entire exercise of ‘emptying’ our language about God is a provisional one, preparing one for an insight into the thusness of the divine that will not need this language of emptiness any more. It reveals the impossibility of grasping God, and it is in this very impossibility that the nature of God is intuited. All the divine attributes, and the identification of God as Creator, would be subject to the same suspension of language. The same apophatic attitude can be applied to our language about the existence of the soul after death. To take conventions for the ultimate is a kind of idolatry that blinds one to reality; but to see conventions as merely conventional is to find the ultimate in their very emptiness. Yet we can hardly say that to see our language about God as merely conventional is ipso facto to intuit divine ultimacy and to transform the conventional itself into the ultimate. Rather we should see our flimsy, conventional language about God as iconic, pointing beyond itself to the transcendent mystery that it is unable to grasp.

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Compassion

The second purpose of dealing wisely with the realm of conventional reality is to help suffering beings. The conventional realm is primarily a field for the exercise of compassion. If one uses it selfishly as a springboard for one’s own liberation only, one will not attain full enlightenment. In Mahâyâna Buddhism, compassion is no longer an optional extra, which the monk bent on enlightenment may occasionally condescend to undertake. It is a basic foundation that assures the meaning and function of the entire path. Without it, the quest for the wisdom of emptiness becomes an idle game.

Western scholars are likely to be rather unsettled by what emerges from Viévard’s studies: the realization that compassion is just as important as emptiness in Mahâyâna thought, even in Madhyamaka. Compassion is the essential condition for the breakthrough to the full understanding of emptiness, and insight into emptiness is set at the service of compassion. Compassion is so evident and non-problematic an idea, as opposed to the dizzying paradoxes of emptiness, that it was not the subject of intense discussion. But it is a grave misconception to imagine that it is therefore secondary to wisdom, as merely a practical preparation for or application of it.

‘As defined in the Pali Canon, compassion is a feeling used to purify the mind and to help monks eliminate passions’ (p. 119). Karunâ, compassion, is a technical term, designating one of the four Brahma-abodes (brahmavihâra) meditation exercises. The virtue of compassion is developed in mental cultivation, which works on the initial raw emotion caused by the sight of the suffering of those nearest to us. Broadening their compassion, the srâvakas (hearers) of early Buddhism use it as a ladder of spiritual ascent, but are not really concerned with the suffering of beings. Compassion is surpassed by the last of the four brahmic states, equanimity. Equanimity actually brings a diminution of benevolence and compassion (and of the distinction between them), for equanimity no longer differentiates between happy and suffering beings. Equanimity is prized in early Buddhism not primarily because it is the condition for the effective practice of loving-kindness, compassion, and sympathetic joy, but because it excels these as a realization of spiritual freedom. In Mahâyâna compassion is suffused by the quality of equanimity, but no longer subordinate to it.

Devoted to the cultivation of mahâ-karunâ, ‘great compassion’, the Mahâyânists look askance at the limited karunâ of the Brahma-abodes. Indeed, the Brahma-abodes were sometimes seen as an ‘impasse’ even in early Buddhism, for they do not lead to nirvana but only to rebirth in the Brahma-world (p. 142). In some Mahâyâna sources the exercise is denounced as a self-centered meditative elucubration without any real effect: ‘The Mahâ-prajnâ-pârimitâ-sâstra, while adopting this ancient practice, denies it any real efficacy and integrates it as a preparatory moment’ (p. 144). It is at a low level of attainment that compassion is practiced in view of a better rebirth, or even as a condition for attaining nirvana. The bodhisattva practices the four Brahma-abodes is a different spirit than the srâvaka. While still aiming to purify one’s mind from passions, one’s primary goal now becomes to accumulate merits that can be applied to the happiness of beings. 

  ‘Compassion is Mahâyâna, Mahâyâna is Compassion’, proclaims the Mahâparinirvâna Sutra. Compassion is the foundation or root of the entire Mahâyâna edifice. Vimalakîrti’s goddess says she is a Mahâyânist because she never abandons great compassion (p. 170). It is the defining trait of the bodhisattva. The Abhidharmakosa-bhâsya tells us:

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     People without compassion and who think only of themselves find it hard to believe in the altruism of the bodhisattvas, but the compassionate believe in it easily. Do we not see that certain people, confirmed in the absence of pity, take pleasure in the suffering of others even when it is of no use to them? In the same way one must admit that the bodhisattvas, confirmed in compassion, take pleasure in doing good to others without any selfish design. (quoted, p. 172). 

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Compassion extends first to beings, then to all dharmas, then it becomes objectless. The Buddhas’ objectless compassion radiates spontaneously. It has become their very being. ‘Compassion is truly gratuitous and evident only for the Buddhas and the great bodhisattvas, when it no longer has an object. The others are still tainted with views of me and mine, and thus prisoners of an egocentric vision… The great bodhisattvas and the Buddhas practice a natural, “radiant” compassion without object (anâlambana-karunâ), which, says É. Lamotte, “acts mechanically”’ (p. 175).

Compassion is linked with giving, the first of the six perfections (pâramitâ): ‘Compassion is the motive of the gift when it arrives at its highest perfection, that is, when the giver, purified of every egoistic outlook and thus of the very idea of self, no longer distinguishes things given, nor givers, nor receivers’ (pp. 153-4). The perfections are not steps on a ladder, but develop together as they become more deeply founded in the wisdom of emptiness, which is the sixth perfection. Equally essential is their foundation in compassion: ‘“The perfections have compassion for cause” (Samdhi-nirmocana-sûtra). But if compassion is the mother of the perfections, it is also their daughter, for it is only after the slow maturation acquired in the course of the development of the other pâramitâ that it in turn attains its own perfection’ (p. 155). Karunâ is what motivates the perfections and mahâkarunâ is what they produce. To stress the importance of compassion, Nâgârjuna alludes to it as a seventh pâramitâ.

It is sometimes thought that Nâgârjuna was uniquely concerned with wisdom and emptiness, in contrast to another Madhyamaka thinker six centuries later, Sântideva, whose Bodhicaryâvatâra (Entry on the Bodhisattva Path) gives prominence to compassion and is written in a personal voice quite different from the philosophical impersonality of Nâgârjuna. Viévard argues that this impression is due to the poor preservation and scholarly neglect of Nâgârjuna’s more practical treatises in which compassion has a major role.

For all who have not attained the objectless compassion of a Buddha, compassion, in practice, involves a descent from the heights of wisdom and a compromise with the dodgy realm of conventionality. Compassion accepts a certain residual bondage to the fleshly samsaric world in order to work toward a greater enlightenment, surpassing mere individual liberation. Bodhisattvas advance not by eventually abandoning compassion, as an entanglement with merely conventional beings, but by deepening it and applying to it the wisdom of emptiness at every step. 

Compassion is prompted by the suffering of others, and to be affected by that suffering, considering it as equal to one’s own, is not a sign of deludedness but of bodhisattva sensibility. According to a theory accepted in the Yogâcâra school, the person capable of such compassion has the good nature or lineage (gotra) of a bodhisattva. The Madhyamaka school rejects the gotra theory: ‘Far from owing their compassion to the gotra, it is on the contrary by compassion that the bodhisattva is made a bodhisattva, for “if someone produces toward beings a very deep thought of great compassion, he is born in the family of the Bodhisattva” (Mpps, trans. Lamotte, p. 1920)’ (p. 178). Curiously, something like the gotra theory is also found in St. John’s Gospel, where an innate seed predestines one to faith or unbelief. These relics of an archaic way of thinking do not prevent the emergence of the values of spirit and freedom that are at the heart of the Gospel message.

Buddhist thinking on the origin of compassion moves away from the gotra theory and also from the idea that the compassionate disposition is the fruit of merit in past lives, in order to focus more closely on the experience of the bodhisattva as one who ‘suffers with the suffering of others’. Compassion befalls him as undeniably as suffering does. ‘Suffering holds the same character of evidence and spontaneity as the compassion it defines’ (p. 180). ‘Though it has no redemptive value, suffering is an indispensable element in soteriology because it causes the arising of compassion, which is necessary for salvation as Mahâyâna understands it’ (p. 181). Paradoxically, the bodhisattva rejoices for this reason in the sensation of suffering, preferring his lot to ‘the sad fate of the gods, who because they do not know the sensation of suffering are incapable of taking themselves out of their condition and seeking nirvana’ (p. 182).

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The Non-Duality of Wisdom and Compassion

Two mighty spiritual forces vie for the upper hand in Mahâyâna Buddhism. One is the wisdom that sees the emptiness of all dharmas. The other is the compassion that devotes itself to the liberation of suffering beings. Contrary to facile claims that wisdom and compassion automatically imply one another, Viévard shows that the harmonization of these two pillars of Buddhism was the result of a long struggle of thought. Their non-duality is proclaimed, but claims of non-duality are always directed against concrete targets, recurring oppositions that are a trap for the mind. ‘Non-duality is before all else the echo of an opposition, even if this in the end shows itself to be fictive. L’advaya presupposes a conflict between dharmas, since it seeks to reduce it. For the Madhyamaka, however, this conflict is merely illusory and has reality only for the ignorant and in convention (p. 195). 

The last sentence here point to an ultimate non-duality that is likely to be a stumbling block to Western students of Madhyamaka. But the practical striving for the integration of emptiness and compassion at the conventional level is a much more accessible idea. It allows us to meet the Madhyamaka thinkers at the level of common sense and basic moral and spiritual values. The bodhisattva ideal may seen too sublime, even then, to fit comfortably with our everyday preoccupations, but as an ideal of sainthood it puts forth a challenge that genuinely affects us. It does not come from another planet. Long meditation on the non-duality of wisdom and compassion as a practical project can perhaps prepare us to make better sense of the loftier proclamations of an ultimate non-duality.

The sage seeks the wisdom of emptiness, whereas the saint is devoted to selfless compassion. The patron of the one is Manjusrî, bodhisattva of wisdom, and of the other, Avalokitesvara (Kannon), bodhisattva of compassion. One may say that ‘wisdom without compassion is empty, compassion without wisdom blind,’ but only rarely do Mahâyâna texts claim that compassion arises naturally from insight into emptiness. Compassion, directed actively to the welfare of all beings, seems to presuppose their real existence. It is based not on emptiness but on the ‘golden rule’ that treats the sufferings of others as equal to one’s own. Compassion gives a substantial presence to self and other, which wisdom would deny. There is no natural harmony between these two, for they go in opposite directions. Yet the essence of Mahâyâna lies in establishing the ultimate unity of compassion and wisdom. They are unified in practice in the figure of the bodhisattva, who moves upward in wisdom and downward in compassion at the same time. The path to that unity is a difficult balancing act. ‘If one begins a career through wisdom, one will have to develop compassion, and vice versa the one who begins through compassion will have to purify it by wisdom’ (p. 17). 

The bodhisattva must invest skillfully in the opposing virtues of wisdom, which retreats to the forest, and compassion, which descends to the village. The opposition does not paralyze the bodhisattva, but spurs him or her on. ‘Such an opposition also remains as long as both emptiness and compassion have not attained perfection, and the perfection of one implies the perfection of the other. When one develops one of them, one must counterbalance it with the help of the other. Helping one another, they will arrive at non-duality that makes their perfection’ (pp. 15-16). Emptiness can be a preparation for compassion: ‘When – owing to emptiness – the bodhisattva feels in a village as if he were in a forest, then compassion is permitted. It is a preparatory medication that vaccinates him against the agitations of the world’ (p. 16). In turn, compassion lends emptiness a substantial enactment that it would otherwise lack. It roots the notion of non-self conveyed by emptiness in the field of experience. ‘If emptiness permits the exercising of compassion through knowledge of universal identity, in return compassion roots this absence of difference between me and others in the world, Compassion here is an external evidence of emptiness’ (p. 17).

We have already seen that emptiness is a practical discipline of language and thought leading to the attitude of non-clinging. Now we see the full implications of this practice. Emptiness is for the sake of compassion, and the practice of compassion is what fully secures and completes the attitude of emptiness. The compound sûnyatâ-karunâ-garbha shows that ‘not only are emptiness and compassion not contradictory, but they define purity when they are reunited. Each brings to the act a form of its perfection; emptiness is forgetfulness of the other while compassion is forgetfulness of self’ (p. 225). As in other pairs that apparently conflict, one can imagine two oxen bound by a yoke, the pace of the one conditioning the gait of the other.

There is much debate as to whether the warm attitudes of compassion and forgiveness are compatible with the vision of emptiness that would deny to the objects of these attitudes any substantial existence. Prajnâkaramati in his commentary on Sântideva (according to Lambert Schmithausen) suggests that the doctrine of non-self is compatible with compassion only if we see that compassion as directed not to the illusory self, but to the components, the five aggregrates (skandhas), to which this illusion reduces when it is analyzed. Unfortunately, this ingenious theory has no support in early Buddhism, which frankly sees compassion as concerned only with illusory beings. The Sarvâstivadins, for example, see the Buddha's compassion as a surface or screening (samvrti) idea, whose object is the illusory living beings. Moreover, the Mahâyâna doctrine that all things are empty applies to the skandhas too, so a compassion directed to them would equally subscribe to an illusory substantiality. Compassion is fully reconciled with emptiness only in the ideal of an objectless compassion, and of course this objectless compassion of a Buddha belongs only to the ultimate level. But on the way there, argues Viévard, ‘if worldly convention is not a veil for the bodhisattva, why oppose it to dialectical unveiling? The bodhisattva, having surpassed convention, chooses to assume it anew to be useful to others… Illusory to the eye of ultimate meaning, suffering is still quite real in the world of convention, for “if all things are indeed without self-nature on the ultimate level, they nonetheless subsist on the conventional level” (Kamalasîla)’ (p. 212). Whether or not Viévard, or his sources, succeed in ironing out all the wrinkles of apparent contradiction, his analysis of the practical upshot of the tensions between emptiness and compassion testifies to the constructive vitality of the tradition, to a degree that almost makes questions of ultimate consistency seem otiose.

The practical equilibrium of emptiness and compassion may remind one of discussions of action and contemplation in Christian spirituality. But the idea that each of the two acts as a foundation for the other suggests a radical ontological vision that goes beyond practical wisdom. The vision of an integral human existence that unites sagehood and sanctity may seem remote from the conditions of ordinary life, but it is an ideal that can fruitfully be consulted and that can guide from afar the efforts of ordinary mortals. Its very lucidity and comprehensiveness makes it more helpful than scattered, disjointed moral and spiritual imperatives that push us in various directions without offering a clear map of the path to follow. But can the path of human and spiritual growth really be mapped out in this systematic way? Perhaps all such paths are merely provisional constructions, skillful means for orienting oneself in a given historical and cultural horizon.

The interplay between wisdom that focuses on emptiness and compassion that enters the play of conventionally existing beings recalls the dynamic of the Incarnation, reflected in Christian existence as set forth, though not systematically mapped, in the New Testament. The transcendent God, witnessed to in the breakdown of our conventional language, makes himself known in the play of earthly forms, assuming compassionately the condition of the creature. The dependently co-arising world is no longer just an icon that points beyond itself but is the very place where the divine dwells. The rich affinities between bodhisattva compassion and Christian charity must imply a potential rapprochement between the underlying outlooks on reality as well. The Buddhist analyses can clarify and temper the biblical vision, freeing it from the appearance of being an arbitrary or even bullying set of expectations. In return, the Christian kerygma can recall the Buddhist ideals from the rarefied space of a monastic or philosophical laboratory to the broken, fleshly texture of historical human life.

August 07, 2005

Buddhist Serenity in a Time of Rage

‘Now is the time for anger!’ is the cry after a terrorist atrocity or reports of a dictator’s  misdeeds, and it has been a worldwide cry in response to the American invasion of Iraq and the arrogant policy underlying it. Anger can take the cold form of indifference to, or even delight in, the deaths of innocents. Extremism can carry all the appearances of cool reason. Some war supporters frankly declare they do not care about Iraqi casualties, but those against the war can show the same callousness when they rejoice in military casualties of the Coalition in Iraq, or even greet terrorist slaughters of civilians that cause trouble for the USA. Rage, either hot or cold, is a choice weapon of war. In civil life, it is a weapon that is almost sanctified when used by the victims of crimes.

But rage is a treacherous weapon, often turning against its handler, and often having destructive consequences that go beyond what anyone intended. Behind the deaths of innocents in war, behind the lynchings or executions or wrongful convictions of innocents in civil life, lie the one-sided utterances of armchair theorists or ‘autocrats of the breakfast-table’ who forge public opinion. Democracy has to restrain rage, not glorify it; otherwise it becomes mob rule. Very often democratic freedom of speech is mistaken as a right, even a duty, to indulge in impulsive expression of extreme views. This leads to a polarization that in the end makes democracy unworkable. If democracy becomes only a struggle between two irreconcilable factions for the upper hand, then it becomes a tyranny of the majority, and no longer a communal project.

From the Buddhist point of view it is never the time for anger. Buddhism urges us to analyze our feelings of rage and to step back from them critically. To be sure there are angry deities in Buddhism who flank the entrance to temples and are guardians of the Law. These no longer rage unchecked, but are subordinated to the Buddhist insight into the fabric of the passions. Their rage is no longer impulsive or unmeasured, but becomes a wisely deployed skillful means. There may be a place in Buddhism of a more esoteric and tantric kind, as there is in the Sivaism of Kashmir, for a spiritual technique of deepening one’s rage and expressing it to the full. The purpose of such a technique would be to understand one’s passion, to overcome it, and to redirect its blind energy to a more constructive end. ‘Passions themselves are enlightenment’ is a catchword of Mahâyâna Buddhism. This could be taken as licensing an antinomian indulgence in passion. But its deeper sense is that insight into the fabric of our passions is already enlightenment. In the Bible too, we find a prophetic wrath in which one is not mastered by passion but deploys it in response to the sight of evil. In Mark 1:41 the alternative readings ‘moved by pity’ or ‘moved to anger’ suggest that anger is the other side of compassion. Jesus is master of a compassionate anger.

Buddhism, of all religions, is the one most skeptical towards any form of extremism – except perhaps in the tales of compassion, where bodhisattvas offer their lives to save humble animals. The Buddha at the very start struck out on a path that avoided the extremes of hedonism and austerity. His spirituality is guided by reason and based on analysis; all its expressions aim at spiritual liberation; and it never indulges in agonies of flagellation or ecstasies of devotion as if they were their own justification. Thus is it guarded against fanaticism at every turn. Intellectual extremes are also held at bay, both those that tend to the heresy of substantialism and those that tend to the opposing heresy of nihilism. Skeptical over against all substantive claims of existence and identity, especially when put forward by the ego, the Buddhist also keeps his distance from the excesses of skepticism that undercut the order and stability of the conventional world and make wholesome practice impossible. In the modern world, a Buddhist sensibility would cut through the impressive but hollow claims of capitalism, of media hype and political hubris, but it would also reject anything tending to the other extreme of anarchism. Any cause, however noble, is analyzed as a potential source of delusion and bondage.

Many people object to the Buddhist attitude. They see is as a self-serving posture. Is the middle way not the very epitome of smugness? And has it not in practice allowed Buddhists to identify uncritically with the status quo, notably in the Zen collusion with fascism as analyzed by Brian Victoria and others. Avoidance of extremes can be politically weakening, since the voice of moderation has little chance of being heard amid the thunder of demagogues.

To set oneself up as a sage, who has undone all the illusions of ego, and sees all ‘offences’ and ‘enemies’ as delusory constructs, towards which one many direct a compassion controlled by equanimity, but which one would never be so foolish as to be upset about – is this the summit of sanctity or is it a way of disconnecting oneself from humanity? I would say that in the circumstances of real life the claim to have attained a sage-like serenity is most likely to be a denial of hurts and resentment, which continue to operate at a hidden, repressed level, burrowing away in the unconscious, and likely to erupt in gestures of uncontrolled anger. To be sure, we can defuse many a lesser annoyance and not inflate it into a casus belli, we can turn a critical eye on our resentments and unmask them as reactions of slighted vanity, and even among peoples who are stereotyped as hotheaded there is a fund of pacific wisdom that variously serves to let the spirit of compromise and reconciliation prevail over touchiness and vengefulness. Many people say that they have no problem forgiving their neighbor because they have nothing to forgive, and indeed have probably hurt others more than they have ever been hurt themselves. But this placidity can be another name for complacency. It can be a failure to react when reaction is called for, especially when the rights of defenseless victims are at stake. The clergy are under fire for just such complacency at the moment, and if they affect a sage-like Buddhist calm they are likely to enrage their critics who will see in it the ultimate refinement of hypocrisy.

There are tensions and antinomies here which cannot be automatically resolved by an appeal to Buddhist dogma. I think it would not be in the spirit of Buddhism to iron them out. Rather they provide koans for further analysis. But we should not despair of the Buddhist path until it has been tried. It claims to be rooted in a clear vision of the way things are, and this is a strength that cannot be measured by the yardstick of immediate political efficacy.

In one respect, Buddhist wisdom is beyond criticism, and that is in its practical concentration on present facts. If the emotion of anger testifies to a vision of present reality or if it enables this vision, well and good. But very often it distorts vision and fixates our responses, so that it becomes part of the problem rather than of the solution. Serenity and equanimity are not an escape from painful reality but a precondition for tackling that reality lucidly, and that includes tackling the emotions of anger that may be an inherent part of that reality. Buddhist serenity may seem a disengaged, escapist attitude, a mockery of the grief of the downtrodden, a refusal of solidarity with them, and a return to the de-politicized complacency that gives a blank check to the oppressor. But it could also be an instrument of liberating action, enabling one to face the full horror of situations of suffering, to accompany the sufferers compassionately, and to work constructively with them toward bettering their situation.

The Riddle of Non-Duality

Non-duality is a central teaching of Buddhism, especially of the Perfection of Wisdom texts which are the founding scriptures of Mahâyâna Buddhism. The Madhyamaka school of Nâgârjuna and his commentators gave stark philosophical expression to this teaching (and influenced, beyond the Buddhist world, the Vedantic conception of non-duality). Though Madhyamaka no longer survives as a distinct sect, as in the ancient Three Treatise school (Ch. Sanlun; J. Sanron), its heritage has been fully received and integrated by Tendai Buddhism and by Zen Buddhism. One of the core texts of the teaching of emptiness and non-duality is the widely known Heart Sutra, which propagates that teaching throughout the Buddhist world and beyond. Embodied in a wider array of theories and practices in Tendai or given a practical and pragmatic twist in Zen, the idea of non-duality can seem inoffensive. One of the most attractive presentations of non-duality today comes from the pen of David Loy, who is both a Zen practitioner and an ‘engaged Buddhist.’ But when we confront the rhetoric of non-duality in the original texts, which preach it with such conviction and force and with an array of daunting paradoxes, we are likely to be bewildered and repelled.

Non-duality seems at first sight to combine logical madness with moral anarchy. It abolishes all differences, even the difference between good and evil. It insists over and over again that there can be no differences between things that have no real existence, and that nothing has any real existence. That might be a refreshing contrast to the Manichean rhetoric of Good against Evil, Us against Them, which foments so much violence. But the Buddhist rhetoric goes beyond that, luring us into a monistic never-never land, in which all cows are gray. Or is it all just meant to be a meditative exercise, with no practical consequence, and not to be taken seriously amid the bustle of real life.

There is non-duality in Christian tradition, as well. The Incarnation brings everyday human life into conjunction with the divine. It is by identifying with Christ’s humanity, and not by leaping beyond it, that we are ‘made partakers of the divine nature’ (2 Peter 1.4), and Christ himself is presented as existing in a non-dual relation with the presence of God the Father: ‘I and the Father are one’ (John 10.30). But Christian non-duality never compromises the sheer ontological distinction between Creator and creature. Even the human nature of Christ, though assumed by the hypostasis of the divine Word, is not divinized in such a sense as to melt its identity in fusion with the divine, or to annul the distinct human will of Christ. Neither is the divine nature subjected to creaturely weakness. To some the distinction between this Chalcedonian non-dualism and Indian non-dualism is the essential difference between East and West.

So even the parallels we may draw with Christian spirituality end up creating another obstacle to the reception of the Buddhist teaching of non-dualism. Politically inept, morally dubious, ontologically unsound, it now turns out to be heretical as well! Without seeking to resolve these tensions, let us approach the Buddhist world and become familiar with it. As we see how non-dualism operates in practice, we may find that it is not really in any palpable tension with common sense or with Christian faith after all. As a step to this, I take up a classical Buddhist sutra and try to expose myself to its world. As in the case of Western spiritual and philosophical classics, it would no doubt take long years of study to really grasp what the sutra is talking about. But the reassuring thing about classics is that even a superficial or confused brush with them need not be fruitless.

Vimalakîrti: The Benevolent Eye of Wisdom

The sutra concerns one of the most famous Buddhist sages, no doubt a fictional character, namely, the lay bodhisattva Vimalakîrti. The Vimalakîrti-nirdesa-sûtra is a major Mahâyâna scripture, akin to the Perfection of Wisdom literature, dating from the beginning of our era, and it is probably the most satisfying of all Buddhist sutras from a literary point of view. Until recently it was extant only in Chinese and Tibetan versions, the most influential being the fifth century one by Kumârajîva, but the original Sanskrit has now surfaced in Tibet and is being edited at Taishô University, Tokyo – a very exciting discovery. The French translation by Canon Étienne Lamotte, L’Enseignement de Vimalakîrti (Leuven, 1962), is a masterpiece of elegant erudition, which has been rendered into English by Sara Boin. (I give page references to Boin, adding the corresponding page in Lamotte.) He follows the Tibetan version, with the seventh century Chinese version of Hsüan-tsang (which is closer to the original Indian character of the work than Kumârajîva’s work. It is interesting to see how Lamotte’s reconstructions of the original Sanskrit fare when compared with the rediscovered text. My initial impression is that they fare very well, thanks to the fidelity of the Tibetan translator. Other recent translations include those by Burton Watson and by Robert Thurman.

The action of the twelve chapters of the sutra concerns the visit of the Buddha’s leading disciples to the bedside of Vimalakîrti, who is ill (an illness which is a skillful means for teaching). In various witty jousts of wisdom, the conversations rehearse the fundamentals of Mahâyâna teaching. Lamotte claims that the sutra represents the pure state of Madhyamaka thought: ‘Like the Prajnâpâramita, the Avatamsaka, the Ratnakûta and the Mahâsamnipâta, it represents that Madhyamaka in the raw state which served as the foundation for Nâgârjuna’s school’ (Boin, lxii; Lamotte, 40). The basic Madhyamaka theses defended on every page of the sutra are that all dharmas are (1) empty of self-nature or inherent existence; (2) unarisen and unextinguished; (3) originally calm and naturally nirvana-ized; (4) without marks and, in consequence, inexpressible and unthinkable; (5) the same and without duality; (6) that emptiness is not an entity; (7) that ‘the luminous thought or mind is, purely and simply, the inexistence of thought… the absence of all thought’ (lxxxi; 60). These ideas are familiar to all who have wrestled with Nâgârjuna’s Stanzas of the Middle Way (now available in a luminous French translation by the late Guy Bugault). Indeed, all the distortions in recent readings of Nâgârjuna come from divorcing him from his background in the sutras that teach emptiness and non-duality.

At the beginning of Chapter VI, Vimalakîrti’s chief interlocutor, the Boshisattva of Wisdom, Manjusrî, puts the question: ‘How should a Bodhisattva see all beings?’ (153; 263). If we meditate on this question, we can find in it a contemporary resonance. How should the Christian view beings and events? What eye do we bring to our fellow-creatures and their activities? If they seem threatening and hostile, that is no doubt a mirror of the hostility lodged in ourselves that we are projecting out on them. If they, and our daily world, seem drab and boring, the fault again lies in our unappreciative way of looking at them.

The cardinal Buddhist virtues of wisdom and compassion can dissolve hostility and fear, but it might be thought that they can do nothing to give us a loving appreciation of our fellow mortals, since they stress so much the emptiness of existence and the illusoriness of the ego. Vimalakîrti’s answers confirms our worst fears: ‘A Bodhisattva should see all beings as an intelligent man sees the moon in the water’. It looks as if Buddhist serenity is bought at the cost of seeing human life as just a flickering illusion, surely a formula for impregnable apathy. Thirty-four other images in the same vein follow. All beings are as the print of a bird on the ether, as the erection of an eunuch, as the giving birth of a sterile woman, as the visions of a dream on awakening. The basis of all this is the doctrine of non-self, or rather of the non-existence, the lack of self-nature, of all dharmas whatsoever..

Manjusrî then asks a question that may mirror the readers’ unease: ‘If a Bodhisattva considers all beings in this way, how does he produce great goodwill (mahâmaitrî) towards them?’ (155; 265). This is a central conundrum of Mahâyâna Buddhism. Insight into emptiness seems to undercut any concern for suffering beings, since their suffering and their being itself are delusory, and it is only by clinging to the delusion of their substantial existence that they continue to suffer. The serenity of wisdom seems to lead directly to a disengagement from all concern with the plight of common mortals. Vimalakîrti offers the following reply: ‘A Bodhisattva who considers them thus, says to himself: “I am going to expound the Law to beings in the way that I have understood it”. Thus he produces towards all beings a goodwill which is truly protective’ (155; 265-6). The sage, it seems, engages with his fellow humans by teaching them, by sharing with them his wisdom. This is better than complete disengagement, but at first sight it seems coolly intellectualist.

The chief quality of this benevolence seems to be its detachment. It is described as pacified, because without attachment; as without heat, because without passion; as true to the real, because it is the same in the three times; as firm, because its resolution is indestructible like a diamond; as without gratuitous assertions, because it is exempt from affection and aversion; as without repugnance, because it is cognizant of emptiness and non-self. It exercises the six perfections of giving, morality, patience, energy, meditation, and wisdom. It has the power of an arhat, of a bodhisattva, of a Tathâgata, of a Buddha, as it brings beings to release and enlightenment. Each item on these lists is no doubt intended as a theme for meditation. The theme seems always the same, namely, empty wisdom poised in the attitude of compassionate benevolence. The meditation is calculated to produce just this spiritual posture.

   The only concrete action here is the action of giving (the first of the six perfections):

‘What is the great compassion (mahâkaruna) of the Bodhisattva?’

‘It is the abandoning to beings without retaining any of all good roots enacted or accumulated.’

‘What is the great joy (mahâmuditâ) of the Bodhisattva?’

‘It is rejoicing in and not regretting giving.’

‘What is the great equanimity (mahopeksâ) of the Bodhisattva?’

‘It is benefiting [doing good] impartially without hope of reward’. (158; 268-9).

This exchange alludes to the four Brahma abodes, a well-known meditative exercise taken up in early Buddhism, whereby one sends forth the energies of benevolence, compassion, sympathetic joy and equanimity to all beings. The bodhisattva is not simply a teacher. His communication of wisdom is a disinterested communication of the good qualities he possesses, and indeed of his very being. His giving is an expression of wisdom, not merely of sporadic and spontaneous reactions of pity or generosity, but conversely his wisdom seeks concrete expression in outgoing goodwill and compassion.

The reader in quest of philosophical pyrotechnics may be disappointed that the sutra falls into the Indian propensity for long lists and resumes such clichéd topics as the Brahma abodes. But the insertion of the well-known material in the new dramatic context of the sutra is in itself a way of renewing the meditator’s appreciation of it. Faced with the blindness and persistence of the passions, we cannot invoke the antidotes to them often enough. The literary reworking of these tried and tested antidotes cannot bring anything new, but functions only as a kind of advertisement. We can be grateful that for each of the other three Brahma abodes the text does not give a list of thirty-eight descriptions as it does for benevolence!

Manjusrî asks: ‘A Boshisattva beset by the fear of rebirth, to where should he withdraw (158; 269). Vimalakîrti answers that he should ‘withdraw into the magnanimity of the Buddhas’ (159; 269). One establishes oneself in this magnanimity by abiding in the sameness of all beings, and one does this by seeking to deliver all beings. Here it is suggested that the wisdom that sees the sameness (samatâ) of dharmas is acquired by the practice of compassionate engagement with them. Wisdom and compassion are mutually supportive. This teaching offers a corrective to warlike rage, in that it views all beings compassionately, the aggressors as victims of passion, and those who are hurt by them as victims of this passion at a second remove.

In the Buddhist perspective the effort to overcome the destructive power of passions is based in a realization of the emptiness of these passions, uncovered by tracing them back to their root: ‘The bad [unwholesome, akusala] dharmas do not arise and good ones are not extinguished… They have “aggregation” [accumulation] as their root… The root of aggregration is craving… The root of craving is false imagination… The root of false imagination is distorted perception… The root of distorted perception is the absence of a basis… This absence of a basis has no root; that is why all dharmas rest on a baseless root’ (159-60; 270-1). The absence of basis means the absence of the imagined object of the passion, as when one discovers that a fearful scarecrow is not a man but only a pole. In thus conducting the passions back to the emptiness that underlies them, one uses the passions as a propaedeutic to wisdom. In a world over-heated by aggressiveness, rage, bitterness, vengefulness, such cool analysis can bring healing. It traces fear behind the aggressiveness, false imaginations behind the fear, a rigid substantializing habit of projection behind the imaginations, and behind this nothing at all, just an absence we transform into a substantial presence.

Is it basically a fear of absence and emptiness that launches the entire chain of delusion? Instead of taking refuge in the gracious freedom of emptiness, we clutch at somethingness, and end up enslaved to a passion. All the busy destructive activity that this passion produces suffers from an inherent want of reality, and thus bears unwilling witness to the truth of emptiness from which it is in full flight.

The Paradoxes of the Goddess

After so much pedagogy, a little dramatic relief is welcome, and it is provided by the entry of the Goddess. This goddess is not a spectacular apparition such as we meet in the Lotus Sutra, but has a quite domestic status, since she lives in Vimalakîrti’s house. That is in keeping with the tenor of the entire sutra, which conveys a sense of the world of the lay householder and brings the grandiose figures of Buddhist mythology down to earth, in a humorous and sometimes irreverent way. The goddess, thrilled by Vimalakîrti’s teaching, causes flowers to rain down on the hearers. The flowers cling to the Listeners (representing earlier Buddhism) but not to the Bodhisattvas (who have acquired the higher Mahâyâna wisdom). Sâriputra tries to shake off the flowers, claiming they are unfitting to a religious, but the goddess explains that the flowers are without concept or imagination, that it is the hearers alone who conceive and imagine them, and that it is just such fabrications and discrimination of fixated conceptual thought that are unfitting to a religious. They do not cling to the Bodhisattvas, because the latter have dropped concepts and discriminations.

One might say that the flowers are flowers of emptiness, and are to be discerned as such by the eye of wisdom; and that all phenomena, when viewed rightly, are flowers of emptiness. Even the phenomena that enrage and embitter us and even the most evil things, viewed rightly, can reveal their texture of emptiness. In this way, the flowers confirm what Vimalakîrti has just been saying about the passions and the absence of basis.

Sâriputra, not too upset at being used as an object-lesson, since it is his customary role in Mahâyâna scriptures, asks the goddess how long she has been living in the house. She replies: ‘I have been here since the instant that Sâriputra the Elder entered deliverance (vimukti)’ (162; 273). Sâriputra asks how long that is, and is told that he himself should know. This silences him, and the goddess notes his silence in an ironic comment. Sâriputra explains: ‘Deliverance being inexpressible, I do not know what to say concerning it.’ This is a pre-Mahâyâna attitude, and once again the goddess corrects the elder: ‘You must not speak at all of deliverance being apart from syllables. And why? Because the sameness of all dharmas constitutes holy deliverance… It is for the distracted that the Buddha said: “The exhaustion of craving, hatred and delusion, this is what is called deliverance.” But for those who are not at all distracted he has said that craving, hatred and delusion are in themselves deliverance’ (162-3; 273-4). Here we meet the central Mahâyâna paradox, the identity of samsara and nirvana, of passions and enlightenment. The three poisons themselves are flowers of emptiness, if we can see and handle them wisely.

Does it make any sense to say that the greed of conquerors, the stubbornness of patriotism, the hate directed against the stranger and the enemy, the foolishness of the countless projections that foment war and provide the stuff of propaganda, are themselves deliverance? The goddess does not address this question, as she develops a richly imaged discourse on the superiority of Mahâyâna to the less comprehensive vehicles of the Listeners and the solitary realizers. Perhaps out of mischief, Sâriputra asks her why she does not change her female nature. This betrays a monkish narrowness which Mahâyânists saw themselves as overcoming, though they, too, thought a change of sex was a prerequisite for buddhahood. She replies: ‘For the twelve years that I have lived in this house, I have sought after womanhood, but without ever obtaining it. How then could I change it? Honourable Sâriputra, if a skillful illusionist created through transformation an illusionary woman, could you reasonably ask her why she does not change her womanhood?’ (170; 281). The point is that all dharmas are empty and illusory, and that Sâriputra has become fixated on an apparent substantial identity. Could we say that, in the same way, a moralistic demand that greed, hatred, pride and folly be transformed into correct attitudes is an inadequate response to these ills?

The goddess floors Sâriputra by a comic feat of magic: ‘Sâriputra the Elder appeared in every way like the Devî and she herself appeared in every way like Sâriputra the Elder. Then the Devî changed into Sâraputra asked Sâriputra changed into a goddess: “Why then, O Honourable Sir, do you not change your womanhood”’ (170; 282). Is there a similar magic that can transform the above-mentioned ills into their opposites (as in Wilfred Owen’s touching line: ‘I am the enemy you killed, my friend’)? Forgiveness, understanding, wide and tolerant human sympathy, and a sense that one shares with others the evil passions that one deplores in them, can no doubt effect this magic to some extent. Buddhists do not confront the unwholesome attitudes from a position of moralistic judgment over against them, reifying them as substantial evil, but rather work on them as material for transformation. Or rather, since ‘dharmas, all just as they are, are neither made, nor changed’ (171; 283), the evils are considered to lack inherent existence and it is the understanding of this lack that liberates us from them.

The chapter ends in the key of lofty paradox:

‘Devî, how long will it be before you reach supreme and perfect enlightenment?’

‘When you yourself, O Sthavira, return to being a worldly one with all the attributes of a worldly one, then I myself will reach supreme and perfect enlightenment.’

‘Devî, it is impossible and it cannot occur that I return to being a worldly one with all the attributes of a worldly one.’

‘Equally, Honourable Sâriputra, it is impossible and it cannot occur that I ever attain supreme and perfect enlightenment. And why? Because complete enlightenment rests on a non-base. Consequently, in the absence of any base, who could reach supreme and perfect enlightenment?… Tell me, O Sthavira, have you already attained the state of holiness?’

‘I have obtained it because there is nothing to obtain.’

‘It is the same with Bodhi: it is achieved because there is nothing to achieve.’ (171-2; 283-4)

This exchange might prompt us to meditate on the humbler theme of achievement in general, on the goals we set ourselves and the way we pursue them. Authentic creativity is very much a matter of living in the present and of not being shackled by past failures or future ambitions. Many people live unnecessarily servile lives, struggling to prove themselves in their own or in others’s eyes, working under the lash of a competition taking place before the eyes of external judges, or more often before the eye of their own ego or superego, which they project onto others, or onto God imagined as a jealous taskmaster. Even when their achievement is massive, it does not savor of liberation, but bears the harsh marks of steely ambition.

‘I have obtained it because there is nothing to obtain’ is the declaration of a truly successful person. All that is to be attained is to live and breathe in the here and now, disembarrassed of the burden of ego. To engage the present one must practice the middle way between the strained drivenness that seeks to clutch it and the laxity that lets it slide away. But surely this does not apply to the great achievers, who lay out a massive architectural plan that takes decades to accomplish, and that pursue their goal with unremitting discipline – figures like Milton and Dante for example? No, even in their case, ‘if poetry does not come as naturally as leaves on a tree, it had better not come at all’ (Keats). The plan becomes the framework of their daily effort, but unless they live in the present moment it will not be blessed with the grace of inspiration, but remain a dead monument of forced labor. The best praise they could give their own work would be: ‘It is achieved because there is nothing to achieve.’ 

The Silence of Vimalakîrti

In the eighth chapter of the sutra Vimalakîrti asks the bodhisattvas present to expound ‘the entry into the doctrine of non-duality’ (188; 301). Insight into non-duality is variously located in the thirty-two replies he receives. Lamotte gives a synoptic translation of two Chinese and one Tibetan version of these rather cryptic responses, and in the following sentences I offer a paraphrase that attempts to make the best sense of them. Non-duality overcomes the dualism of (1) ‘arising’ and ‘extinction,’ through the insight that dharmas do not arise and thus are not destroyed; (2) ‘me’ and ‘mine,’ through non-assertion of ‘me,’ which cuts off ‘mine’ at its root; (3) ‘defilement’ and ‘purification,’ by perceiving the true nature of ‘defilement,’ which is such that it does not give rise to the notion of purification; one leaves these notions behind by following the path of cessation (nirodha); (4) ‘distraction’ and ‘attention,’ by cutting off at the root the reflection and interest that gives rise to both of them; (5) ‘Bodhisattva mind’ and ‘Listener mind,’ by seeing them both as empty and illusory, and therefore the same; (6) ‘grasping’ and ‘rejection,’ by abstaining from affirmation and negation, and by non-action in regard to all dharmas; (7) ‘singleness of mark’ and ‘absence of mark,’ by seeing that the single mark of dharmas is their absence of mark; (8) ‘wholesome’ and ‘unwholesome,’ by not seeking one or the other, by neither grasping nor letting go, thus breaking through to a signlessness beyond such conceptions; (9) ‘blamable’ and ‘blameless,’ by seeing their identity, and that there is neither bondage nor liberation; (10) ‘impure’ and ‘pure,’ by seeing the sameness of all dharmas; (11) ‘happiness’ and ‘suffering,’ by excluding all calculation by a pure knowing; (12) ‘worldly’ and ‘transcendental,’ by realizing that the world is inherently empty and calm, and thus transcendental; (13) ‘samsara’ and ‘nirvana,’ by seeing that samsara has no real existence (and thus attaining nirvana), or by seeing that nirvana is empty and not a place to be reached; (14) ‘destructible’ and ‘indestructible,’ by seeing that the destructible is instantaneous and already destroyed, and that since it thus does not exist, neither does the indestructible; (15) ‘self’ and ‘non-self,’ by seeing that self lacks inherent existence, and a fortiori so does non-self; (16) ‘knowledge’ and ‘ignorance,’ by grasping the true nature of knowing as non-knowing, which is indeterminate and incalculable; (17) ‘form’ and ‘emptiness,’ by insight into the emptiness of form and the other skandhas (as in the Heart Sutra); (18) ‘the four elements’ and ‘space,’ by seeing that the true nature of the elements is space; (19) ‘eye’ and ‘color,’ by detachment from color (and other sensibles) and penetration of the true nature of the eye (and other sense-organs); (20) ‘giving’ and ‘application (parinâmâna) of the gift to omniscience (sarvajnâna),’ by seeing that the true nature of giving (and the other five perfections) is omniscience and that the true nature of omniscience is application; (21) ‘emptiness,’ ‘signlessness’ (ânimitta), and non-attending (apranihita), by seeing that the latter two are implied in the first; (22) ‘Buddha,’ ‘Dharma,’ and ‘Sangha,’ by seeing that the true nature of the Buddha is the Dharma and that the true nature of the Dharma is the Sangha, and that all are unconditioned, like space; (23) ‘accumulation of perishable things’ and ‘destruction of the accumulation,’ by seeing that accumulation itself is destruction, in that it is a false imagining which brings with it the imagining of destruction; (24) the disciplines of ‘body,’ ‘voice,’ and ‘mind,’ by seeing the inactive nature of these and of all dharmas; (25) ‘meritorious,’ ‘unmeritorious,’ and ‘neutral’ actions, by insight into their emptiness, to which no merit or demerit can attach. Non-duality overcomes (26) dualism rooted in ‘self,’ by true insight into self; (27) dualism based on ‘objects,’ by awareness of the absence of objects, which leaves nothing to be taken or rejected; (28) the duality of ‘darkness’ and ‘light,’ by their disappearance in the meditative state of cessation; (29) ‘delight in nirvana’ and ‘repugnance for samsara,’ by not being bound by samsara and thus no longer seeking release; (30) the duality of ‘path’ and ‘ bad path,’ by following the path alone, so that the very notions of path and bad path no longer arise; (31) the duality of ‘reality’ and ‘falsehood,’ in that the one who sees reality cannot conceive its ungraspable nature, and a fortiori does not conceive its opposite.

The last response comes from Manjusrî who says: ‘You have all spoken well; however, in my opinion, all that you have said still implies duality. Excludiong all words and not saying anything, not express nothing, not pronounce nothing, not teach nothing, not designating point to nothing, this is entering into non-duality’ (202; 316-17). Then Manjusrî turns to Vimalakîrti and asks for his own answer. The climactic sentence of the chapter follows: ‘The Licchavi Vimalakîrti remained silent.’ His act confirms and illustrates Manjusrî’s statement, while eliminating its residual performative contradiction. Vimalakîrti’s silence would not carry its full weight without the context provided by Manjusrî’s pronouncement, and this in turn gains its weight from the exhaustive preceding discussion. Note that the bodhisattvas’ replies are a review of all the concepts in Buddhism that are likely to give rise to a dualistic understanding, and that usually are understood in a dualistic way, perhaps because of the dualistic-sounding rhetoric of earlier Buddhist texts.

Applying Non-Duality

The language of the sutra is extremely lofty, but we can cash it in the small change of everyday life if we look out for occasions of overcoming dualisms that bind us in different ways. Many people feel that dualisms give them a strong identity. They cultivate strong attachments and strong aversions in order to bolster their sense of self. On the level of feelings, this leads to partiality, to blind loyalty to those one admires and contemptuous dismissal of others, or to patriotic or religious chauvinism. On the level of ideas, it leads to opiniatedness, a mental vice which fuels the bulk of the world’s impassioned discussions. To refrain from excess in one’s feelings and ideas seems a formula for ‘playing dead,’ but we should understand the Buddhist attitude not as one of prudent timidity, but as a freedom from affects and from views that allows one to live more fully and to act more effectively. When we observe prejudiced people from the outside, we pity their mental bondage, yet to them it seems like freedom, the freedom to be themselves. In the eyes of the Buddha we are all in the grip of such imprisoning distortions. The analysis and dismantling of extremes brings us back again and again to the middle path, which is free of delusion.

    Seeing Christ in one’s neighbor is a way of practicing non-duality. There is no distinction between rich and poor, male and female, ugly and beautiful, kin and stranger – to all we direct the same energy of goodwill in the moment of encounter. We shrink up in the presence of some people, expand in the presence of others, shun those who repel us and chase after those who attract us. There is a lot of high-handedness and injustice in this way of behaving, and it causes us to miss out on the full riches of the humanity around us. To bring the same respect, the same affirmation, to every other person, and to affirm especially of the less attractive person that ‘this is Christ!’ is a way of correcting the imbalance caused by our instinctive likes and dislikes.

By the same token, we should stop picking and choosing, and complaining about what is lacking in our living conditions. Each moment should be affirmed and accepted as a moment of grace. The Zen monk is privileged to clean the latrines, as an affirmation of non-discrimination. Samsara itself is nirvana, or at least it is our only current connection with nirvana. People generally live badly, chasing shadows, and making fools of themselves. Buddhism calls on us to stop, to affirm the reality present to hand, and to bring out energies to bear on it, and so to become wise.

This moralizing may be rather platitudinous, but it is a way of digesting and acclimatizing the language of the sutras. The cumulative value of such efforts at application can be seen in the emergence of engaged Buddhism as one of the prominent liberating forces in the globalized world of today, filling the void left by the collapse of Marxism. Marx penetrated the economic fabric of oppression, but Buddhism goes deeper, deeper than Freud too, in penetrating the spiritual roots of oppression and of self-oppression. And there is a non-duality between spiritual bondage and freedom on the one hand and political and economic bondage and freedom on the other. The analysis of both is mutually enhancing. Marxism failed not because of flawed economics, but because of its inability to integrate economics and comprehensive spiritual insight, an inability that left it a victim to the projections of class hatred and of a dogmatism that bred tyranny. Buddhism can enhance its critical force by taking on board economic and political analysis, and indeed must do so in order to be faithful to its own vision of non-duality, for economics and politics are of the essence of samsara, which is not different from the essence of nirvana.

The US President’s State of the Union speech for 2004 contained a great number of references to terrorism, war, and killing. How many of these were subjected to a Buddhist critique of projections, or even to a Christian evaluation, in the months taken to prepare the speech? Was the only consideration short-term electoral appeal? Faced with such a frenzy of fear-mongering, the words of Buddhism will seem utopian and ineffective. But Buddhism is essentially progressive to the degree that the projections of fear and hatred are essentially regressive. Like the Christian message, it is never out of season, and never fails to bear fruit. We need to release both messages from the dust of accumulated tradition and allow them to join forces in overcoming the false dualisms that keep people divided from one another and themselves.

From THE JAPAN MISSION JOURNAL 58 (2004)

July 10, 2005

Buddhism and Forgiveness

The terrorist incident of September 11, 2001, did not elicit many memorable responses from religious thinkers. Buddhists floated some tentative ideas on the Internet about “the causes and conditions giving rise to suffering” (Gene Reeves) and the need “to see our own karmic responsibility for the terrible acts that have befallen us” (David R. Loy). The Christian rhetoric of forgiveness and reconciliation was scarcely heard at all. Here, I wish to suggest, with reference to the failure of Christianity in Northern Ireland, that in order to formulate the message of forgiveness intelligently and persuasively, we should root it in the Buddhist analysis of causes and conditions.

              The thirty-year nightmare in Northern Ireland has inspired poems and dramas and many volumes of sociological and political reflection. It is only now, as the dust begins to settle, that the deepest theological lessons can be drawn from the conflict. These lessons will not amount to a total understanding, for theological inquiry often deepens our sense of ultimate bafflement. But at least the effort to reflect on the painful episode prevents us from simply writing it off as a regrettable lapse into “unchristian” behavior, or as merely a political imbroglio in which religion had no essential role. One hypothesis that theology might explore is that our entire way of constructing our identities, especially our religious identities, has been fundamentally deluded. Such delusive constructions of rigid identities are just the kind of thing Buddhism is good at diagnosing and healing.

              Here I shall examine some Buddhist literature in the hope of finding some grains of healing insight. The Christian resources have come to seem a futile rhetoric, and talk of forgiveness and reconciliation has fallen on jaded ears as a facile, predictable response or a noxious moralizing. What makes Buddhism a promising resource for dealing with entrenched attitudes of fear and hatred is its capacity for probing analysis. This analysis aims at a practical therapeutic effect, but it also has a keen intellectual grip. Its systematic pursuit of psychological and ontological insight gives its approach to the human condition an invigorating quality, and allows it to form close connections with the modern anthropological sciences. It can help to revitalize the tired Christian ideas of love and forgiveness and restore to them a compelling logic and a grounding in the real, showing that the Gospel message too is not mere idealism but has immediate practical force. Buddhist therapy aims to be precisely tailored to the ailments it would address. Christian language needs to find the same precise functionality, cutting away the accumulated bombast of centuries and soberly adjusting our words to realities. For such a reform, a cool gaze from the outside is required, and Buddhism is the most constructive and enlightening of such external perspectives.

              The Northern Ireland conflict has had a paralyzing effect on the minds of many in the Irish Republic. We have been reluctant to waste mental energy on a situation that has generated so much heated rhetoric with so little fruitful discussion. Buddhism brings a fresh, neutral perspective, allowing calm examination of the problem. When the Three Poisons—clinging, aversion, and delusion—put forth such ripe fruits as in Northern Ireland, they provide promising material for a diagnosis of bondage that can become a map of release. Most nations and churches prefer to forget historical trauma rather than to learn from it. But our responsibilities toward later generations may demand an unflinching gaze at the historical record and what it reveals. Otherwise the new generations will be condemned to repeat the mistakes of the old.

              If fixated notions of identity acerbated the strife in Northern Ireland, the Buddhist dismantling of such notions could remove the seeds of future conflict. Each of the Three Poisons brings the others in its wake. To hate is to grasp at a fixated sense of one’s own identity and a delusive image of what one hates. Buddhist meditation discerns and dissolves these unwholesome passions and the reifications they project. It produces the calm insight that can create a less toxic world by dissolving the basis of many forms of violence. People in the grip of rage or fear are unlikely to be open to the arcane wisdom of Buddhism. But that wisdom becomes less arcane when conveyed through a method of immanent analysis or deconstruction, logically showing the illusoriness of rage and fear themselves. In this sense, folly is its own undoing, and “the evil passions themselves are enlightenment.”

Buddhist Approaches to Forgiveness

Christianity is based on the idea, or rather the event, of divine forgiveness: “As the Lord has forgiven you, so you also [must forgive]” (Col. 3:13). Why was this reality so little actualized in Northern Ireland? Even now, when a measure of rational political coexistence has been achieved, there is little cordiality or friendship between the Christian communities of the area. Such cordiality would be the fruit of mutual apology and mutual forgiveness, but even that seems to be far from people’s minds. The word “forgiveness” is not a popular one; it sounds like the jargon of sentimental preachers. It is easier to forget than to forgive, for forgiveness implies a relationship with the one to be forgiven—that is not desired. But peace-building means cultivating a mutuality of concern with the one that had been comfortably categorized as the enemy. It also involves defusing the religious and national ideologies that have bred intolerance, hatred, or violence.

              The topic of forgiveness may seem at first sight remote from the concerns of Buddhism. Buddhism does not conceive of ultimate truth in the guise of a personal God. Its concepts of error and defilement do not readily translate into the Biblical notions of sin and guilt. The Buddhist solution to unwholesome dispositions is to overcome them by following the path that leads to release; acts of pardon and grace have little to do with it. In some early Buddhist texts, the emphasis falls not on forgiving, but on the foolishness of taking offense in the first place:

“He abused me, he struck me, he overcame me, he robbed me”—in those who harbor such thoughts hatred will never cease.

“He abused me, he struck me, he overcame me, he robbed me”—in those who do not harbor such thoughts hatred will cease.     

(Dhammapada 1.3–4; trans. Radhakrishnan)

              In contrast, Biblical rhetoric is full of references to enemies, slanderers, persecutors. Buddhism might unmask a delusion here, rather than go on to talk of forgiving one’s enemies and blessing one’s persecutors. Biblical salvation is atonement for evils that have already occurred; but Buddhist salvation is more an effort to prevent the evils from arising in the first place. When they have already arisen, it calmly proceeds to dismantle them by going back to their roots. One universal process of karmic causality presides over all evils and the cure for them. Even the ultimate goal of undoing the chains of karma and entering the freedom of nirvana is attained through following this analytical procedure. There is no supernatural dissolution of bondage to evil by an act of grace (at least in early Buddhism). Thus, when we seek resources in Buddhism for a clarification and underpinning of the Biblical ideas of sin, forgiveness, grace, reconciliation, and atonement, we face the risk that these notions themselves will disappear in light of Buddhism’s higher wisdom.

              There is a deep tension between the Indian wisdom that grasps ultimate reality in impersonal terms and regards ideas of a personal creator as at best provisional skillful means (upaya) for those who need them, and the Christian conviction that ultimate reality is most fully and concretely known when it gives itself the voice and face of a personal God. Even as we remain convinced of the primacy of the personal God of Scripture, we can allow the impersonal conceptions to play against it critically, providing a perspective that prevents the drama of sin and forgiveness from being reduced to an infantilizing schema of placating an offended Father.

              Mahayana ( “Great Vehicle”) Buddhism, with its plethora of savior figures, makes place for a warmer, more positive conception of forgiveness than we find in early Buddhism. But even there salvation centers not on forgiveness but on release from delusion and suffering through meditative insight into the nature of reality. Buddhism queries the reality of the passions that make forgiveness necessary and also queries the reality of the objects of those passions. My anger, resentment, and hatred are delusions, and so is the crime or offense the other is thought to have committed against me. Indeed, my very concept of “myself” and of “other” is pervaded by delusion and fixation. Even if these Buddhist ideas were totally untrue, it would still be very wholesome to meditate on them at a time when national, ethnic, and religious identity has so often shown a murderous face.

              The person harboring resentful thoughts may as a matter of fact have been abused, struck, overcome, or robbed, yet his brooding on this imprisons him in delusion and fixation. Memory of past offenses plays a huge role in contemporary culture, and there is insufficient reflection on the dangers of clinging to such memory. Much current rhetoric makes the hurt, anger, traumatization felt by victims into a kind of sacred cow that cannot be questioned. Instead of seeking to heal and dispel their wounds, victims are encouraged to nag at them and to seek “closure” by some form of vindictive payback. Hatred is still regarded as a strength rather than a poison. One must seek to understand the rage of the oppressed, but without forgetting how rage tends to become blind and rigid, feeding on itself. Rage finds stereotyped expression in destructive acts. Its delusional aspects must be undone if the energy of indignation is to be converted into flexible and strategic action.

              Equanimity is the attitude most prized in early Buddhism, not only because it is the condition for the effective practice of loving-kindness, compassion, and sympathetic joy, but because it excels these as a realization of spiritual freedom. The balanced person never takes offense. Yet in Mahayana Buddhism, balance tends to yield pride of place to compassion, and forgiveness becomes more than a matter of spiritual freedom. Within the altruistic bodhisattva ideal, the bodhisattva recognizes in the enemy an occasion for practicing forbearance. But he also practices forgiveness for the enemy’s sake.

              To regard your enemy as your best friend, as a bodhisattva sent to help you, is an attitude enjoined by the Lotus Sutra, which shows the Buddha describing his arch-enemy, Devadatta, as one who benefited him in a previous existence and one who is destined to become a great buddha. What facilitates such attitudes in Buddhism is the notion that there is no permanent identity in either the offender or the offended. Practice of the art of forgiveness entails willingness to recognize our own lack of substantial being, the totally contingent, dependently arisen, empty texture of our existence and our history. Compassion (karuna) is based on realizing the equality of oneself and others and also practicing the substitution of others for one self.

              Note that when the bodhisattva discovers some offense that might induce rage, he sees it instead as an occasion to practice forgiveness. The memory of past wrongs is put to a spiritually profitable use. Following the lead given by the Vatican on Ash Wednesday, 2000, churches everywhere should integrate into their liturgies ceremonies of apology for wrongs inflicted in the past and also ceremonies of forgiveness for wrongs suffered. The point of this is freedom—freedom from the burdens of guilt and of bitterness, and freedom to relate with other communities from whom we have been alienated for centuries by a refusal to apologize or to forgive.

The Kenosis of the Collective Ego

The Northern Ireland tragedy thrived on essentialism, which in Buddhism is the most fundamental form of ignorance (avidya). “Irish” and “British,” “Unionist” and “Nationalist,” “Catholic” and “Protestant” were positioned against one another in rigid contrast. The powerful hold of these abstractions is difficult to explain. Consider the fear and rage we feel when our inflated image of our self is dinted by telling criticism, or by the Buddhist teaching that there is no separate self and that we exist only as a sequence of dependently co-arising occasions. Adherents of religious traditions are gripped by the same fear and rage when their tradition is convicted of error or wrongdoing. They will elude the criticism by pointing to an inner core of the tradition that is immune from error or sin, just as we cling to the image of an inner self. From a Buddhist point of view, religions are merely skillful means, shaped in function by constantly changing historical conditions, so that a religion that boasts of its unchanging core is by that very token becoming an unskillful, dysfunctional affair, a blockage to enlightenment. It is certainly no coincidence that two Christian cultures notoriously resistant to change—Ulster Protestantism and Irish Catholicism—should have been involved in the Northern Ireland conflict. The dispute between Nationalism and Unionism is on its own a deadly clash of essentialisms, but its religious underpinning fits it like a glove. Like faded beauties who are blind to their wrinkles, these traditions are oblivious to the mismatch between their self-image and the political and religious realities of contemporary Europe. It may be that the more deluded one’s self-perception, and the more ridiculous it makes one look to bemused observers, the more resistant it is to correction.

              The Buddhist middle way is the way of balance between substantialism (or essentialism) and nihilism (or total loss of identity). There is no separate self. The self is dependently co-arising at every moment in intricate interaction with the various conditions of its existence, including past moments on the continuum of its karma. The self that exists now is not the self that existed in the past, nor will the future self be the self that exists now. Instead of grasping at self as a separate reality and worrying about its survival, we should deal with the here and now, with the conditions making for bondage and for release.

Letting go of representations of a fixed ego is a way to reconnect ourselves with the total interrelationships within which our existence in reality is taking place, to reconnect ourselves with the cosmos or with the dependently arising thusness of things.

              Formations of continuity, such notions as career, success, lifework, vocation, marriage, or such notions as the soul, variously subject to the disease of sin and the healing of grace, are products of grasping. The temporal continuum such notions attempt to reify is full of discontinuities between one moment and the next. The self is a sequence of fleeting occasions. Formations such as church, nation, race, and ancestry are also products of grasping, collective ego-obsessions, painful delusions. Studying the historical process of the formation of the discourse that produced these entities, one realizes that their dissolution is inscribed in their construction. Their continuity is that of a constantly rewoven story, and when the web entangles us it is time to start retelling the story, differently, or even tearing the conventional web to let some ultimate awareness come through—awareness that there exists nothing but dependently arising occasions.

              The substantialized self is provided with a grandiose mythic history. The same is true of a nation’s idealized self-image. Revisionists seek out facts that show the heterogeneity of history and its shifting alliances in order to reveal the unitary nationalist reading of history as a product of the imaginaire. As the differences between the present and the past come into sharper focus, the pure identities posited by ideologically shaped history are shown to be constructs of recent vintage. Revisionism does not fix the absolute objective truth about history, for that too is a delusory goal. But it can free us in the present from the fixated stories about ourselves that prevent us from apologizing for or forgiving the crimes of the past.

              The extreme of substantialism, whereby one asserts oneself, goes hand in hand with the extreme of nihilism, whereby one negates the other. Only we are real and substantial. When we insist on the purity and completeness of the Catholic faith, we tend in the next breath to negate the Protestant faith, failing to see that a blow against the Christian faith is a blow at Catholicism itself. Dogma itself can hardly be taken as an ambiguously benign achievement, given the amount of blood spilled in its name. It breeds “attachment to views” by its very nature, and instills in those with right views a sense of superiority over those with wrong. True, “right view” is the first step on the Buddhist Eightfold Path. If dogma were a wholesome, right view in a Buddhist sense, it would only be our excessive attachment to it that would be diagnosed as unwholesome. In any case, the fundamental Mahayana scriptures, the Perfection of Wisdom sutras, consider all views to be ultimately wrong views. We are familiar with the idea that objectifications of God may be distortions. But for Mahayana, objectification of anything at all, as when we name or conceive such items as chairs and tables, is a false way of thinking, having at best a provisional, conventional validity.

              Language about God—like language about self, nation, world—has at best only a conventional validity. To insist emphatically on any view about God is to build too much on a fragile foundation. Dogmatic assertion has a very limited and modest role and is always outstripped and overshadowed by a sense of its inadequacy to the ultimate reality that it seeks to point to from within conventional discourse.

              Religious traditions are dependently arisen formations, human language serving as conventional vehicles of ultimacy, skillful means that often become unskillful when we forget their function as a mere means and try to make them substantial ends in themselves. What does Christianity’s very concrete identification of God, culminating in Christ as the incarnate Word of God, really mean? Buddhism strongly affirms that the ultimate cannot be defined. The Johannine God is not substance but spirit, love, light. The Incarnation of this God means that a certain disposition of conventional forms allows the emptiness of God to shine through—thus the story of Jesus becomes an eloquent Word revealing the empty face of God.

              In traditional usage “God” functions like the stable character in a traditional novel, anchoring the coherence of religious and philosophical discourse. In current discourse, God as stable character is yielding to God as space of deconstruction. If we think of God as a gracious encompassing reality, we also know that it is a reality that cannot be securely pinned down, and that reveals itself in its withdrawal as what forever eludes our grasp. Similarly the stable self to be redeemed, the soul, is yielding place to a process of liberation or redemption that goes on collectively and in which the individual’s story finds its context. When we try to pin down our individual identity and its destiny, we fall back on some frozen myth about who we are and miss out on the changing life that is going on all around us. Joyce, who spent his life battling against the rigidity of mind he found in his homeland, pushes awareness of the constructedness and fluidity of identity almost to the point of a Buddhist deconstruction of self, as he shows how character is pieced together out of an ever-changing bundle of possibilities. The self arising and passing is a non-self, a self that knows itself to be an ephemeral conventional construct. Joyce’s soundings of Irish speech and consciousness reveal how the mind is bound by cultural stereotypes and how a web of fabrications interposes between it and the real.

The Ontology of Apology

Today we are taking the first steps to a culture of forgiveness when it will be normal for nations to work at forgiving those who have injured them and seeking forgiveness from those they have injured. When nations actively set out to seek forgiveness for the wrongs they have inflicted, they make it easier for the wronged nations to express forgiveness, and even in some cases to ask for forgiveness in return. The hour of apology has struck for the churches in particular, for crimes of the past were often sanctioned by Christian rhetoric that allowed them to be committed in good conscience. Popes launched crusades with the cry, “Dieu le veut! (God wills it!),” and not until Islam had ceased to threaten Europe did people doubt this. Elizabeth I congratulated her genocidal adventurers in Ireland, telling them they had given glory to God.

              The scandal of religious crime is a topic for endless meditation and analysis, not to be swept away by an opportunistic expression of regret. The crimes of the past are too often seen as something ultimately unintelligible, part of the unfathomable mystery of evil, of original sin. Instead of seeking healing through radical analysis it is easier to shrug and sigh about being a Church of sinners, with the fatalistic implication that we are bound to sin again in the future. Such language is designed to prevent recognition of the fact that it was not weak, lukewarm Catholics but saintly and orthodox ones, including Saint John Chrysostom, Saint Bernard of Clairvaux, and Saint Robert Bellarmine, who vilified Jews, preached Crusades, and lit the fires of the Inquisition. Is it not food for reflection that if even our canonized saints did not escape such blindness, how can we ever hope to do so? Perhaps we cannot forgive the crimes of the past on behalf of their victims, but we can learn that our own crimes, conscious and unconscious, will also need forgiveness, unless we have indeed attained a state of enlightenment that both Christianity and Buddhism agree to be rare. Seeing the errors of the past should be the first step to seeing our own errors. The depths of blindness that history reveals are the depths in which we still grope, but the study of history makes us aware of our state, and can be a step to awakening.

              Apology is still not popular in Christian circles. The Stuttgart Confession of 1945, in which German church leaders repented for the suffering caused by Nazism (no mention of the Holocaust), provoked widespread anger in German churches, media, and politics. What makes apology and forgiveness difficult is that they imply an emptying of the self, a humiliating kenosis. Institutions are as self-protective as individuals, fearing that too much humility will result in a sell-out, a dissolution of inherited identity.

       Religion has performed a noble task in upholding the victim’s memory and using it to instill vigilance for the rights and freedoms of oppressed people. To expose the sacred history of these wrongs to a revisionist reading, it is felt, would be a betrayal of the dead and a form of blaming the victim. It is true that one of the effects of historical oppression is to induce a great lack of self-confidence in the victims—Jews, gays, and colonized peoples have often suffered from self-hatred. Ancestral memory turns poisonous when it becomes a source of resentment and self-righteousness, breeding the sense that revenge is a sacred duty, or that the results of historic injustice must be undone by such methods as ethnic cleansing.

              The fixated quality of such memory is based on the purism with which the myth of identity is upheld. Ireland, cast in the role of eternal victim, fails to see that the role has become stale and rotten, and that the crimes recently committed in the name of that victimhood are not a glorious affirmation of unchanging identity but a proof that identity is a process of perpetual change, for the glorious patriot of yesterday is revealed as the contemptible terrorist of today. People feel that it is wholesome and uplifting to swear by an unchanging identity, religious or national. To realize that any identity, any orthodoxy, is no more than a provisional arrangement allows one to engage with the treasured past of one’s ethnic or religious tradition in a more skillful way. This frees one to criticize the past with the confidence that one’s always shifting identity will benefit from the exercise.

         The practice of apologizing for the crimes of one’s predecessors or accepting forgiveness in their name raises many tantalizing problems. By what right do we speak on their behalf? And what good does our apologizing do for their victims? It is good to meditate on this issue, for it is another path leading to the Buddhist insight into the non-substantiality of the self. To recognize the gap between the present “Ireland” and the past “Ireland” is to be freed from a fixated sense of identity.

              Even when apology or forgiveness bear on a crime committed by an individual in his past life, the one forgiven is no longer precisely the one who committed the crime. The crime was the product of a myriad of conditions that can neither be recreated nor undone. Apology and forgiveness in regard to long past events are bound to work with simplistic reifications of those events and with feelings about them that are full of delusion. But the effect of these practices is to break the hold of this reification and delusion, for it replaces one set of attitudes toward the past with another set that lays a better basis for present and future relationships. Apology and forgiveness allow the past to be past, so that it need no longer shed its blinding shadow on the present. Coming to terms with the past is futile if pursued as an end in itself. The active initiative of apology and forgiveness takes the past as theme for addressing present relations between the one who apologizes and the one who forgives. To be skillfully brought off, such initiatives must be more than arbitrary spur-of-the-moment gestures. They should be the result of long reflection, just as the realization of non-self comes from long practice of meditation and analysis.

              For people to discuss the injuries and grudges that have poisoned their relations for centuries, working together on them so as to build toward radical reconciliation is not only a realization of the central Christian and Buddhist aims; it is a task that has become imperative for all nations today, given what we know of the lethal potency of unrepented and unforgiven historical crimes. The forces that unleash mass carnage may seem more powerful than those behind our first faltering steps toward a culture of reconciliation. But those are the forces of illusion and fixation; these are the forces of reality. In a world of total interdependence and constant change, the fixated discourse of hate declares war on reality, and is immediately obsolescent, though it may persist in its delusion for a long time, creating a hell on earth.

(Dharma World 31, Nov.-Dec. 2004)

July 07, 2005

Japanese Buddhism: The Dialogue with Our Sister Religion

Christians living in Japan may be inclined to see Japanese Buddhism as just a sleepy part of the cultural background, having no vital connection with their own beliefs and preoccupations. Such indifference is not the most imaginative or generous response to the major religious reality in this part of the world. I want to propose instead that just as the Church of Rome considers the Anglican Communion as “our sister church” (Paul VI), Christians in Japan should view Buddhism as “our sister religion.” For a millennium and a half it is Buddhism that has served as the principal focus and framework for the Japanese soul in its quest for ultimate truth and its longing for salvation. The Christian Gospel also addresses that quest and that longing. But it is not addressed to a tabula rasa. To ignore the deep traces engraved on the Japanese mind by the Buddhist centuries would be an act of violence, as if people could hear the Gospel only by first having their minds washed clean of all the wisdom they have accumulated. A Christianity based on such an imposed blankness of mind would be a synthetic religion, an imported jargon for conditioned zombies, unable to bear fruit because of its shallow roots.

Just as Roman Catholics find a freshness in the theology and liturgy of Anglicanism, and vice versa, Christians can find new spaces for their spirit in the world of Buddhism, with consequent enrichment of their own tradition. Again and again, I meet Catholics who are suffering from an impoverished diet of religious ideas and practices, and who ring the changes on a set of neurotic preoccupations with pope, sex, confession, priests, and so on. Jean Guitton observed in one of his last interviews that the Gospel is something to be used. At times that it no longer speaks to us we should leave it aside and turn to other spiritual nourishment. This flexibility in the intelligent use of the means of religious enlightenment is particularly valuable in Japan, a country blessed with a rich array of spiritual traditions and practices. In mono-Catholic societies the quest for a variation of spiritual diet may lead to eccentric practices of a fundamentalist or New Age kind, but in Japan it can find an outlet in the embrace of such deeply established, mature traditions as Tendai, Zen or Pure Land Buddhism, or in the many religiously tinged “ways” of the domestic or athletic arts. 

Some argue that Buddhism is a philosophy rather than a religion. Certainly the interaction between Buddhism and Western philosophy is of far more intellectual interest than the sporadic efforts at Buddhist-Christian theological exchange that have been made up to now. Buddhist-Christian thinking tends either to evaporate in mere edification or to become stuck in inconclusive debate about heavy dogmatic themes such as the nature of God or the status of Jesus Christ. The philosophical dialogue, in contrast, can treat disinterestedly of such themes as the self, causality, time and space, knowledge and language, logic and ethics, relative and absolute truth, without any worry about religious issues. Such dialogue has an implicitly religious character, not only because it is carried on as a quest for truth, but because all of Buddhist philosophical thinking aims at ultimate liberation and is pervaded by the savor of liberation.

This philosophical dialogue is not as developed in Japan as one might have expected, because the study of Western philosophy in Japan, just like the study of theology, is carried on at a distance from indigenous Japanese thought. The Kyoto School philosophers have set up a rickety bridge between Buddhism and Western philosophy, but a full-scale interchange between the two intellectual worlds has not yet been achieved. The dominant forms of Buddhism that Christians will encounter in Japan are not in any case particularly philosophical. Rather we face a well-organized ecclesiastical Buddhism, of which the various denominations have much in common with the different Christian churches. Some might see this churchiness of Japanese Buddhism as a sign that it has lost the spiritual and intellectual force of the Indian origins and thus need not be taken seriously as a partner for dialogue. Dialogue with Japanese Buddhism, they might feel, is a waste of time, since it has to begin by breathing life into old superstitions and debris of dogma, which the modern Japanese mind has left behind, despite lip service to Buddhist tradition as a cultural heritage. But Christians, and especially Catholics, who know the value of churchhood, despite its unprepossessing outer aspects, should not underestimate the depth of religious life represented by the centuries-long fidelity of the Buddhist congregations. The vast masses of the Buddhist faithful, in their pilgrimages, funeral services, rituals, social work, catechesis, are involved in an enterprise that is close in spirit to that of the Christian churches. If the two ecclesiastical worlds ignore one another rather than cultivating mutual interest and sympathy, if they pose as rivals rather than as co-operators, that is a victory of fear over fraternity, of sectarianism over the enlightened quest for truth. 

A disparaging attitude to another tradition is liable to boomerang on one’s own. Centuries of Catholic tone-deafness to the insights of the Reformation, centuries of confidence that the non-Roman churches were destined to wither away, left Catholicism itself spiritually and intellectually impoverished. Cold mistrust of Buddhism will produce the same negative yield. As in Christian ecumenism, inter-religious encounter must begin with a wager, an act of faith, which expects to find in the other tradition buried resources at least as vital as those in one’s own tradition. If Buddhism today looks unimpressive, if its classical forms look anaemic and dusty while its modernized forms are tinged with spurious New Age mystagogy or inward-turning fundamentalism, something similar is true of a Christianity divided between a jaded clerical culture and new movements based on emotionalist mass psychology. The destiny of the two religions in contemporary culture is a shared one. It may be a case of “United we stand, divided we fall.”

The indifference of Christians to Buddhism in Japan suggests that they tacitly believe that the Buddhist denominations are hidebound traditionalist groups, lacking the dynamism of their Christian counterparts. As far as I can see, that is a distorted perception. The divisions of Buddhism may suggest a dusty parochial sectarianism, but at least they have roots in Japanese history, and are a kind of palimpsest of its different epochs. We have the Kegon-shu and the Ritsu-shu from the Nara period, Tendai and Shingon from the Heian period, Rinzai, Obaku and Soto Zen, and the various branches of the Pure Land and Nichiren traditions from the Kamakura period, various reform movements within these denominations in the Tokugawa period, and the offshoots from them in the form of ”new religions” in more recent times. In contrast to this panorama, the divisions of Christianity are imported from the West and have no connection with Japanese history or culture. If Buddhism, viewed from the outside, often appears archaic and even moribund, this is no less the case with Christianity, of which the most visible external symbols in Japan convey the impression of relics from a musty past. The archaism of the Buddhist world has at least the merit of chiming with old Japanese mentalities. In its external manifestations it blends into the Japanese landscape, or stands as an eloquent reproach to soulless modernity in the way that old Christian churches do in the European setting.

Neither within Japanese Christianity nor within Japanese Buddhism is ecumenical dialogue between the different denominations particularly dynamic, as far as I know. Intellectual openness and the spirit of discussion among both Christians and Buddhists seem to find their outlet principally in engagement with secular modernity and its ethical problems rather than in curiosity about one’s religious neighbors. Catholics and Protestants, Christians and Buddhists, come together in shared concern with the challenges of modern society, but not on the level of theological exchange. Interest in one another's traditions cannot be imposed by decree. It remains for individuals who do feel such an interest to follow it as far as they can. Their isolated efforts at bridge-building can have an imponderable influence. The mere existence, for example, of a scholarly history of Zen Buddhism by a Jesuit priest, Heinrich Dumoulin, opens deep channels of communication between the two religions.

Ideally, the individual who would enter into dialogue with Japanese Buddhism should study the tradition full-time, acquiring the highest scholarly qualifications, and in addition should live a Buddhist life among Buddhists, for instance in a monastery (though the academic and monastic paths are liable to clash). But even a part-time involvement can bear fruit. As one who comes from a background of philosophy and theology, I have found that every exposure to Buddhist thought has a refreshing and stimulating impact beyond what the usual Western sources can yield. The Indian sources draw me more powerfully, because of their foundational status, their penetrating analytical style, and their connections with the wider web of Indo-European culture and thought. But Japanese Buddhism has its own special claims, notably the fact that it is a living religion, whereas the world of the great Indian Buddhist thinkers lies in a remote past.

Dialogue with Japanese Buddhism is a slow, gradual process of osmosis. The tradition does not confront one with a challenging doctrine to be accepted or rejected. It has not the dramatic impact of, say, the encounters with Darwin, Marx, Nietzsche, or Freud, or with the original teachings of the Buddha, the Mahayana sutras, or the Madhyamaka and Yogacara philosophies of Emptiness and Mind-only. The flavor of Japanese Buddhism is subtle and elusive. It has less to do with theses than with a wisdom enacted in daily life, a sensibility as prone to esthetic as to religious expression. Art and literature are vehicles of Japanese Buddhist awareness just as much as formal religious texts are.
Whereas in India and in the first centuries in China, Buddhism was marked by the same kind of dialectical progress through successive more advanced positions, in Japan there is not pattern of progress of this kind. If there is progress it is in the direction of pragmatic efficacity, of bringing the religion closer to the lives and the needs of the people. Thus the great Buddhists of Japan – Saicho, Kukai, Honen, Shinran, Nichiren, Takuan, Hakuin, for example -- are also likely to be culture heroes remembered for their inventions or their compassion with the people. Dialogue with Japanese Buddhism cannot then be a detached intellectual exercise. It must involve embracing the people of Japan and the history of their struggles. Refusal of such dialogue, conversely, can be regarded as a rejection of the people of Japan.

Even at the level of high culture, the dialogue with Japanese Buddhism would only be a caricature if one pursued it in the detached style suitable for dealing with Indian philosophical Buddhists such as Nagarjuna, Asanga, or Dharmakirti. Discussion of the latter can focus on their arguments without recalling at every moment that they belong to a specific local culture. In dealing with Japanese Buddhist thought, however, one does need to see it in its total human and historical context. Even such an imposing thinker as Dogen cannot be isolated from the culture, poetry, landscape of thirteenth century Japan. Even the study of such a lofty theme as Originary Enlightenment (hongaku), which is probably the central doctrine of medieval Japanese Buddhism, cannot confine itself to a history of the dogma in its various developments as recorded in Tendai texts (those studied by Paul Swanson, Paul Groner, Jacqueline Stone, and Ruben Habito, or Paul Swanson). One must also tune in to the vibrations of the idea in Japanese literature, as studied by William LaFleur (The Karma of Words). More than that, one should connect the idea with the most intimate dispositions of the Japanese soul, seeking a mutual illumination between the Buddhist discourse and the broodings of ordinary Japanese people over the centuries. The claim that within each one of us resides the Buddha Nature, that we are here and now enjoying the vision of ultimate reality in the depth of our being (though our distracted superficial way of living keeps us from tuning into this at the conscious level), is an idea that can give a profoundly serene and trusting disposition to the mind that absorbs it. Though there is much pessimism and fatalism in Japanese culture, and though it is haunted by a melancholy sense of universal impermanence, at a deeper level than this there is a sense of harmony with being, a trust in the goodness of being, that is both expressed and reinforced by this reassuring doctrine of originary enlightenment. The idea that even the plants and the grasses have Buddha Nature pervades Japanese poetry, so that a few lines describing a natural phenomenon can become an epiphany of ultimacy. Such thoughts owe more to the Chinese than to the Indian background of Japanese Buddhism. In Japan they lose some of their speculative force, but in return they acquire a new esthetic immediacy. They constitute a bridge between Japanese culture and the Christian doctrine of grace. The confidence of the Psalmist in the goodness and loving-kindness of Yahweh finds a new resonance, a rich orchestration, when it is correlated with the Japanese sense of originary enlightenment. The Christian who would preach grace and the forgiveness of sins to the people of Japan cannot afford to bypass this preparatio Evangelii that is pre-inscribed in the inner depths of Japanese culture.

In Japanese Buddhism the activity of meditation can be a method for attuning oneself to this graciousness of being. Meditation in Buddhism can be a very down-to-earth business, a matter of registering the emptiness and futility of the thoughts that constantly fill our minds, and constantly bringing our distracted minds back to a mindful attention to the present moment. But Dogen presents the encouraging thought that to sit in meditation is already to be enlightened. As we pursue this humble exercise we are connected with ultimate reality. As a Christian I can extrapolate the idea that to meditate is to find oneself where one has always been – in the presence of God. In Japan, meditative mindfulness goes far beyond the precincts of the monastery. It is intrinsic to arts such as calligraphy, archery, or the tea ceremony, and can even be seen in the attentiveness underlying common Japanese etiquette. Here is an experience to which the Japanese Christian should be open, just as St. Paul was open to a sense among the Greeks that “in Him we live, and move, and have our being” (Acts 17.28).

Japanese culture offers Christianity a new opportunity to anchor itself in the immanence of a distinctive experience of life and of the world. A tawdry and abstract imported jargon, which has lost the existential and cultural roots that it had in its original biblical sources, needs to be thoroughly transformed until it becomes as intimately persuasive to the Japanese ear as a haiku. The Christian words will have an impact in Japan only if they are experienced as invigorating here and now. While I spoke above of longing for salvation and a quest for truth, I think it can be said that both truth and salvation in Japan are sought not in some numinous beyond but as cashed in the small change of daily life. What carries weight in Japanese religion is not the truth of doctrinal tenets or even the promise of ultimate redemption. Rather, the purpose of religion is rather to provide an energy for living here and now. One feels this energy particularly in the Nichiren traditions. In other cultures the virus of fundamentalism thrives on the friction between inherited doctrinal systems and the challenges of modern secular rationality. In Japan the danger is rather that the cult of religious vitalism can become anti-intellectual or irrational. When the Buddhist mainstream is felt no longer to provide the needed energy, a guru will arise with some invigorating but intellectually irresponsible innovation, leading his followers into a fanatical enclave. Classical Buddhism like classical Christianity is a religion of great intellectual responsibility, and again an alliance between the two religions can help preserve this intellectual maturity over against movements that seek to thrive on the rejection of the rational.

The tendency to view doctrines merely as skillful means, to be valued by their efficacity in releasing spiritual energies, gives Japanese Buddhism an immanentist and relativistic cast. Religion has more to do with how one lives here and now than with transcendent entities or truths. Exposure to this way of thinking can bring a salutary sense of perspective to our Christian preoccupation with inalterable dogmas and principles and can challenge us to find more flexible and functional expressions of the Christian message. Conversely, the more marked intellectualism of Christianity, especially in Western Europe, can be a challenge to Japanese Buddhists to think beyond cherished practices and to pose afresh questions of religious truth, in more open dialogue with contemporary philosophies.

Japanese Buddhism has little interest in the ideas of original sin or ultimate salvation. What counts is the play of negative and positive energies here and now. Christianity centers on the ultimate answer to an ultimate question. Jesus Christ saves humankind from sin and its shadow death. Perhaps the Four Truths of original Buddhism could also be seen as a doctrine of salvation in this sense, a path from primeval suffering and ignorance to ultimate bliss and enlightenment. But Japanese Buddhism focuses more on present daily practices than on such a 'big picture' of ultimate origins and goals. There is a lesson for Christianity in this modesty of scope.

I am writing this in Argentina, and I notice that the local church is instilling an ethos of Christian realism in dealing with the unprecedented economic crisis and its attendant social ills. Meanwhile, the scholars Fernando Tola and Carmen Dragonetti teach Buddhist analysis in their Institute, centered on a small but remarkable library containing the Buddhist Canons, Pali, Tibetan, Chinese, and Japanese. This valiant couple continue to spend money they can ill spare on expensive European publications despite the steep devaluation of the Argentine peso. In their passion they know that a library has a life of its own, and creates a culture around itself as it attracts and creates students. (This should cause shame to those in Japanese institutes who have failed to develop their libraries even though ample funds were available.) Sadly, the Argentine Catholic Church pays little attention to this precious resource for analysis, just as the Church in Belgium paid no heed to the priceless scholarship of Etienne Lamotte even as its theologians pontificated on the limitations and errors of Buddhism.

Unflinching analysis of the situation, followed by the appropriate collective practical response, wherein each shares the burden of all, is how the Christian Gospel is lived in painful conditions such as Argentina is now experiencing. This modest present-centered practicality provides better testimony to the intangible ultimate referents of the Christian message than any explicit doctrinal stress on origins or ends could do. Christians who are serious about the task of liberating analysis will not neglect the resources of Buddhism. The pragmatic scope of Japanese Buddhism tends perhaps to be rather too modest, tending to confine itself to a personal or domestic present rather than tackling the problems of society in their full range. Of course a similar narrowing often afflicts Christianity, when consciousness of the social dimension of the Gospel is allowed to atrophy. Religion in such cases becomes a cocoon. The long dialogue between Christianity and Marxism provides a social scope that can be of value to Buddhism. Indeed, we should be unashamedly marketing the social teaching of the Christian churches to their Buddhist counterparts. Again it is a lack of true theological openness that has prevented us from doing so. One group that must be commended for its pooling of religious wisdom from Buddhist, Christian, and secular sources within a broad concern for social justice is Rissho Koseikai, probably the most respected of the New Religions, if indeed it should not rather be considered as simply a liberal branch of Tendai Buddhism. Its ethos may be gleaned from its widely distributed magazine Dharma World.

Instead of beating monotonously on our sectarian drum, it is time for us to open up to the full scope of human religious experience, exchanging the impoverished diet of sameness for the banquet of otherness that Providence has prepared for both Christians and Buddhists in Japan. The sauces of this banquet are not spicy, but of subtle flavor, taking time, and a trained palate, to be fully savored. Only an addiction to fast-food religion keeps us from enjoying this feast. Christians in Japan who are interested only in Christianity may be compared to guests who bring their own food to a party and scoff at the hostess’s exquisite cuisine. Dialogue between the Christian and the Buddhist churches in Japan is still only a gentle trickle. Yet the few seeds that are being sown are big with promise. In a world marked more than ever by religious war, these peaceful explorations trace the path to a future civilization of mutual respect and co-operation.

(from THE JAPAN MISSION JOURNAL Autumn 2002)

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